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SEC CIK
0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2004 Filed Feb 17, 2004 20:57 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
SaleCommon Stock 6,500 $95.00 $617,500.00
Disclosure

SEC source: 0000101829-04-000108 · pag252.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,456.863

Read SEC document
February 11, 2004 Filed Feb 12, 2004 21:49 UTC
DAVID GEORGE ALDirector · Chairman and CEO
SaleCommon Stock 40,000 $96.00 $3,840,000.00
Disclosure

SEC source: 0000101829-04-000101 · dav247.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,352

F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 11, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
SaleCommon Stock 3,000 $95.70 $287,111.10
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 8

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,412

F1 · balance_after: The reporting person also directly owns 11,468 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 11, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
SaleCommon Stock 3,000 $95.75 $287,250.00
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 7

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,412

Read SEC document
February 11, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
SaleCommon Stock 3,100 $95.65 $296,523.06
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 6

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,412

Read SEC document
February 11, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
SaleCommon Stock 3,553 $95.70 $340,022.10
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 5

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,512

Read SEC document
February 11, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
SaleCommon Stock 3,000 $95.74 $287,210.10
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 4

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,065

Read SEC document
February 10, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $27.31 $0.00
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · derivative · entry 10

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2006-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Tax withholdingCommon Stock 7,204 $95.60 $688,702.40
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 3

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,065

Read SEC document
February 10, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Tax withholdingCommon Stock 9,143 $95.60 $874,070.80
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 2

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,269

Read SEC document
February 10, 2004 Filed Feb 12, 2004 21:49 UTC
TRACHSEL WILLIAM HSVP and General Counsel
Exercise / conversionCommon Stock 32,000 $27.31 $874,000.00
Disclosure

SEC source: 0000101829-04-000102 · tra248.xml · nonDerivative · entry 1

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 20:07 UTC
JAMISON GEORGE H IIIVice President, Communications
GrantPhantom Stock Unit · Derivative 3.271 $95.54 Strike: $0.00 $312.51
Disclosure

SEC source: 0000101829-04-000093 · jam244.xml · derivative · entry 1

JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6.5467

Underlying: Common Stock · 3.271 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 20:12 UTC
DOKKUM JAN VANPresident, UTC Power
GrantPhantom Stock Unit · Derivative 18.5351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000101829-04-000094 · van245.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639.2473

Underlying: Common Stock · 18.5351 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 15:52 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 135,000 $0.00 Strike: $37.94 $0.00
Disclosure

SEC source: 0000101829-04-000089 · pag243.xml · derivative · entry 5

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 135,000 shares

Expires 2007-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 15:52 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Tax withholdingCommon Stock 25,578 $95.35 $2,438,862.30
Disclosure

SEC source: 0000101829-04-000089 · pag243.xml · nonDerivative · entry 3

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,956.863

F1 · balance_after: The reporting person also directly owns 6,384 shares of United Technologies Career Restricted Common Stock and 25,000 shares of Restricted Common Stock.

Read SEC document
January 28, 2004 Filed Jan 29, 2004 15:52 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Tax withholdingCommon Stock 53,714 $95.35 $5,121,629.90
Disclosure

SEC source: 0000101829-04-000089 · pag243.xml · nonDerivative · entry 2

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,534.863

Read SEC document
January 28, 2004 Filed Jan 29, 2004 15:52 UTC
PAGE STEPHEN FDirector · Vice Chairman & CFO
Exercise / conversionCommon Stock 135,000 $37.94 $5,121,562.50
Disclosure

SEC source: 0000101829-04-000089 · pag243.xml · nonDerivative · entry 1

PAGE STEPHEN F · CIK 0001184178 · Director · Vice Chairman & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,248.863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 2,972 $94.60 $281,151.20
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 9

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,897.172

Read SEC document
January 22, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 2,600 $96.25 $250,250.00
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 8

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897.172

Read SEC document
January 22, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
SaleCommon Stock 7,400 $94.55 $699,670.00
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 7

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,497.172

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $34.50 $0.00
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · derivative · entry 12

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2007-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $36.56 $0.00
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · derivative · entry 11

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 10,000 shares

Expires 2008-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 1,946 $95.87 $186,563.02
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 6

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,137.172

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 3,814 $95.87 $365,648.18
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 5

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,083.172

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 10,000 $36.56 $365,625.00
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 4

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,897.172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 4,070 $95.87 $390,190.90
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 3

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,869.172

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 7,198 $95.87 $690,072.26
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,939.172

Read SEC document
January 21, 2004 Filed Jan 23, 2004 19:46 UTC
DARNIS GERAUDPresident, Carrier Corporation
Exercise / conversionCommon Stock 20,000 $34.50 $690,000.00
Disclosure

SEC source: 0000101829-04-000086 · dar238.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,897.172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 17:09 UTC
JAMISON GEORGE H IIIVice President, Communications
GrantPhantom Stock Unit · Derivative 3.2757 $95.40 Strike: $0.00 $312.50
Disclosure

