Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | May 27, 2025 | May 29, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date May 27, 2025 · Filed May 29, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 379,767 |
Reported balance
After 2025-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-05-27 · Grant · Acquired 1,462 · Balance 379,767 F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. F2: Reflects a transfer of shares between trusts. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.63 · Expires 2035-05-27 | Direct | 3,646 |
Reported balance
After 2025-05-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-05-27 · Grant · Acquired 3,646 · Balance 3,646 F3: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 155,367 |
Reported balance
Holding disclosure · report date 2025-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 155,367 F2: Reflects a transfer of shares between trusts. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse as Trustee | 295,320 |
Reported balance
Holding disclosure · report date 2025-05-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 295,320 |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
F2: Reflects a transfer of shares between trusts.
F3: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TD AMERITRADE HOLDING CORP
Report date October 06, 2020 · Filed October 07, 2020
Section 16 reporting ended · disclosed 2020-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-06 transaction · row 1
1 source rowRow 1 · 2020-10-06 · Disposition to issuer · Disposed 188,057 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2020-10-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-10-06 · Disposition to issuer · Disposed 8,059 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. |
| Common StockSEC Table I · non-derivative | IndirectBy children | 0 |
Reported balance
After 2020-10-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-10-06 · Disposition to issuer · Disposed 43,055 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F3: Shares are held by trusts created for Mr. Ricketts' children. |
| Common StockSEC Table I · non-derivative | IndirectBy spouse and children | 0 |
Reported balance
After 2020-10-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2020-10-06 · Disposition to issuer · Disposed 228,659 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F4: Shares are held by trust created for Mr. Ricketts' spouse and children. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.)
F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time.
F3: Shares are held by trusts created for Mr. Ricketts' children.
F4: Shares are held by trust created for Mr. Ricketts' spouse and children.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2025 Filed May 29, 2025 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 3,646 | $0.00 Strike: $88.63 | $0.00 |
DisclosureSEC source: 0001533741-25-000005 · wk-form4_1748561671.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,646 Underlying: Common Stock · 3,646 shares Expires 2035-05-27 F3 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 27, 2025 Filed May 29, 2025 23:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001533741-25-000005 · wk-form4_1748561671.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,767 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. F2 · balance_after: Reflects a transfer of shares between trusts. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 22:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 290,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001533741-25-000003 · wk-form4_1743633883.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,805 Read SEC document |
| May 28, 2024 Filed May 31, 2024 00:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,496 | $0.00 Strike: $70.79 | $0.00 |
DisclosureSEC source: 0001533741-24-000003 · wk-form4_1717117121.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,496 Underlying: Common Stock · 4,496 shares Expires 2034-05-28 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 28, 2024 Filed May 31, 2024 00:58 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001533741-24-000003 · wk-form4_1717117121.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,197 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 22, 2023 Filed May 25, 2023 00:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,464 | $0.00 Strike: $51.97 | $0.00 |
DisclosureSEC source: 0001062993-23-012107 · form4.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,464 Underlying: Common Stock · 5,464 shares Expires 2033-05-22 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 22, 2023 Filed May 25, 2023 00:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-012107 · form4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,388 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| March 14, 2023 Filed Mar 14, 2023 23:07 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 10,000 | $56.79 | $567,862.00 |
DisclosureSEC source: 0001062993-23-006882 · form4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,892 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.76 to $56.79. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,703 | $0.00 Strike: $62.66 | $0.00 |
DisclosureSEC source: 0001225208-22-007312 · doc4.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,703 Underlying: Common Stock · 4,703 shares Expires 2032-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2022 Filed May 23, 2022 22:10 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007312 · doc4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,892 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 22:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 12,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013204 · doc4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,838 F1 · shares: These shares were received as distributions from two grantor retained annuity trusts, of which the reporting person was a remainderman. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 4,390 | $0.00 Strike: $73.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008330 · doc4.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,390 Underlying: Common Stock · 4,390 shares Expires 2031-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2021 Filed May 19, 2021 21:47 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008330 · doc4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,929 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 1,243 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001225208-20-012741 · doc4.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243 Underlying: Common Stock · 1,243 shares Expires 2030-10-22 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:33 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012741 · doc4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,270 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 18:01 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Disposition to issuerCommon Stock | 228,659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001173431-20-000171 · wf-form4_160210810485509.xml · nonDerivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse and children Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · shares: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · price: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F4 · ownership.nature: Shares are held by trust created for Mr. Ricketts' spouse and children. