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Nasdaq · USD

RVSB

RIVERVIEW BANCORP INC

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Tapewire entity
6745
SEC CIK
0001041368
Parsed reports
165

Last 12 months

Inside the activity.

23 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202630
Mar 202610
Apr 202600
May 202650
Jun 202610
Jul 202613
Aug 202650
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2023 Filed Sep 7, 2023 22:14 UTC PurchaseCommon Stock 5,000 $5.90 $29,494.50
Disclosure

SEC source: 0001415889-23-013076 · form4-09072023_100943.xml · nonDerivative · entry 1

Moreno Valerie · CIK 0001901868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
August 17, 2023 Filed Aug 18, 2023 21:32 UTC PurchaseCommon Stock 1,675 $5.89 $9,864.08
Disclosure

SEC source: 0001415889-23-012413 · form4-08182023_090815.xml · nonDerivative · entry 1

Graham Stacey · CIK 0001833500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,375

Read SEC document
August 17, 2023 Filed Aug 18, 2023 20:30 UTC PurchaseCommon Stock 1,000 $5.86 $5,860.00
Disclosure

SEC source: 0001415889-23-012409 · form4-08182023_040807.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,400

Read SEC document
July 07, 2023 Filed Jul 10, 2023 21:47 UTC
LYCKLAMA KEVIN JDirector · PRESIDENT/CEO
Exercise / conversionCommon Stock 6,000 $2.78 $16,680.00
Disclosure

SEC source: 0001415889-23-010988 · form4-07102023_090750.xml · nonDerivative · entry 1

LYCKLAMA KEVIN J · CIK 0001427443 · Director · PRESIDENT/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:39 UTC
Sowers Courtney EvanPRESIDENT/CEO - TRUST CO.
GrantCommon Stock 5,801 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011032 · form4-07112023_090741.xml · nonDerivative · entry 2

Sowers Courtney Evan · CIK 0001958245 · PRESIDENT/CEO - TRUST CO.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,680

F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,801 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:39 UTC
Sowers Courtney EvanPRESIDENT/CEO - TRUST CO.
GrantCommon Stock 2,879 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011032 · form4-07112023_090741.xml · nonDerivative · entry 1

Sowers Courtney Evan · CIK 0001958245 · PRESIDENT/CEO - TRUST CO.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,879

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:37 UTC
LYCKLAMA KEVIN JDirector · PRESIDENT/CEO
GrantCommon Stock 35,430 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011030 · form4-07112023_090700.xml · nonDerivative · entry 2

LYCKLAMA KEVIN J · CIK 0001427443 · Director · PRESIDENT/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,533

F3 · shares: Reporting person was granted an award of performance based restricted stock covering a target of 35,430 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024.

F2 · ownership.direct: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:37 UTC
LYCKLAMA KEVIN JDirector · PRESIDENT/CEO
GrantCommon Stock 7,873 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011030 · form4-07112023_090700.xml · nonDerivative · entry 1

LYCKLAMA KEVIN J · CIK 0001427443 · Director · PRESIDENT/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,103

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026.

F2 · ownership.direct: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:31 UTC GrantCommon Stock 6,387 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011024 · form4-07112023_090716.xml · nonDerivative · entry 2

Jellison Tracie L. · CIK 0001936906 · EVP/CRBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,421

F2 · shares: Reporting person was granted an award of performance based restricted stock covering a target of 6,387 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:31 UTC GrantCommon Stock 2,129 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011024 · form4-07112023_090716.xml · nonDerivative · entry 1

Jellison Tracie L. · CIK 0001936906 · EVP/CRBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,034

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:33 UTC GrantCommon Stock 7,117 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011026 · form4-07112023_090753.xml · nonDerivative · entry 2

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,375

F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,117 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024.

F2 · ownership.direct: Reflects 6,133 shares owned indirectly in the Riverview 401(k) Plan and 6,567 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:33 UTC GrantCommon Stock 2,372 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011026 · form4-07112023_090753.xml · nonDerivative · entry 1

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,258

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025 and July 7, 2026.

F2 · ownership.direct: Reflects 6,133 shares owned indirectly in the Riverview 401(k) Plan and 6,567 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:28 UTC
Lam DavidEVP/CFO
GrantCommon Stock 7,145 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011022 · form4-07112023_090713.xml · nonDerivative · entry 2

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,829

F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,145 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024.

F2 · ownership.direct: Reflects 10,900 shares owned indirectly in the Riverview 401(k) Plan and 4,874 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 21:28 UTC
Lam DavidEVP/CFO
GrantCommon Stock 2,382 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-011022 · form4-07112023_090713.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,684

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025 and July 7, 2026.

