Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | EVP/CRBO | July 07, 2023 | July 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date July 07, 2023 · Filed July 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,421 |
Ending reported balance
After 2023-07-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-07 · Grant · Acquired 2,129 · Balance 9,034 F1: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026. Row 2 · 2023-07-07 · Grant · Acquired 6,387 · Balance 15,421 F2: Reporting person was granted an award of performance based restricted stock covering a target of 6,387 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026.
F2: Reporting person was granted an award of performance based restricted stock covering a target of 6,387 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2023 Filed Jul 11, 2023 21:31 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 6,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011024 · form4-07112023_090716.xml · nonDerivative · entry 2 Jellison Tracie L. · CIK 0001936906 · EVP/CRBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,421 F2 · shares: Reporting person was granted an award of performance based restricted stock covering a target of 6,387 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:31 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011024 · form4-07112023_090716.xml · nonDerivative · entry 1 Jellison Tracie L. · CIK 0001936906 · EVP/CRBO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,034 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 21:15 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,179 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000183 · primary_doc.xml · nonDerivative · entry 2 Jellison Tracie L. · CIK 0001936906 · EVP/CRBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,905 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,049 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 21:15 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000183 · primary_doc.xml · nonDerivative · entry 1 Jellison Tracie L. · CIK 0001936906 · EVP/CRBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.