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 18:01 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Disposition to issuerCommon Stock | 43,055 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001173431-20-000171 · wf-form4_160210810485509.xml · nonDerivative · entry 3 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By children Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · shares: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · price: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F3 · ownership.nature: Shares are held by trusts created for Mr. Ricketts' children. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 18:01 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Disposition to issuerCommon Stock | 8,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001173431-20-000171 · wf-form4_160210810485509.xml · nonDerivative · entry 2 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · shares: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · price: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 18:01 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Disposition to issuerCommon Stock | 188,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001173431-20-000171 · wf-form4_160210810485509.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · shares: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · price: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, each outstanding TD Ameritrade time-vesting restricted stock unit (including each deferred restricted stock unit award and each stock unit issued in respect of deferred cash fees) outstanding under the TD Ameritrade 2006 Directors Incentive Plan, as amended from time to time, (a "TD Ameritrade Director RSU") was vested (if unvested) and converted into the right to receive the Merger Consideration, as if such TD Ameritrade Director RSU had been settled immediately prior to the Effective Time. Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 22:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 295,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012341 · doc4.xml · nonDerivative · entry 3 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 295,320 F1 · shares: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 22:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 7,867 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012341 · doc4.xml · nonDerivative · entry 2 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,867 F1 · shares: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) Read SEC document |
| October 06, 2020 Filed Oct 8, 2020 22:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 203,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012341 · doc4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,801 F1 · shares: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) F1 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) Read SEC document |
| October 06, 2020 Filed Dec 18, 2020 18:08 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 203,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014849 · doc4a.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,931 F1 · shares: The reporting person inadvertently over-reported the shares he recieved upon the conversion of his TD Ameritrade Holding Corporation shares by five shares. F2 · price: Acquired pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in Remarks section, below) Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 18:08 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 24 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000126 · wf-form4_159839331356752.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,057 Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:18 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000090 · wf-form4_159018587473517.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,033 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 16:27 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 5,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000055 · wf-form4_158275246102208.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,007 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:46 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000023 · wf-form4_158232156636049.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,655 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 16:21 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000146 · wf-form4_157437129043950.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,639 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 16:27 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000111 · wf-form4_156650566062727.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,619 Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:27 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000073 · wf-form4_155864323092890.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,601 Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 16:39 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 4,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000036 · wf-form4_155078516818089.xml · nonDerivative · entry 6 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,587 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:39 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000036 · wf-form4_155078516818089.xml · nonDerivative · entry 5 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,043 Read SEC document |
| December 12, 2018 Filed Feb 21, 2019 16:39 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GiftCommon Stock | 870 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000036 · wf-form4_155078516818089.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,031 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:26 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000160 · wf-form4_154283558866780.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,901 Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 16:28 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000116 · wf-form4_153505608155337.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,888 Read SEC document |
| May 22, 2018 Filed May 24, 2018 16:19 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000077 · wf-form4_152719311786287.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,880 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:44 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 2,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000036 · wf-form4_151933585319508.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,873 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:34 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000181 · wf-form4_151138644549520.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,530 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 16:37 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000135 · wf-form4_150300225641143.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,518 Read SEC document |
| May 16, 2017 Filed May 18, 2017 16:33 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000095 · wf-form4_149513957509250.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,506 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:22 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 2,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000057 · wf-form4_148797133922300.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,493 Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 13:21 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-16-000456 · wf-form4_148009807672319.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,523 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.