SEC source: 0000101829-04-000081 · jam236.xml · derivative · entry 1

JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.2757

Underlying: Common Stock · 3.2757 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
January 15, 2004 Filed Jan 20, 2004 17:10 UTC
DOKKUM JAN VANPresident, UTC Power
GrantPhantom Stock Unit · Derivative 18.5623 $95.40 Strike: $0.00 $1,770.84
Disclosure

SEC source: 0000101829-04-000082 · van237.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,620.7122

Underlying: Common Stock · 18.5623 shares

Expires not disclosed

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
January 12, 2004 Filed Apr 29, 2004 20:45 UTC
CASSIDY JOHN F JRSVP, Science & Technology
GiftCommon Stock 6,085 $0.00 $0.00
Disclosure

SEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 9

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F1 · ownership.direct: Represents transfer of shares to a joint account.

Read SEC document
January 12, 2004 Filed Apr 29, 2004 20:45 UTC
CASSIDY JOHN F JRSVP, Science & Technology
GiftCommon Stock 6,085 $0.00 $0.00
Disclosure

SEC source: 0000101829-04-000162 · cas278.xml · nonDerivative · entry 1

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,689

F1 · ownership.direct: Represents transfer of shares to a joint account.

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
AKLILU TESFAYEVice President, Quality
GrantNon-Qualified Stock Option (right to buy) · Derivative 17,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000055 · akl216.xml · derivative · entry 1

AKLILU TESFAYE · CIK 0001206275 · Vice President, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
BOUSBIB ARIPresident, Otis Elevator
GrantNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000056 · bou217.xml · derivative · entry 1

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
BRITTAN KENT LVP, Supply Management
GrantNon-Qualified Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000057 · bri218.xml · derivative · entry 1

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
GrantNon-Qualified Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000058 · buc219.xml · derivative · entry 1

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
CASSIDY JOHN F JRSVP, Science & Technology
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000059 · cas220.xml · derivative · entry 1

CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
GrantNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000060 · che221.xml · derivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
DARNIS GERAUDPresident, Carrier Corporation
GrantNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000061 · dar222.xml · derivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:30 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 270,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000062 · dav223.xml · derivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 270,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
DOUCETTE JOHN JVice President & CIO
GrantNon-Qualified Stock Option (right to buy) · Derivative 23,500 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000063 · dou224.xml · derivative · entry 1

DOUCETTE JOHN J · CIK 0001184186 · Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
FINGER STEPHEN NPresident, Sikorsky Aircraft
GrantNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000064 · fin225.xml · derivative · entry 1

FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
HARKIN RUTH RSVP Intl Affairs & Gov't Rltns
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000065 · har226.xml · derivative · entry 1

HARKIN RUTH R · CIK 0001184189 · SVP Intl Affairs & Gov't Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
HAYES GREGORYVice President, Controller
GrantNon-Qualified Stock Option (right to buy) · Derivative 10,700 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000066 · hay227.xml · derivative · entry 1

HAYES GREGORY · CIK 0001225946 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Underlying: Common Stock · 10,700 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
JAMISON GEORGE H IIIVice President, Communications
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000067 · jam228.xml · derivative · entry 1

JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
KALLMAN TODDVP of Corp. Strategy & Dev.
GrantNon-Qualified Stock Option (right to buy) · Derivative 28,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000068 · kal229.xml · derivative · entry 1

KALLMAN TODD · CIK 0001225308 · VP of Corp. Strategy & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
LEDUC ROBERT FEVP & COO, Pratt & Whitney
GrantNon-Qualified Stock Option (right to buy) · Derivative 29,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000069 · led230.xml · derivative · entry 1

LEDUC ROBERT F · CIK 0001184190 · EVP & COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Underlying: Common Stock · 29,000 shares

Expires 2014-01-08

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January 09, 2004 Filed Jan 13, 2004 22:31 UTC
MCKENNA RONALD FPresident, Hamilton Sundstrand
GrantNon-Qualified Stock Option (right to buy) · Derivative 54,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000070 · mck231.xml · derivative · entry 1

MCKENNA RONALD F · CIK 0001017676 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2014-01-08

Read SEC document
January 09, 2004 Filed Jan 13, 2004 22:31 UTC
ROBERT OLIVIER JPresident, Chubb PLC
GrantNon-Qualified Stock Option (right to buy) · Derivative 37,000 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000071 · rob232.xml · derivative · entry 1

ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Underlying: Common Stock · 37,000 shares

Expires 2014-01-08

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January 09, 2004 Filed Jan 13, 2004 22:31 UTC
ROGAN THOMAS IVice President, Treasurer
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,300 $0.00 Strike: $93.52 $0.00
Disclosure

SEC source: 0000101829-04-000072 · rog233.xml · derivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Common Stock · 11,300 shares

Expires 2014-01-08

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.