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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 6, 2021 19:42 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,696 Not disclosed Strike: $73.57 Not disclosed
Disclosure

SEC source: 0001225208-21-010248 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

Underlying: Common Stock · 1,696 shares

Expires 2031-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:42 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,843 Not disclosed Strike: $73.57 Not disclosed
Disclosure

SEC source: 0001225208-21-010249 · doc4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843

Underlying: Common Stock · 1,843 shares

Expires 2031-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 19:42 UTC GrantRestricted Stock Units · Derivative 391 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-010250 · doc4.xml · derivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372.99

Underlying: Common Stock · 391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

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June 28, 2021 Filed Jun 28, 2021 18:11 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 28,000 $72.99 $2,043,605.20
Disclosure

SEC source: 0001225208-21-009603 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,051,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.64 to $73.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 21, 2021 Filed Jun 21, 2021 21:36 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 28,000 $71.30 $1,996,288.00
Disclosure

SEC source: 0001225208-21-009546 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,079,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $70.19 to $72.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 14, 2021 Filed Jun 14, 2021 17:57 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 28,000 $73.05 $2,045,414.00
Disclosure

SEC source: 0001225208-21-009331 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,107,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $72.67 to $73.48. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2021 Filed Jun 7, 2021 17:01 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 28,000 $75.43 $2,112,096.00
Disclosure

SEC source: 0001225208-21-009021 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,135,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.96 to $75.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 19:20 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 8,500 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001225208-21-008871 · doc4.xml · derivative · entry 3

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,500 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 19:20 UTC SaleCommon Stock 8,500 $75.52 $641,883.45
Disclosure

SEC source: 0001225208-21-008871 · doc4.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,497

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.50 to $75.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 19:20 UTC Exercise / conversionCommon Stock 8,500 $13.64 $115,940.00
Disclosure

SEC source: 0001225208-21-008871 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 19:44 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-21-008873 · doc4.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,453

Underlying: Common Stock · 12,500 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 19:44 UTC SaleCommon Stock 12,500 $75.90 $948,768.75
Disclosure

SEC source: 0001225208-21-008873 · doc4.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $75.90 to $75.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 19:44 UTC Exercise / conversionCommon Stock 12,500 $26.39 $329,875.00
Disclosure

SEC source: 0001225208-21-008873 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 22:07 UTC Tax withholdingCommon Stock 396 $74.82 $29,629.71
Disclosure

SEC source: 0001225208-21-008849 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,497

Read SEC document
June 01, 2021 Filed Jun 3, 2021 16:17 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 28,000 $74.71 $2,092,014.40
Disclosure

SEC source: 0001225208-21-008865 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,163,256

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2021.

F2 · price: This transaction was executed in multiple trades at prices ranging from $74.41 to $75.085. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2021 Filed May 28, 2021 20:38 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,835 $0.00 Strike: $31.21 $0.00
Disclosure

SEC source: 0001225208-21-008635 · doc4.xml · derivative · entry 3

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,835 shares

Expires 2025-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The date first exercisable is 5/15/2016.

Read SEC document
May 28, 2021 Filed May 28, 2021 20:38 UTC SaleCommon Stock 7,835 $73.96 $579,451.53
Disclosure

SEC source: 0001225208-21-008635 · doc4.xml · nonDerivative · entry 2

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,501

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.92 to $73.99. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2021 Filed May 28, 2021 20:38 UTC Exercise / conversionCommon Stock 7,835 $31.21 $244,530.35
Disclosure

SEC source: 0001225208-21-008635 · doc4.xml · nonDerivative · entry 1

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed May 28, 2021 19:18 UTC
Sarin ArunDirector
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 14,345 $0.00 Strike: $19.21 $0.00
Disclosure

SEC source: 0001225208-21-008630 · doc4.xml · derivative · entry 6

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,345 shares

Expires 2023-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The date first exercisable is 5/20/2014.

Read SEC document
May 28, 2021 Filed May 28, 2021 19:18 UTC
Sarin ArunDirector
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,500 $0.00 Strike: $25.01 $0.00
Disclosure

SEC source: 0001225208-21-008630 · doc4.xml · derivative · entry 5

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,011

Underlying: Common Stock · 5,500 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The date first exercisable is 5/19/2015.

