Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2003 Filed Nov 10, 2003 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 80 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,388 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 20:56 UTC |
BERNARD BETSY JDirector
|
GrantRestricted Stock Units · Derivative | 1,285.0167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000298 · ber146.xml · derivative · entry 2 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285.0167 Underlying: Common Stock · 1,285.0167 shares Expires not disclosed F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash or in stock. F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash or in stock. Read SEC document |
| September 10, 2003 Filed Sep 12, 2003 20:56 UTC |
BERNARD BETSY JDirector
|
GrantPhantom Stock Unit · Derivative | 1,285.0167 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000298 · ber146.xml · derivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285.0167 Underlying: Common Stock · 1,285.0167 shares Expires not disclosed F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash or in stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash or in stock. Read SEC document |
| September 04, 2003 Filed Sep 4, 2003 19:07 UTC |
BRITTAN KENT LVP, Supply Management
|
SaleCommon Stock | 31,000 | $79.50 | $2,464,500.00 |
DisclosureSEC source: 0000101829-03-000291 · bri145.xml · nonDerivative · entry 3 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also directly owns 4,560 shares of United Technologies Career Restricted common stock. Read SEC document |
| September 03, 2003 Filed Sep 3, 2003 20:06 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 3,754 | $79.75 | $299,381.50 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116 F1 · balance_after: The reporting person also directly owns 2,800 shares of United Technologies Career Restricted common stock and 10,000 shares of Restricted common stock. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 19:00 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
SaleCommon Stock | 2,000 | $80.25 | $160,500.00 |
DisclosureSEC source: 0000101829-03-000289 · che144.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,268 F1 · balance_after: The reporting person also directly owns 1,200 shares of United Technologies Career Restricted common stock. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 19:07 UTC |
BRITTAN KENT LVP, Supply Management
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-03-000291 · bri145.xml · derivative · entry 5 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 40,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 19:07 UTC |
BRITTAN KENT LVP, Supply Management
|
Tax withholdingCommon Stock | 9,000 | $79.97 | $719,730.00 |
DisclosureSEC source: 0000101829-03-000291 · bri145.xml · nonDerivative · entry 2 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 Read SEC document |
| September 02, 2003 Filed Sep 4, 2003 19:07 UTC |
BRITTAN KENT LVP, Supply Management
|
Exercise / conversionCommon Stock | 40,000 | $36.56 | $1,462,500.00 |
DisclosureSEC source: 0000101829-03-000291 · bri145.xml · nonDerivative · entry 1 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 20:06 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $16.66 | $0.00 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · derivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2004-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 20:06 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 1,246 | $80.25 | $99,991.50 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,870 Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 20:06 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Exercise / conversionCommon Stock | 5,000 | $16.66 | $83,281.50 |
DisclosureSEC source: 0000101829-03-000287 · fin143.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2003 Filed Sep 3, 2003 16:20 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
GrantPhantom Stock Unit · Derivative | 8.3073 | $80.25 Strike: $0.00 | $666.66 |
DisclosureSEC source: 0000101829-03-000285 · har142.xml · derivative · entry 1 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,188.287 Underlying: Common Stock · 8.3073 shares Expires not disclosed F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| August 29, 2003 Filed Nov 10, 2003 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,468 Read SEC document |
| August 26, 2003 Filed Aug 28, 2003 19:50 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 4,000 | $78.50 | $314,000.00 |
DisclosureSEC source: 0000101829-03-000283 · cas140.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,604 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted common stock. F2 · balance_after: The box used to indicate that a reporting person is no longer subject to Section 16 reporting was inadvertently and erroneously checked on Dr. Cassidy's previous Form 4 filing. He will continue to file Section 16 reports. Read SEC document |
| August 22, 2003 Filed Aug 25, 2003 20:38 UTC |
TRACHSEL WILLIAM HSVP, Gen. Counsel & Secretary
|
SaleCommon Stock | 17,369 | $79.96 | $1,388,825.24 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 4 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,412 F1 · balance_after: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted common stock. Read SEC document |
| August 21, 2003 Filed Aug 21, 2003 21:29 UTC |
BRITTAN KENT LVP, Supply Management
|
SaleCommon Stock | 20,000 | $78.71 | $1,574,268.00 |
DisclosureSEC source: 0000101829-03-000276 · bri138.xml · nonDerivative · entry 1 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also directly owns 4,560 shares of United Technologies Career Restricted common stock. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC |
TRACHSEL WILLIAM HSVP, Gen. Counsel & Secretary
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $16.53 | $0.00 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · derivative · entry 6 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2005-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC |
TRACHSEL WILLIAM HSVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 7,969 | $79.41 | $632,818.29 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 3 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,781 Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC |
TRACHSEL WILLIAM HSVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 6,662 | $79.41 | $529,029.42 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 2 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,750 Read SEC document |
| August 21, 2003 Filed Aug 25, 2003 20:38 UTC |
TRACHSEL WILLIAM HSVP, Gen. Counsel & Secretary
|
Exercise / conversionCommon Stock | 32,000 | $16.53 | $528,960.00 |
DisclosureSEC source: 0000101829-03-000281 · tra139.xml · nonDerivative · entry 1 TRACHSEL WILLIAM HI · CIK 0001184193 · SVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2003 Filed Nov 10, 2003 19:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000358 · dav165.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,968 Read SEC document |
| August 20, 2003 Filed Aug 20, 2003 21:15 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 80,000 | $78.15 | $6,252,224.00 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,968 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted common stock. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 21:35 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000278 · cas137.xml · derivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 21:35 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Tax withholdingCommon Stock | 4,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000278 · cas137.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,604 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted common stock. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 21:35 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionCommon Stock | 16,000 | $25.00 | $400,000.00 |
