Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | SVP, Science & Technology | February 15, 2005 | February 17, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date February 15, 2005 · Filed February 17, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,041 |
Reported balance
After 2005-02-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2005-02-15 · Exercise / conversion · Acquired 13,000 · Balance 13,041 |
| Common StockSEC Table I · non-derivative | Direct | 10,484 |
Reported balance
After 2005-02-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2005-02-15 · Tax withholding · Disposed 2,557 · Balance 10,484 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2005-02-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2005-02-15 · Sale · Disposed 10,484 · Balance 0 F1: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.00 · Expires 2009-01-03 | Direct | 0 |
Reported balance
After 2005-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2005-02-15 · Exercise / conversion · Disposed 13,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 2,522.007 |
Reported balance
Holding disclosure · report date 2005-02-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,522.007 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALBANY INTERNATIONAL CORP /DE/
Report date May 13, 2021 · Filed May 17, 2021
Section 16 reporting ended · disclosed 2021-05-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 24,245 |
Reported balance
After 2021-05-13 transaction · row 1
1 source rowRow 1 · 2021-05-13 · Grant · Acquired 621 · Balance 24,245 F1: Shares distributed pursuant to the Directors' Annual Retainer Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares distributed pursuant to the Directors' Annual Retainer Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2021 Filed May 17, 2021 13:04 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 621 | $0.00 | $0.00 |
DisclosureSEC source: 0001184183-21-000001 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,245 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 15:26 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 301 | $0.00 | $0.00 |
DisclosureSEC source: 0001184183-20-000002 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,624 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. Read SEC document |
| May 14, 2020 Filed May 18, 2020 18:46 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001184183-20-000001 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,323 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. Read SEC document |
| May 10, 2019 Filed May 14, 2019 13:22 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,178 | $76.34 | $89,928.52 |
DisclosureSEC source: 0001184183-19-000001 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,513 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. Read SEC document |
| May 11, 2018 Filed May 15, 2018 13:29 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,491 | $60.35 | $89,981.85 |
DisclosureSEC source: 0001184183-18-000001 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,785 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. Read SEC document |
| May 11, 2018 Filed May 18, 2018 18:05 UTC Amendment | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,491 | $60.35 | $89,981.85 |
DisclosureSEC source: 0001184183-18-000002 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,335 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. F2 · balance_after: Reported amount reflects correction of initial filing. Read SEC document |
| May 24, 2017 Filed May 25, 2017 14:10 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,487 | $47.05 | $69,963.35 |
DisclosureSEC source: 0001184183-17-000001 · edgar.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,844 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · derivative · entry 5 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,484 | $102.50 | $1,074,610.00 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,557 | $102.77 | $262,782.89 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,484 Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 13,000 | $54.00 | $702,000.00 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · derivative · entry 6 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,600 | $101.21 | $465,566.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,400 | $101.22 | $647,808.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,641 Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,959 | $102.00 | $199,818.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,041 Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 13,000 | $54.00 | $702,000.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,157 | $97.22 | $209,703.54 |
DisclosureSEC source: 0000101829-04-000263 · cas342.xml · nonDerivative · entry 5 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,000 | $97.23 | $194,460.00 |
DisclosureSEC source: 0000101829-04-000263 · cas342.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,157 Read SEC document |
| November 23, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $97.30 | $389,200.00 |
DisclosureSEC source: 0000101829-04-000263 · cas342.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,157 Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000263 · cas342.xml · derivative · entry 7 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 10,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,843 | $97.23 | $179,194.89 |
DisclosureSEC source: 0000101829-04-000263 · cas342.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,157 Read SEC document |
| November 22, 2004 Filed Nov 24, 2004 19:19 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,000 | $54.00 | $540,000.00 |
DisclosureSEC source: 0000101829-04-000263 · cas342.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 285 | $89.34 | $25,461.90 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 8 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,900 | $89.30 | $526,870.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 7 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285 Read SEC document |