Read SEC document
May 28, 2021 Filed May 28, 2021 19:18 UTC
Sarin ArunDirector
SaleCommon Stock 19,845 $73.75 $1,463,548.91
Disclosure

SEC source: 0001225208-21-008630 · doc4.xml · nonDerivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,465

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.68 to $73.805. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2021 Filed May 28, 2021 19:18 UTC
Sarin ArunDirector
Exercise / conversionCommon Stock 5,500 $25.01 $137,555.00
Disclosure

SEC source: 0001225208-21-008630 · doc4.xml · nonDerivative · entry 2

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed May 28, 2021 19:18 UTC
Sarin ArunDirector
Exercise / conversionCommon Stock 14,345 $19.21 $275,567.45
Disclosure

SEC source: 0001225208-21-008630 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 30,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:21 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-21-008669 · doc4.xml · derivative · entry 4

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,169

Underlying: Common Stock · 25,000 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:21 UTC
Murtagh Nigel JEVP - Corporate Risk
SaleCommon Stock 25,000 $74.01 $1,850,177.50
Disclosure

SEC source: 0001225208-21-008669 · doc4.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,483.8276

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.97 to $74.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:21 UTC
Murtagh Nigel JEVP - Corporate Risk
Exercise / conversionCommon Stock 25,000 $30.17 $754,250.00
Disclosure

SEC source: 0001225208-21-008669 · doc4.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,483.8276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 27, 2021 22:08 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-21-008593 · doc4.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,953

Underlying: Common Stock · 12,500 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2021 Filed May 27, 2021 22:08 UTC SaleCommon Stock 12,500 $73.99 $924,850.00
Disclosure

SEC source: 0001225208-21-008593 · doc4.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $73.98 to $73.995. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2021 Filed May 27, 2021 22:08 UTC Exercise / conversionCommon Stock 12,500 $26.39 $329,875.00
Disclosure

SEC source: 0001225208-21-008593 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2021 Filed May 25, 2021 20:10 UTC SaleCommon Stock 9,667 $73.06 $706,246.85
Disclosure

SEC source: 0001225208-21-008523 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,417

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.00 to $73.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 24, 2021 Filed May 24, 2021 22:35 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,000 $0.00 Strike: $13.64 $0.00
Disclosure

SEC source: 0001225208-21-008481 · doc4.xml · derivative · entry 4

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 12,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 24, 2021 22:35 UTC SaleCommon Stock 12,000 $73.00 $876,010.80
Disclosure

SEC source: 0001225208-21-008481 · doc4.xml · nonDerivative · entry 2

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 32,095

F1 · price: This transaction was executed in multiple trades at prices ranging from $73.00 to $73.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 24, 2021 Filed May 24, 2021 22:35 UTC Exercise / conversionCommon Stock 12,000 $13.64 $163,680.00
Disclosure

SEC source: 0001225208-21-008481 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 44,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2021 Filed May 18, 2021 19:09 UTC
Schwab Charles R.Director · Chairman
GiftCommon Stock 69,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008258 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,248,552

Read SEC document
May 17, 2021 Filed May 18, 2021 19:09 UTC
Schwab Charles R.Director · Chairman
SaleCommon Stock 70,000 $72.64 $5,085,080.00
Disclosure

SEC source: 0001225208-21-008258 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,191,256

F1 · price: This transaction was executed in multiple trades at prices ranging from $72.425 to $72.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:46 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008326 · doc4.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:46 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008326 · doc4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:46 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008327 · doc4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:46 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008327 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:47 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008328 · doc4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2021 Filed May 19, 2021 21:47 UTC
Sarin ArunDirector
GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008328 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2021 Filed May 19, 2021 21:47 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008329 · doc4.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:47 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008329 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,280

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008331 · doc4.xml · derivative · entry 2

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008331 · doc4.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,998

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:47 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008330 · doc4.xml · derivative · entry 4

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:47 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008330 · doc4.xml · nonDerivative · entry 1

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,929

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008332 · doc4.xml · derivative · entry 2

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantCommon Stock 1,529 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008332 · doc4.xml · nonDerivative · entry 1

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2021 Filed May 19, 2021 21:48 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,390 $0.00 Strike: $73.00 $0.00
Disclosure

SEC source: 0001225208-21-008333 · doc4.xml · derivative · entry 3

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Stock · 4,390 shares

Expires 2031-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.