DisclosureSEC source: 0000101829-03-000278 · cas137.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.56 | $0.00 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · derivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 200,000 shares Expires 2005-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 46,519 | $78.73 | $3,662,440.87 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,968 Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 49,696 | $78.73 | $3,912,566.08 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,487 Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:15 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 200,000 | $19.56 | $3,912,500.00 |
DisclosureSEC source: 0000101829-03-000273 · dav135.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:18 UTC |
BRITTAN KENT LVP, Supply Management
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $37.94 | $0.00 |
DisclosureSEC source: 0000101829-03-000274 · bri136.xml · derivative · entry 3 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2007-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2003 Filed Aug 20, 2003 21:18 UTC |
BRITTAN KENT LVP, Supply Management
|
Exercise / conversionCommon Stock | 20,000 | $37.94 | $758,750.00 |
DisclosureSEC source: 0000101829-03-000274 · bri136.xml · nonDerivative · entry 1 BRITTAN KENT L · CIK 0001184181 · VP, Supply Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2003 Filed Aug 19, 2003 20:04 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 25,776 | $77.06 | $1,986,339.80 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,816 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted common stock and 40,000 shares of Restricted common stock. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:14 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
GrantPhantom Stock Unit · Derivative | 8.7168 | $76.48 Strike: $0.00 | $666.66 |
DisclosureSEC source: 0000101829-03-000270 · har130.xml · derivative · entry 1 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,179.9797 Underlying: Common Stock · 8.7168 shares Expires 1988-08-08 F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period. F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · derivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2004-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 11,554 | $76.48 | $883,649.92 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,592 Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 10,670 | $76.48 | $816,041.60 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,146 Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 20:04 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Exercise / conversionCommon Stock | 48,000 | $17.00 | $816,000.00 |
DisclosureSEC source: 0000101829-03-000268 · buc134.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2003 Filed Aug 14, 2003 18:02 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 3,600 | $75.00 | $270,000.00 |
DisclosureSEC source: 0000101829-03-000266 · cas129.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted common stock. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 20:54 UTC |
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
|
GrantPhantom Stock Unit · Derivative | 8.8616 | $75.23 Strike: $0.00 | $666.66 |
DisclosureSEC source: 0000101829-03-000263 · har126.xml · derivative · entry 1 HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,171.2629 Underlying: Common Stock · 8.8616 shares Expires 1988-08-08 F1 · shares: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. F2 · derivative.exercise_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period. F2 · derivative.expiration_date: Placeholder date entered in accordance with 5/7/03 SEC Staff instructions for electronic filers. Under the Plan, executives may elect to receive the value in a lump sum or in installments following retirement or on specified dates after a five year deferral period. Read SEC document |
| July 28, 2003 Filed Jul 29, 2003 15:02 UTC |
ROBERT OLIVIER JPresident, Chubb PLC
|
GrantCommon Stock (Restricted) | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000261 · rob125.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: The reporting person also directly owns 2,340 shares of United Technologies Career Restricted common stock. Read SEC document |
| July 24, 2003 Filed Jul 25, 2003 18:48 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
SaleCommon Stock | 26,566 | $76.77 | $2,039,596.68 |
DisclosureSEC source: 0000101829-03-000256 · pag124.xml · nonDerivative · entry 3 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,903 F1 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted common stock and 25,000 shares of Restricted common stock. Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 18:48 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $16.53 | $0.00 |
DisclosureSEC source: 0000101829-03-000256 · pag124.xml · derivative · entry 4 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2005-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 18:48 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
Tax withholdingCommon Stock | 25,662 | $76.30 | $1,958,010.60 |
DisclosureSEC source: 0000101829-03-000256 · pag124.xml · nonDerivative · entry 2 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,469 Read SEC document |
| July 23, 2003 Filed Jul 25, 2003 18:48 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
Exercise / conversionCommon Stock | 80,000 | $16.53 | $1,322,504.00 |
DisclosureSEC source: 0000101829-03-000256 · pag124.xml · nonDerivative · entry 1 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC |
MCKENNA RONALD FPresident, Hamilton Sundstrand
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,979 | $0.00 Strike: $20.22 | $0.00 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · derivative · entry 4 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,979 shares Expires 2004-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC |
MCKENNA RONALD FPresident, Hamilton Sundstrand
|
Tax withholdingCommon Stock | 1,132 | $76.00 | $86,032.00 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · nonDerivative · entry 3 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,854.914 Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC |
MCKENNA RONALD FPresident, Hamilton Sundstrand
|
Tax withholdingCommon Stock | 1,324 | $76.00 | $100,624.00 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · nonDerivative · entry 2 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,986.914 Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC |
MCKENNA RONALD FPresident, Hamilton Sundstrand
|
Exercise / conversionCommon Stock | 4,979 | $20.22 | $100,675.38 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · nonDerivative · entry 1 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,310.914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 20:42 UTC |
PAGE STEPHEN FDirector · Vice Chairman & CFO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000254 · pag122.xml · derivative · entry 4 PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2004-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.