| April 28, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 28,948 | $89.45 | $2,589,398.60 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 6 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,185 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · derivative · entry 12 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · derivative · entry 11 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 4,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 5,619 | $89.94 | $505,372.86 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 5 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,133 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 937 | $89.94 | $84,273.78 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,752 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 24,000 | $36.56 | $877,500.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 4,000 | $36.56 | $146,250.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 6,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 9 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · ownership.direct: Represents transfer of shares to a joint account. Read SEC document |
| January 12, 2004 Filed Apr 29, 2004 20:45 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 6,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,689 F1 · ownership.direct: Represents transfer of shares to a joint account. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 22:30 UTC | RTX Corp UTX · Entity 2823 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $93.52 | $0.00 |
DisclosureSEC source: 0000101829-04-000059 · cas220.xml · derivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-01-08 Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 17:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,200 | $94.92 | $303,744.00 |
DisclosureSEC source: 0000101829-03-000395 · cas196.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,085 Read SEC document |
| December 22, 2003 Filed Dec 23, 2003 17:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,876 | $94.93 | $178,088.68 |
DisclosureSEC source: 0000101829-03-000395 · cas196.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,285 Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:50 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $34.50 | $0.00 |
DisclosureSEC source: 0000101829-03-000395 · cas196.xml · derivative · entry 7 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:50 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,938 | $94.10 | $370,565.80 |
DisclosureSEC source: 0000101829-03-000395 · cas196.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,161 Read SEC document |
| December 19, 2003 Filed Dec 23, 2003 17:50 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 15,000 | $34.50 | $517,500.00 |
DisclosureSEC source: 0000101829-03-000395 · cas196.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 20:41 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 500 | $93.19 | $46,595.00 |
DisclosureSEC source: 0000101829-03-000393 · cas194.xml · nonDerivative · entry 5 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 99 Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 20:41 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,200 | $93.26 | $205,172.00 |
DisclosureSEC source: 0000101829-03-000393 · cas194.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 599 Read SEC document |
| December 17, 2003 Filed Dec 18, 2003 20:41 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 6,800 | $93.15 | $633,420.00 |
DisclosureSEC source: 0000101829-03-000393 · cas194.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,799 Read SEC document |
| December 16, 2003 Filed Dec 18, 2003 20:41 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $34.50 | $0.00 |
DisclosureSEC source: 0000101829-03-000393 · cas194.xml · derivative · entry 8 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,000 Underlying: Common Stock · 13,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2003 Filed Dec 18, 2003 20:41 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,401 | $93.52 | $318,061.52 |
DisclosureSEC source: 0000101829-03-000393 · cas194.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 9,599 Read SEC document |
| December 16, 2003 Filed Dec 18, 2003 20:41 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 13,000 | $34.50 | $448,500.00 |
DisclosureSEC source: 0000101829-03-000393 · cas194.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:34 UTC | RTX Corp UTX · Entity 2823 | ConversionESOP Series A Convertible Preferred Stock · Derivative | 1,202.03 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000336 · cas162.xml · derivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Underlying: Common Stock · 4,808.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · kind: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. F2 · derivative.expiration_date: Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock. Read SEC document |
| November 06, 2003 Filed Nov 7, 2003 21:34 UTC | RTX Corp UTX · Entity 2823 | ConversionCommon Stock | 4,808.12 | $87.33 | $419,893.12 |
DisclosureSEC source: 0000101829-03-000336 · cas162.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 4,808.12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2003 Filed Aug 28, 2003 19:50 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $78.50 | $314,000.00 |
DisclosureSEC source: 0000101829-03-000283 · cas140.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,604 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted common stock. F2 · balance_after: The box used to indicate that a reporting person is no longer subject to Section 16 reporting was inadvertently and erroneously checked on Dr. Cassidy's previous Form 4 filing. He will continue to file Section 16 reports. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 21:35 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000278 · cas137.xml · derivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2003 Filed Aug 21, 2003 21:35 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-03-000278 · cas137.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,604 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.