Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2022 Filed Jan 11, 2022 23:07 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 60,000 | $90.07 | $5,404,302.00 |
DisclosureSEC source: 0001225208-22-000680 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 30,895,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $89.06 to $92.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Includes 2,560,000 shares that were inadvertently omitted from Forms 4 filed on December 17, 2021, December 20, 2021, December 22, 2021, December 28, 2021, and January 4, 2022. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 18:35 UTC |
Ruffel Charles A.Director
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,998 | $0.00 Strike: $59.32 | $0.00 |
DisclosureSEC source: 0001225208-22-000585 · doc4.xml · derivative · entry 4 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,998 shares Expires 2028-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2019. Read SEC document |
| January 06, 2022 Filed Jan 7, 2022 18:35 UTC |
Ruffel Charles A.Director
|
Exercise / conversionCommon Stock | 2,998 | $59.32 | $177,841.36 |
DisclosureSEC source: 0001225208-22-000585 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 23:03 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 60,000 | $84.84 | $5,090,124.00 |
DisclosureSEC source: 0001225208-22-000261 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,395,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $84.18 to $85.365. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-000412 · doc4.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117.16 Underlying: Common Stock · 350 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-000413 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,054.57 Underlying: Common Stock · 481 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC |
Brown Marianne CatherineDirector
|
GrantRestricted Stock Units · Derivative | 175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-000414 · doc4.xml · derivative · entry 1 Brown Marianne Catherine · CIK 0001804183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175 Underlying: Common Stock · 175 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,375 | Not disclosed Strike: $85.76 | Not disclosed |
DisclosureSEC source: 0001225208-22-000415 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375 Underlying: Common Stock · 1,375 shares Expires 2032-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 19:12 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,547 | Not disclosed Strike: $85.76 | Not disclosed |
DisclosureSEC source: 0001225208-22-000416 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547 Underlying: Common Stock · 1,547 shares Expires 2032-01-03 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 00:01 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 60,000 | $85.43 | $5,125,614.00 |
DisclosureSEC source: 0001225208-21-015264 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,455,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $85.05 to $85.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 20, 2021 Filed Dec 21, 2021 01:30 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 60,000 | $80.61 | $4,836,882.00 |
DisclosureSEC source: 0001225208-21-015165 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,515,178 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $80.50 to $81.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 20, 2021 Filed Dec 23, 2021 00:19 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 173,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015200 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,489,144 Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 01:30 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 312,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015165 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 28,575,178 Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 23:15 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 29,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-015135 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,662,774 Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 22:53 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $82.25 | $2,019,181.04 |
DisclosureSEC source: 0001225208-21-014114 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,692,174 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.17 to $82.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 23, 2021 Filed Nov 23, 2021 22:53 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $82.25 | $2,019,183.49 |
DisclosureSEC source: 0001225208-21-014114 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,716,724 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.17 to $82.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 20:17 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $82.37 | $2,022,212.96 |
DisclosureSEC source: 0001225208-21-014032 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,741,274 F2 · price: This transaction was executed in multiple trades at prices ranging from $82.285 to $82.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 20:17 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $82.48 | $2,024,893.82 |
DisclosureSEC source: 0001225208-21-014032 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,765,824 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.25 to $82.645. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:47 UTC |
Dea JoanDirector
|
SaleCommon Stock | 1,250 | $82.64 | $103,298.50 |
DisclosureSEC source: 0001225208-21-014044 · doc4.xml · nonDerivative · entry 1 Dea Joan · CIK 0001643326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,365 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.63 to $82.645. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 22:46 UTC |
Crawford Peter B.EVP and CFO
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014043 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,997 Read SEC document |
| November 19, 2021 Filed Nov 22, 2021 20:26 UTC |
Goldfarb Mark ADirector
|
GiftCommon Stock | 552 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014035 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,865 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 23:17 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 115,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013983 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,790,374 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 23:17 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $81.89 | $2,010,399.50 |
DisclosureSEC source: 0001225208-21-013983 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,905,754 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 23:17 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $81.92 | $2,011,013.25 |
