SCHW

SEC source: 0001062993-23-014666 · form4.xml · derivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,888.37

Underlying: Common Stock · 520 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 20.04 shares acquired through dividend reinvestment.

SEC source: 0001062993-23-014667 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847

Underlying: Common Stock · 1,847 shares

Expires 2033-07-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0001062993-23-013130 · form4.xml · nonDerivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,214

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001062993-23-012087 · form4.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,748,538

SEC source: 0001062993-23-012087 · form4.xml · derivative · entry 7

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,640 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on August 1, 2014.

SEC source: 0001062993-23-012087 · form4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 59,771,278

F2 · kind: This transaction was executed in multiple trades at prices ranging from $51.66 to $51.91. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust.

SEC source: 0001062993-23-012087 · form4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 77,640 shares received upon exercise of the option to a living trust.

SEC source: 0001062993-23-012089 · form4.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012089 · form4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,607.9339

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 38.7737 shares acquired through dividend reinvestment.

SEC source: 0001062993-23-012103 · form4.xml · derivative · entry 2

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012103 · form4.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,915

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012104 · form4.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012104 · form4.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012105 · form4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012105 · form4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012106 · form4.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012106 · form4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,480

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012107 · form4.xml · derivative · entry 4

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012107 · form4.xml · nonDerivative · entry 1

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,388

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012108 · form4.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012108 · form4.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,451

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012109 · form4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012109 · form4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012110 · form4.xml · derivative · entry 3

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012110 · form4.xml · nonDerivative · entry 1

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,496

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012111 · form4.xml · derivative · entry 2

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012111 · form4.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,070

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012112 · form4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012112 · form4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012113 · form4.xml · derivative · entry 3

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012113 · form4.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,070

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012114 · form4.xml · derivative · entry 3

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012114 · form4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012115 · form4.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 5,464 shares

Expires 2033-05-22

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-012115 · form4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,395

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001062993-23-011998 · form4.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,574

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001062993-23-011999 · form4.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,574

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001062993-23-011870 · form4.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,736

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001062993-23-011871 · form4.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,736

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001062993-23-008760 · form4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2033-04-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0001062993-23-008762 · form4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,110

Underlying: Common Stock · 2,110 shares

Expires 2033-04-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

SEC source: 0001062993-23-008764 · form4.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753.05

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 3.7 restricted stock units acquired through dividend reinvestment.

SEC source: 0001062993-23-008765 · form4.xml · derivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,348.33

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 11.89 restricted stock units acquired through dividend reinvestment.

SEC source: 0001062993-23-008766 · form4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,037.41

Underlying: Common Stock · 800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 445.79 restricted stock units acquired through dividend reinvestment.

SEC source: 0001062993-23-008050 · form4.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,984

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.455 to $53.48. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-23-007229 · form4.xml · nonDerivative · entry 1

Wurster Richard A · CIK 0001889263 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,391

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.385 to $54.39. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-23-007301 · form4.xml · nonDerivative · entry 1

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 8,455

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.09 to $54.29. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes 4,755 shares previously owned directly that were contributed to a trust on November 7, 2022 and are now owned indirectly.

SEC source: 0001062993-23-007302 · form4.xml · nonDerivative · entry 1

Clark Bernard J. · CIK 0001564429 · MD, Head of Adivsor Services

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 120,652.8091

F1 · balance_after: This transaction was executed in multiple trades at prices ranging from $54.77 to $54.85. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-23-007094 · form4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,017

F1 · price: This transaction was executed in multiple trades at prices ranging from $58.30 to $58.44. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001062993-23-006975 · form4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 99,801

F1 · price: This transaction was executed in multiple trades at prices ranging from $58.045 to $58.41. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.