Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2005 Filed Dec 28, 2005 17:01 UTC |
WAGNER HAROLD ADirector
|
SaleCommon Stock | 2,025 | $56.68 | $114,777.00 |
DisclosureSEC source: 0000101829-05-000219 · wag498.xml · nonDerivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,834 Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 17:49 UTC |
WAGNER HAROLD ADirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $14.20 | $0.00 |
DisclosureSEC source: 0000101829-05-000217 · wag497.xml · derivative · entry 3 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2006-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 17:49 UTC |
WAGNER HAROLD ADirector
|
Tax withholdingCommon Stock | 1,965 | $57.85 | $113,675.25 |
DisclosureSEC source: 0000101829-05-000217 · wag497.xml · nonDerivative · entry 2 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,859 Read SEC document |
| December 22, 2005 Filed Dec 23, 2005 17:49 UTC |
WAGNER HAROLD ADirector
|
Exercise / conversionCommon Stock | 8,000 | $14.20 | $113,624.80 |
DisclosureSEC source: 0000101829-05-000217 · wag497.xml · nonDerivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2005 Filed Dec 20, 2005 22:25 UTC |
HAYES GREGORYVP, Accounting and Control
|
SaleCommon Stock | 4,305 | $57.50 | $247,537.50 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · nonDerivative · entry 3 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 19, 2005 Filed Dec 20, 2005 22:25 UTC |
HAYES GREGORYVP, Accounting and Control
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,300 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Underlying: Common Stock · 5,300 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2005 Filed Dec 20, 2005 22:25 UTC |
HAYES GREGORYVP, Accounting and Control
|
Tax withholdingCommon Stock | 995 | $57.14 | $56,854.30 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 Read SEC document |
| December 19, 2005 Filed Dec 20, 2005 22:25 UTC |
HAYES GREGORYVP, Accounting and Control
|
Exercise / conversionCommon Stock | 5,300 | $31.25 | $165,625.00 |
DisclosureSEC source: 0000101829-05-000209 · hay494.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $58.00 | $580,000.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 19 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668,466 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 14,100 | $58.05 | $818,505.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 18 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678,466 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 8,010 | $58.18 | $466,021.80 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 17 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692,566 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 19,700 | $58.15 | $1,145,555.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700,576 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 300 | $58.17 | $17,451.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720,276 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 8,900 | $58.00 | $516,200.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720,576 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 1,100 | $58.02 | $63,822.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 25,900 | $58.10 | $1,504,790.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,730,576 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $58.25 | $582,500.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $58.35 | $583,500.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,766,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $58.40 | $584,000.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 20,000 | $58.45 | $1,169,000.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $58.50 | $585,000.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 600 | $58.66 | $35,196.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,816,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 9,400 | $58.65 | $551,310.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,817,076 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $58.80 | $588,000.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826,476 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $17.25 | $0.00 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · derivative · entry 5 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2007-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Tax withholdingCommon Stock | 5,826 | $58.03 | $338,082.78 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · nonDerivative · entry 3 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,464 F1 · balance_after: The reporting person also directly owns 4,680 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Tax withholdingCommon Stock | 5,946 | $58.03 | $345,046.38 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · nonDerivative · entry 2 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,290 Read SEC document |
| December 16, 2005 Filed Dec 19, 2005 22:13 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Exercise / conversionCommon Stock | 20,000 | $17.25 | $345,000.00 |
DisclosureSEC source: 0000101829-05-000201 · rob492.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC |
GEISLER JAMES EVice President, Finance
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-05-000198 · gei489.xml · derivative · entry 6 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC |
GEISLER JAMES EVice President, Finance
|
SaleCommon Stock | 1,200 | $58.02 | $69,624.00 |
DisclosureSEC source: 0000101829-05-000198 · gei489.xml · nonDerivative · entry 4 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC |
GEISLER JAMES EVice President, Finance
|
SaleCommon Stock | 368 | $58.03 | $21,355.04 |
DisclosureSEC source: 0000101829-05-000198 · gei489.xml · nonDerivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC |
GEISLER JAMES EVice President, Finance
|
Tax withholdingCommon Stock | 432 | $57.60 | $24,883.20 |
DisclosureSEC source: 0000101829-05-000198 · gei489.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,568 Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC |
GEISLER JAMES EVice President, Finance
|
Exercise / conversionCommon Stock | 2,000 | $18.28 | $36,562.40 |
DisclosureSEC source: 0000101829-05-000198 · gei489.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:11 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 33.2755 | $57.60 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000199 · van490.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,033.048 Underlying: Common Stock · 33.2755 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $13.66 | $0.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · derivative · entry 21 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600,000 shares Expires 2006-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 189,737 | $57.60 | $10,928,851.20 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,836,476 Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 142,253 | $57.60 | $8,193,772.80 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,026,213 Read SEC document |
| December 15, 2005 Filed Dec 19, 2005 22:12 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 600,000 | $13.66 | $8,193,720.00 |
DisclosureSEC source: 0000101829-05-000200 · dav488.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2005 Filed Dec 16, 2005 21:10 UTC |
FARACI JOHN VDirector
|
GrantRestricted Stock Units · Derivative | 1,751.6202 | $57.09 | $100,000.00 |
DisclosureSEC source: 0000101829-05-000191 · far480.xml · derivative · entry 2 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,751.6202 Underlying: Common Stock · 1,751.6202 shares Expires not disclosed F2 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. Read SEC document |
| December 14, 2005 Filed Dec 16, 2005 21:10 UTC |
FARACI JOHN VDirector
|
GrantPhantom Stock Unit · Derivative | 1,313.7152 | $57.09 | $75,000.00 |
DisclosureSEC source: 0000101829-05-000191 · far480.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313.7152 Underlying: Common Stock · 1,313.7152 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| December 13, 2005 Filed Dec 23, 2005 16:23 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000215 · dav496.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,561,886 Read SEC document |
| December 13, 2005 Filed Dec 23, 2005 16:23 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 3,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000215 · dav496.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,562,066 Read SEC document |
| December 13, 2005 Filed Dec 23, 2005 16:23 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000215 · dav496.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,565,666 Read SEC document |
| November 30, 2005 Filed Dec 2, 2005 21:36 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 35.5994 | $53.84 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000189 · van479.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,976.245 Underlying: Common Stock · 35.5994 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| November 15, 2005 Filed Nov 16, 2005 22:07 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 35.886 | $53.41 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000187 · van478.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940.6456 Underlying: Common Stock · 35.886 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| October 31, 2005 Filed Nov 2, 2005 21:29 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.3766 | $51.28 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000185 · van477.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,904.7596 Underlying: Common Stock · 37.3766 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| October 26, 2005 Filed Oct 27, 2005 20:32 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
SaleCommon Stock | 14,226 | $51.20 | $728,371.20 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · nonDerivative · entry 3 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,086 F1 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 20:32 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 28,000 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · derivative · entry 5 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 20:32 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 8,774 | $51.23 | $449,492.02 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · nonDerivative · entry 2 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,312 Read SEC document |
| October 25, 2005 Filed Oct 27, 2005 20:32 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Exercise / conversionCommon Stock | 28,000 | $12.50 | $350,000.00 |
DisclosureSEC source: 0000101829-05-000183 · fin476.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.