Tapewire

NYSE · USD

RTX

RTX Corp

Export transactions ↓
Tapewire entity
2823
SEC CIK
0000101829
Parsed reports
1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 2,958.3147 $44.62 Strike: $0.00 $132,000.00
Disclosure

SEC source: 0001225208-09-010247 · doc4.xml · derivative · entry 1

GUTIERREZ CARLOS M · CIK 0001185943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,958.3147

Underlying: Common Stock · 2,958.3147 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 5,602.8687 $44.62 Strike: $0.00 $250,000.00
Disclosure

SEC source: 0001225208-09-010248 · doc4.xml · derivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,231.0676

Underlying: Common Stock · 5,602.8687 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 3,092.7835 $44.62 Strike: $0.00 $138,000.00
Disclosure

SEC source: 0001225208-09-010249 · doc4.xml · derivative · entry 1

LEE CHARLES R · CIK 0001187373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,763.7786

Underlying: Common Stock · 3,092.7835 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 4,930.5244 $44.62 Strike: $0.00 $220,000.00
Disclosure

SEC source: 0001225208-09-010250 · doc4.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,925.5856

Underlying: Common Stock · 4,930.5244 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 5,826.9834 $44.62 Strike: $0.00 $260,000.00
Disclosure

SEC source: 0001225208-09-010251 · doc4.xml · derivative · entry 1

MCCORMICK RICHARD D · CIK 0001017985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,330.393

Underlying: Common Stock · 5,826.9834 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 5,602.8687 $44.62 Strike: $0.00 $250,000.00
Disclosure

SEC source: 0001225208-09-010252 · doc4.xml · derivative · entry 1

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,093.6239

Underlying: Common Stock · 5,602.8687 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:21 UTC GrantPhantom Stock Unit · Derivative 3,092.7835 $44.62 Strike: $0.00 $138,000.00
Disclosure

SEC source: 0001225208-09-010253 · doc4.xml · derivative · entry 1

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,173.0898

Underlying: Common Stock · 3,092.7835 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
April 08, 2009 Filed Apr 13, 2009 21:22 UTC GrantPhantom Stock Unit · Derivative 3,361.7212 $44.62 Strike: $0.00 $150,000.00
Disclosure

SEC source: 0001225208-09-010254 · doc4.xml · derivative · entry 1

MYERS RICHARD B · CIK 0001356702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458.6036

Underlying: Common Stock · 3,361.7212 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

Read SEC document
March 17, 2009 Filed Mar 19, 2009 15:21 UTC PurchaseCommon Stock 1,000 $41.72 $41,720.00
Disclosure

SEC source: 0001225208-09-007414 · doc4.xml · nonDerivative · entry 1

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
March 11, 2009 Filed Mar 12, 2009 21:15 UTC GrantRestricted Stock Units · Derivative 2,435.4603 $41.06 Strike: $0.00 $100,000.00
Disclosure

SEC source: 0001225208-09-007019 · doc4.xml · derivative · entry 1

GUTIERREZ CARLOS M · CIK 0001185943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,435.4603

Underlying: Common Stock · 2,435.4603 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.

F1 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.

F1 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash.

Read SEC document
February 17, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Disposition to issuerCommon Stock 25,442 $46.05 $1,171,604.10
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031,756

F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 17, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Disposition to issuerCommon Stock 5,000 $46.10 $230,500.00
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057,198

Read SEC document
February 17, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Disposition to issuerCommon Stock 5,000 $46.20 $231,000.00
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062,198

Read SEC document
February 17, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Disposition to issuerCommon Stock 5,000 $46.25 $231,250.00
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067,198

Read SEC document
February 17, 2009 Filed Feb 18, 2009 22:27 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $36.22 $0.00
Disclosure

SEC source: 0001225208-09-004169 · doc4.xml · derivative · entry 2

MCCORMICK RICHARD D · CIK 0001017985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2009-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2009 Filed Feb 18, 2009 22:27 UTC Exercise / conversionCommon Stock 8,000 $36.22 $289,749.60
Disclosure