F2 · ownership.direct: Reflects 10,900 shares owned indirectly in the Riverview 401(k) Plan and 4,874 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 29, 2023 Filed Jun 29, 2023 18:07 UTC
Lam DavidEVP/CFO
Exercise / conversionCommon Stock 1,511 $2.78 $4,200.58
Disclosure

SEC source: 0000939057-23-000183 · primary_doc.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: (1) Reflects 10,953 shares owned in the Riverview 401(k) Plan.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 16:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,511 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000939057-23-000174 · primary_doc.xml · derivative · entry 3

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,511 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 16:05 UTC Exercise / conversionCommon Stock 1,511 $2.78 $4,200.58
Disclosure

SEC source: 0000939057-23-000174 · primary_doc.xml · nonDerivative · entry 1

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects 2,314 shares owned in the Riverview 401(k) Plan.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 14:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,511 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000939057-23-000173 · primary_doc.xml · derivative · entry 3

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,511 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2023 Filed Jun 6, 2023 14:11 UTC Exercise / conversionCommon Stock 1,511 $2.78 $4,200.58
Disclosure

SEC source: 0000939057-23-000173 · primary_doc.xml · nonDerivative · entry 1

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 3, 2023 18:54 UTC PurchaseCommon Stock 4,800 $4.60 $22,075.20
Disclosure

SEC source: 0000939057-23-000126 · primary_doc.xml · nonDerivative · entry 3

Wills Bessie Ross · CIK 0001508267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

F1 · balance_after: Shares beneficially owned jointly with spouse.

Read SEC document
May 02, 2023 Filed May 3, 2023 18:54 UTC PurchaseCommon Stock 100 $4.58 $458.00
Disclosure

SEC source: 0000939057-23-000126 · primary_doc.xml · nonDerivative · entry 2

Wills Bessie Ross · CIK 0001508267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,200

F1 · balance_after: Shares beneficially owned jointly with spouse.

Read SEC document
May 02, 2023 Filed May 3, 2023 18:54 UTC PurchaseCommon Stock 100 $4.59 $459.00
Disclosure

SEC source: 0000939057-23-000126 · primary_doc.xml · nonDerivative · entry 1

Wills Bessie Ross · CIK 0001508267 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,100

F1 · balance_after: Shares beneficially owned jointly with spouse.

Read SEC document
May 02, 2023 Filed May 3, 2023 14:16 UTC PurchaseCommon Stock 1,000 $4.78 $4,780.00
Disclosure

SEC source: 0000939057-23-000125 · primary_doc.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,400

Read SEC document
March 13, 2023 Filed Mar 14, 2023 15:06 UTC
Eby PatriciaDirector
PurchaseCommon Stock 680 $5.46 $3,712.73
Disclosure

SEC source: 0000939057-23-000077 · primary_doc.xml · nonDerivative · entry 3

Eby Patricia · CIK 0001775631 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 1,400 Shares held by family member

Disclosed balance after: 18,400

Read SEC document
March 13, 2023 Filed Mar 14, 2023 15:06 UTC
Eby PatriciaDirector
PurchaseCommon Stock 121 $5.45 $659.45
Disclosure

SEC source: 0000939057-23-000077 · primary_doc.xml · nonDerivative · entry 2

Eby Patricia · CIK 0001775631 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 720 Shares held by family member

Disclosed balance after: 17,720

Read SEC document
March 13, 2023 Filed Mar 14, 2023 15:06 UTC
Eby PatriciaDirector
PurchaseCommon Stock 199 $5.44 $1,082.56
Disclosure

SEC source: 0000939057-23-000077 · primary_doc.xml · nonDerivative · entry 1

Eby Patricia · CIK 0001775631 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 599 Shares held by family member

Disclosed balance after: 17,599

Read SEC document
March 13, 2023 Filed Mar 14, 2023 14:38 UTC PurchaseCommon Stock 1,000 $5.52 $5,520.00
Disclosure

SEC source: 0000939057-23-000076 · primary_doc.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 2,068 $6.98 $14,434.64
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 7

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 3,600 $6.95 $25,020.00
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 6

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,732

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 500 $6.97 $3,485.00
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 5

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,132

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 79 $6.90 $545.10
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 4

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 300 $6.91 $2,073.00
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 3

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 500 $6.97 $3,483.50
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 2

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253

Read SEC document
November 07, 2022 Filed Nov 8, 2022 15:43 UTC
Hoff LarryDirector
PurchaseCommon Stock 1,753 $6.98 $12,235.76
Disclosure

SEC source: 0000939057-22-000331 · primary_doc.xml · nonDerivative · entry 1

Hoff Larry · CIK 0001949313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Read SEC document
November 03, 2022 Filed Nov 4, 2022 14:46 UTC PurchaseCommon Stock 1,500 $6.75 $10,125.00
Disclosure

SEC source: 0000939057-22-000324 · primary_doc.xml · nonDerivative · entry 1

Graham Stacey · CIK 0001833500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Read SEC document
July 08, 2022 Filed Jul 12, 2022 22:07 UTC GrantCommon Stock 5,801 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000184 · primary_doc.xml · nonDerivative · entry 2

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,071

F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,049 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023.