DisclosureSEC source: 0001225208-21-013983 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,930,304 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.91 to $81.915. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:20 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $81.72 | $2,006,159.72 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 4 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,954,854 F4 · price: This transaction was executed in multiple trades at prices ranging from $81.695 to $81.765. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 18:20 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $81.72 | $2,006,255.46 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 3 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,979,404 F3 · price: This transaction was executed in multiple trades at prices ranging from $81.70 to $81.77. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:20 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $81.89 | $2,010,311.12 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,003,954 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.63 to $82.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:20 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 24,550 | $82.05 | $2,014,271.04 |
DisclosureSEC source: 0001225208-21-013915 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,028,504 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.63 to $82.215. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 20:12 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 1,973 | $81.75 | $161,292.75 |
DisclosureSEC source: 0001225208-21-013666 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,447,606 Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 23:49 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 22,250 | $81.47 | $1,812,674.13 |
DisclosureSEC source: 0001225208-21-013696 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,890,824 F2 · price: This transaction was executed in multiple trades at prices ranging from $81.41 to $81.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2021 Filed Nov 8, 2021 23:49 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 22,250 | $81.62 | $1,816,000.50 |
DisclosureSEC source: 0001225208-21-013696 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,913,074 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.49 to $81.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2021 Filed Nov 5, 2021 21:08 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 59,177 | $81.80 | $4,840,660.85 |
DisclosureSEC source: 0001225208-21-013643 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,449,579 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.75 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 20:04 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 61,150 | $82.69 | $5,056,285.59 |
DisclosureSEC source: 0001225208-21-013471 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,508,756 F1 · price: This transaction was executed in multiple trades at prices ranging from $82.54 to $82.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 17:18 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 61,350 | $81.67 | $5,010,202.97 |
DisclosureSEC source: 0001225208-21-013425 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 31,569,906 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.50 to $82.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:01 UTC |
Wurster Richard APresident
|
Tax withholdingCommon Stock | 2,206 | $82.10 | $181,101.57 |
DisclosureSEC source: 0001225208-21-013462 · doc4.xml · nonDerivative · entry 1 Wurster Richard A · CIK 0001889263 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,954 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 17:01 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Tax withholdingCommon Stock | 1,541 | $82.10 | $126,508.40 |
DisclosureSEC source: 0001225208-21-013463 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,817 Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 22:26 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-013349 · doc4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 22:26 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 150,000 | $82.02 | $12,302,595.00 |
DisclosureSEC source: 0001225208-21-013349 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.83 to $82.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2021 Filed Oct 29, 2021 22:26 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 150,000 | $13.64 | $2,046,000.00 |
DisclosureSEC source: 0001225208-21-013349 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,085,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 22:54 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 155,890 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-21-013327 · doc4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 155,890 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 22:54 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 155,890 | $81.80 | $12,752,378.79 |
DisclosureSEC source: 0001225208-21-013327 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 F1 · price: This transaction was executed in multiple trades at prices ranging from $81.55 to $82.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 22:54 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 155,890 | $12.45 | $1,940,830.50 |
DisclosureSEC source: 0001225208-21-013327 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,091,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 23:35 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 768 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-21-013315 · doc4.xml · derivative · entry 6 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,890 Underlying: Common Stock · 768 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 23:35 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 768 | $83.00 | $63,744.00 |
DisclosureSEC source: 0001225208-21-013315 · doc4.xml · nonDerivative · entry 2 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,935,324 Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 23:35 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 768 | $12.45 | $9,561.60 |
DisclosureSEC source: 0001225208-21-013315 · doc4.xml · nonDerivative · entry 1 Schwab Charles R. · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 81,936,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 19:43 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,370 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,670 Underlying: Common Stock · 28,370 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 19:43 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 28,370 | $84.00 | $2,383,187.81 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $84.00 to $84.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 19:43 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 28,370 | $42.99 | $1,219,626.30 |
DisclosureSEC source: 0001225208-21-013308 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 100,638.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 25,255 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-21-013312 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,255 shares Expires 2027-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 20:46 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
SaleCommon Stock | 25,255 | $83.99 | $2,121,172.50 |
DisclosureSEC source: 0001225208-21-013312 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 196,620 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $83.99 to $84.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.