SEC source: 0001225208-09-004169 · doc4.xml · nonDerivative · entry 1

MCCORMICK RICHARD D · CIK 0001017985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $36.22 $0.00
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · derivative · entry 11

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600,000 shares

Expires 2009-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 461,483 $47.09 $21,731,234.47
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072,198

Read SEC document
February 13, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 57,633 $47.09 $2,713,937.97
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533,681

Read SEC document
February 13, 2009 Filed Feb 18, 2009 22:25 UTC
DAVID GEORGE ALDirector · Chairman
Exercise / conversionCommon Stock 600,000 $36.22 $21,731,220.00
Disclosure

SEC source: 0001225208-09-004168 · doc4.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2009 Filed Feb 17, 2009 22:08 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $36.22 $0.00
Disclosure

SEC source: 0001225208-09-003901 · doc4.xml · derivative · entry 6

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2009-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2009 Filed Feb 17, 2009 22:08 UTC Disposition to issuerCommon Stock 4,835 $46.55 $225,069.25
Disclosure

SEC source: 0001225208-09-003901 · doc4.xml · nonDerivative · entry 5

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,265

Read SEC document
February 12, 2009 Filed Feb 17, 2009 22:08 UTC Disposition to issuerCommon Stock 1,600 $46.58 $74,528.00
Disclosure

SEC source: 0001225208-09-003901 · doc4.xml · nonDerivative · entry 4

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,100

Read SEC document
February 12, 2009 Filed Feb 17, 2009 22:08 UTC Disposition to issuerCommon Stock 200 $46.55 $9,310.04
Disclosure

SEC source: 0001225208-09-003901 · doc4.xml · nonDerivative · entry 3

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Read SEC document
February 12, 2009 Filed Feb 17, 2009 22:08 UTC Disposition to issuerCommon Stock 200 $46.58 $9,316.24
Disclosure

SEC source: 0001225208-09-003901 · doc4.xml · nonDerivative · entry 2

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

Read SEC document
February 12, 2009 Filed Feb 17, 2009 22:08 UTC Exercise / conversionCommon Stock 8,000 $36.22 $289,749.60
Disclosure

SEC source: 0001225208-09-003901 · doc4.xml · nonDerivative · entry 1

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2009 Filed Feb 11, 2009 22:10 UTC
Brown William MPresident, UTC Fire & Security
Tax withholdingCommon Stock 4,784 $49.62 $237,382.08
Disclosure

SEC source: 0001225208-09-003410 · doc4.xml · nonDerivative · entry 2

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188

Read SEC document
February 10, 2009 Filed Feb 11, 2009 22:10 UTC
HAYES GREGORYSVP and CFO
Tax withholdingCommon Stock 9,776 $49.62 $485,085.12
Disclosure

SEC source: 0001225208-09-003411 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
Tax withholdingCommon Stock 5,346 $49.62 $265,268.52
Disclosure

SEC source: 0001225208-09-003408 · doc4.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,984

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
BELLEMARE ALAINPresident, Hamilton Sundstrand
GrantCommon Stock 16,745 $49.62 $830,886.90
Disclosure

SEC source: 0001225208-09-003408 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,330

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
Tax withholdingCommon Stock 23,576 $49.62 $1,169,841.12
Disclosure

SEC source: 0001225208-09-003409 · doc4.xml · nonDerivative · entry 2

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,288

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
BOUSBIB ARIPres., Commercial & UTC EVP
GrantCommon Stock 61,464 $49.62 $3,049,843.68
Disclosure

SEC source: 0001225208-09-003409 · doc4.xml · nonDerivative · entry 1

BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,864

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
Brown William MPresident, UTC Fire & Security
GrantCommon Stock 14,972 $49.62 $742,910.64
Disclosure

SEC source: 0001225208-09-003410 · doc4.xml · nonDerivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,972

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
HAYES GREGORYSVP and CFO
GrantCommon Stock 28,171 $49.62 $1,397,845.02
Disclosure

SEC source: 0001225208-09-003411 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,171

