Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | President, Hamilton Sundstrand | November 22, 2004 | November 24, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date November 22, 2004 · Filed November 24, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,820.281 |
Ending reported balance
After 2004-11-22 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2004-11-22 · Exercise / conversion · Acquired 50,000 · Balance 65,556.281 Row 2 · 2004-11-22 · Tax withholding · Disposed 32,109 · Balance 33,447.281 Row 3 · 2004-11-22 · Tax withholding · Disposed 5,627 · Balance 27,820.281 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.44 · Expires 2009-06-14 | Direct | 0 |
Reported balance
After 2004-11-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-11-22 · Exercise / conversion · Disposed 50,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 270.338 |
Reported balance
Holding disclosure · report date 2004-11-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 270.338 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 20,055 |
Reported balance
Holding disclosure · report date 2004-11-22 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,055 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $62.44 | $0.00 |
DisclosureSEC source: 0000101829-04-000262 · mck343.xml · derivative · entry 6 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2009-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,627 | $97.23 | $547,113.21 |
DisclosureSEC source: 0000101829-04-000262 · mck343.xml · nonDerivative · entry 3 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,820.281 Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 32,109 | $97.23 | $3,121,958.07 |
DisclosureSEC source: 0000101829-04-000262 · mck343.xml · nonDerivative · entry 2 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,447.281 Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 50,000 | $62.44 | $3,121,875.00 |
DisclosureSEC source: 0000101829-04-000262 · mck343.xml · nonDerivative · entry 1 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,556.281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:31 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 54,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000070 · mck231.xml · derivative · entry 1 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,000 Underlying: Common Stock · 54,000 shares Expires 2014-01-08 Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 47.619 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000353 · mck172.xml · derivative · entry 4 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 190.476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F1 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F1 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:51 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 190.476 | $87.33 | $16,634.27 |
DisclosureSEC source: 0000101829-03-000353 · mck172.xml · nonDerivative · entry 1 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 190.476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2003 Filed Oct 6, 2003 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,915 | $0.00 Strike: $35.19 | $0.00 |
DisclosureSEC source: 0000101829-03-000304 · mck149.xml · derivative · entry 5 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,915 shares Expires 2006-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2003 Filed Oct 6, 2003 20:28 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,240 | $81.80 | $101,432.00 |
DisclosureSEC source: 0000101829-03-000304 · mck149.xml · nonDerivative · entry 3 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,555.98 Read SEC document |
| October 03, 2003 Filed Oct 6, 2003 20:28 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,974 | $81.80 | $243,273.20 |
DisclosureSEC source: 0000101829-03-000304 · mck149.xml · nonDerivative · entry 2 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,795.98 Read SEC document |
| October 03, 2003 Filed Oct 6, 2003 20:28 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 6,915 | $35.19 | $243,338.85 |
DisclosureSEC source: 0000101829-03-000304 · mck149.xml · nonDerivative · entry 1 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,769.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,979 | $0.00 Strike: $20.22 | $0.00 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · derivative · entry 4 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,979 shares Expires 2004-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,132 | $76.00 | $86,032.00 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · nonDerivative · entry 3 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,854.914 Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,324 | $76.00 | $100,624.00 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · nonDerivative · entry 2 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,986.914 Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 20:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 4,979 | $20.22 | $100,675.38 |
DisclosureSEC source: 0000101829-03-000252 · mck123.xml · nonDerivative · entry 1 MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,310.914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.