F3 · ownership.direct: Reflects 3,444 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 22:07 UTC GrantCommon Stock 1,934 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000184 · primary_doc.xml · nonDerivative · entry 1

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,270

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025.

F3 · ownership.direct: Reflects 3,444 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 21:15 UTC GrantCommon Stock 5,179 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000183 · primary_doc.xml · nonDerivative · entry 2

Jellison Tracie L. · CIK 0001936906 · EVP/CRBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,905

F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,049 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 21:15 UTC GrantCommon Stock 1,726 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000183 · primary_doc.xml · nonDerivative · entry 1

Jellison Tracie L. · CIK 0001936906 · EVP/CRBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 20:00 UTC
Lam DavidEVP/CFO
GrantCommon Stock 5,793 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000182 · primary_doc.xml · nonDerivative · entry 2

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,943

F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,042 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023.

F3 · ownership.direct: Reflects 8,565 shares owned indirectly in the Riverview 401(k) Plan and 4,361 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 20:00 UTC
Lam DavidEVP/CFO
GrantCommon Stock 1,931 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000182 · primary_doc.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,150

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025.

F3 · ownership.direct: Reflects 8,565 shares owned indirectly in the Riverview 401(k) Plan and 4,361 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 19:40 UTC GrantCommon Stock 5,605 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000181 · primary_doc.xml · nonDerivative · entry 2

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,166

F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5.605 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023.

F3 · ownership.direct: Reflects 5,438 shares owned indirectly in the Riverview 401(k) Plan and 6,053 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
July 08, 2022 Filed Jul 12, 2022 19:40 UTC GrantCommon Stock 1,868 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000181 · primary_doc.xml · nonDerivative · entry 1

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,561

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8. 2023, July 8, 2024 and July 8, 2025.

F3 · ownership.direct: Reflects 5,438 shares owned indirectly in the Riverview 401(k) Plan and 6,053 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

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July 08, 2022 Filed Jul 12, 2022 19:21 UTC
LYCKLAMA KEVIN JDirector · Chief Executive Officer
GrantCommon Stock 28,229 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000180 · primary_doc.xml · nonDerivative · entry 2

LYCKLAMA KEVIN J · CIK 0001427443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,441

F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 24,569 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023.

F3 · ownership.direct: Reflects 60,215 shares owned indirectly in the Riverview 401(k) Plan and 6,209 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

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July 08, 2022 Filed Jul 12, 2022 19:21 UTC
LYCKLAMA KEVIN JDirector · Chief Executive Officer
GrantCommon Stock 6,273 $0.00 $0.00
Disclosure

SEC source: 0000939057-22-000180 · primary_doc.xml · nonDerivative · entry 1

LYCKLAMA KEVIN J · CIK 0001427443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,212

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025.

F3 · ownership.direct: Reflects 60,215 shares owned indirectly in the Riverview 401(k) Plan and 6,209 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

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May 19, 2022 Filed May 20, 2022 13:46 UTC PurchaseCommon Stock 1,000 $6.59 $6,590.00
Disclosure

SEC source: 0000939057-22-000151 · primary_doc.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

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February 03, 2022 Filed Feb 4, 2022 20:06 UTC PurchaseCommon Stock 1,000 $7.36 $7,360.00
Disclosure

SEC source: 0000939057-22-000042 · primary_doc.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

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February 03, 2022 Filed Feb 4, 2022 19:46 UTC PurchaseCommon Stock 2,700 $7.36 $19,872.00
Disclosure

SEC source: 0000939057-22-000041 · primary_doc.xml · nonDerivative · entry 1

Graham Stacey · CIK 0001833500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

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December 13, 2021 Filed Dec 17, 2021 20:06 UTC PurchaseCommon Stock 500 $7.50 $3,750.00
Disclosure

SEC source: 0000939057-21-000354 · primary_doc.xml · nonDerivative · entry 1

Graham Stacey · CIK 0001833500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

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August 06, 2021 Filed Aug 10, 2021 22:09 UTC PurchaseCommon Stock 1,000 $7.60 $7,597.00
Disclosure

SEC source: 0000939057-21-000228 · primary_doc.xml · nonDerivative · entry 1

Graham Stacey · CIK 0001833500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.