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
Hess David PPresident, Pratt & Whitney
Tax withholdingCommon Stock 11,148 $49.62 $553,163.76
Disclosure

SEC source: 0001225208-09-003412 · doc4.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,372

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:10 UTC
Hess David PPresident, Pratt & Whitney
GrantCommon Stock 31,520 $49.62 $1,564,022.40
Disclosure

SEC source: 0001225208-09-003412 · doc4.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,520

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
Tax withholdingCommon Stock 4,911 $49.62 $243,683.82
Disclosure

SEC source: 0001225208-09-003413 · doc4.xml · nonDerivative · entry 2

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,680

F2 · balance_after: The reporting person also directly owns 2,640 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
Bowler J Thomas JRSVP, Human Resources and Org.
GrantCommon Stock 15,366 $49.62 $762,460.92
Disclosure

SEC source: 0001225208-09-003413 · doc4.xml · nonDerivative · entry 1

Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
DARNIS GERAUDPresident, Carrier Corporation
Tax withholdingCommon Stock 19,418 $49.62 $963,521.16
Disclosure

SEC source: 0001225208-09-003414 · doc4.xml · nonDerivative · entry 2

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,258.3696

F2 · balance_after: The reporting person also directly owns 4,224 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
DARNIS GERAUDPresident, Carrier Corporation
GrantCommon Stock 61,464 $49.62 $3,049,843.68
Disclosure

SEC source: 0001225208-09-003414 · doc4.xml · nonDerivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,676.3696

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
GEISLER JAMES EVP, Corp. Strategy & Planning
Tax withholdingCommon Stock 9,855 $49.62 $489,005.10
Disclosure

SEC source: 0001225208-09-003415 · doc4.xml · nonDerivative · entry 2

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,958

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
GEISLER JAMES EVP, Corp. Strategy & Planning
GrantCommon Stock 28,171 $49.62 $1,397,845.02
Disclosure

SEC source: 0001225208-09-003415 · doc4.xml · nonDerivative · entry 1

GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,813

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
Gill Charles DSenior VP and General Counsel
Tax withholdingCommon Stock 2,292 $49.62 $113,729.04
Disclosure

SEC source: 0001225208-09-003416 · doc4.xml · nonDerivative · entry 2

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,722

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
Gill Charles DSenior VP and General Counsel
GrantCommon Stock 7,014 $49.62 $348,034.68
Disclosure

SEC source: 0001225208-09-003416 · doc4.xml · nonDerivative · entry 1

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
DAVID GEORGE ALDirector · Chairman
Tax withholdingCommon Stock 97,061 $49.62 $4,816,166.82
Disclosure

SEC source: 0001225208-09-003417 · doc4.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,991,314

F2 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:11 UTC
DAVID GEORGE ALDirector · Chairman
GrantCommon Stock 236,400 $49.62 $11,730,168.00
Disclosure

SEC source: 0001225208-09-003417 · doc4.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,375

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:12 UTC
Michaud-Daniel DidierPresident, Otis Elevator
Tax withholdingCommon Stock 3,385 $49.62 $167,963.70
Disclosure

SEC source: 0001225208-09-003418 · doc4.xml · nonDerivative · entry 2

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,135

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:12 UTC
Michaud-Daniel DidierPresident, Otis Elevator
GrantCommon Stock 10,520 $49.62 $522,002.40
Disclosure

SEC source: 0001225208-09-003418 · doc4.xml · nonDerivative · entry 1

Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,520

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:13 UTC
CHENEVERT LOUISDirector · President and CEO
Tax withholdingCommon Stock 25,564 $49.62 $1,268,485.68
Disclosure

SEC source: 0001225208-09-003419 · doc4.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,161

F2 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock.

Read SEC document
February 09, 2009 Filed Feb 11, 2009 22:13 UTC
CHENEVERT LOUISDirector · President and CEO
GrantCommon Stock 61,464 $49.62 $3,049,843.68
Disclosure

SEC source: 0001225208-09-003419 · doc4.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,725

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.