Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | Director | December 06, 2012 | December 07, 2012 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | April 01, 2011 | April 04, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date December 06, 2012 · Filed December 07, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,154 |
Ending reported balance
After 2012-12-06 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2012-12-06 · Exercise / conversion · Acquired 4,964 · Balance 44,752 Row 2 · 2012-12-06 · Exercise / conversion · Acquired 3,833 · Balance 48,585 Row 3 · 2012-12-06 · Exercise / conversion · Acquired 3,765 · Balance 52,350 Row 4 · 2012-12-06 · Exercise / conversion · Acquired 3,167 · Balance 55,517 Row 5 · 2012-12-06 · Exercise / conversion · Acquired 3,036 · Balance 58,553 Row 6 · 2012-12-06 · Exercise / conversion · Acquired 2,235 · Balance 60,788 Row 7 · 2012-12-06 · Sale · Disposed 10,634 · Balance 50,154 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.53 · Expires 2013-04-08 | Direct | 4,964 |
Reported balance
After 2012-12-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2012-12-06 · Exercise / conversion · Disposed 3,036 · Balance 4,964 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.53 · Expires 2013-04-08 | Direct | 0 |
Reported balance
After 2012-12-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2012-12-06 · Exercise / conversion · Disposed 4,964 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.53 · Expires 2015-04-12 | Direct | 3,765 |
Reported balance
After 2012-12-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2012-12-06 · Exercise / conversion · Disposed 2,235 · Balance 3,765 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.53 · Expires 2015-04-12 | Direct | 0 |
Reported balance
After 2012-12-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2012-12-06 · Exercise / conversion · Disposed 3,765 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.09 · Expires 2014-04-13 | Direct | 3,833 |
Reported balance
After 2012-12-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2012-12-06 · Exercise / conversion · Disposed 3,167 · Balance 3,833 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.09 · Expires 2014-04-13 | Direct | 0 |
Reported balance
After 2012-12-06 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2012-12-06 · Exercise / conversion · Disposed 3,833 · Balance 0 |
| Common Stock (Restricted)SEC Table I · non-derivative | Direct | 3,200 |
Reported balance
Holding disclosure · report date 2012-12-06 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 3,200 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price.
WELLS FARGO & COMPANY/MN
Report date April 01, 2011 · Filed April 04, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 124,539.6011 |
Reported balance
After 2011-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-04-01 · Grant · Acquired 1,159.306 · Balance 124,539.6011 F1: Conversion price is 1-for-1 F2: Deferred compensation shares payable in installments depending upon director's election. |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 69,326 |
Reported balance
Holding disclosure · report date 2011-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 69,326 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Defined Benefit Plan | 10,840 |
Reported balance
Holding disclosure · report date 2011-04-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,840 |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion price is 1-for-1
F2: Deferred compensation shares payable in installments depending upon director's election.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,833 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 14 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,833 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,167 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 13 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833 Underlying: Common Stock · 3,167 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,765 | $0.00 Strike: $50.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 12 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,765 shares Expires 2015-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,235 | $0.00 Strike: $50.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 11 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,765 Underlying: Common Stock · 2,235 shares Expires 2015-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,964 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 10 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,964 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,036 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 9 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964 Underlying: Common Stock · 3,036 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,634 | $80.60 | $857,083.39 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 7 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,154 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,235 | $50.53 | $112,923.38 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 6 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,036 | $30.53 | $92,673.90 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 5 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,167 | $44.09 | $139,617.20 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 4 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,765 | $50.53 | $190,226.63 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,833 | $44.09 | $168,977.81 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 4,964 | $30.53 | $151,526.10 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,516.2627 | $79.63 | $280,000.00 |
DisclosureSEC source: 0001225208-12-009728 · doc4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,334.5329 Underlying: Common Stock · 3,516.2627 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 13, 2011 Filed Apr 15, 2011 21:17 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,325.0208 | $84.21 | $280,000.00 |
DisclosureSEC source: 0001225208-11-011793 · doc4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,557.2936 Underlying: Common Stock · 3,325.0208 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as annual compensation for services as a non-employee director, under a company program that provides for payment of all or a portion of non-employee director compensation in deferred stock units. Upon termation of service on the Board of Direcotrs, all such Phantom Stock Units are payable in stock as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2011 Filed Apr 4, 2011 20:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,159.306 | $31.70 | $36,750.00 |
DisclosureSEC source: 0001127602-11-012062 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,539.6011 Underlying: Common Stock, $1 2/3 Par Value · 1,159.306 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| January 03, 2011 Filed Jan 4, 2011 16:26 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 798.6447 | $30.99 | $24,750.00 |
DisclosureSEC source: 0001127602-11-000369 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,919.7178 Underlying: Common Stock, $1 2/3 Par Value · 798.6447 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,505 | $0.00 Strike: $39.25 | $0.00 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · derivative · entry 14 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,505 shares Expires 2011-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,495 | $0.00 Strike: $39.25 | $0.00 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · derivative · entry 13 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,505 Underlying: Common Stock · 2,495 shares Expires 2011-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,619 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · derivative · entry 12 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,619 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,381 | $0.00 Strike: $37.50 | $0.00 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · derivative · entry 11 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,619 Underlying: Common Stock · 2,381 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 2,900 | $78.84 | $228,638.90 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 9 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,788 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,676 | $78.84 | $132,139.19 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 8 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,688 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $78.84 | $7,884.05 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 7 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,364 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $78.84 | $7,884.11 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 6 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,464 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $78.84 | $7,884.24 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 5 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,564 Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,381 | $37.50 | $89,287.26 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 4 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,664 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,495 | $39.25 | $97,928.75 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,505 | $39.25 | $98,321.25 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2010 Filed Dec 3, 2010 22:30 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 2,619 | $37.50 | $98,212.24 |
DisclosureSEC source: 0001225208-10-026405 · doc4.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2010 Filed Oct 4, 2010 18:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,064.4648 | $25.13 | $26,750.00 |
DisclosureSEC source: 0001127602-10-024458 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,897.0799 Underlying: Common Stock, $1 2/3 Par Value · 1,064.4648 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| July 01, 2010 Filed Jul 2, 2010 17:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,044.9219 | $25.60 | $26,750.00 |
DisclosureSEC source: 0001127602-10-018481 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,576.6138 Underlying: Common Stock, $1 2/3 Par Value · 1,044.9219 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 21:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,207 | $31.72 | $70,006.04 |
DisclosureSEC source: 0001127602-10-012310 · form4.xml · derivative · entry 4 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,323.7384 Underlying: Common Stock, $1 2/3 Par Value · 2,207 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| April 27, 2010 Filed Apr 28, 2010 21:14 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 7,570 | $0.00 Strike: $31.72 | $0.00 |
DisclosureSEC source: 0001127602-10-012310 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,570 Underlying: Common Stock, $1 2/3 Par Value · 7,570 shares Expires 2020-04-27 Read SEC document |
| April 14, 2010 Filed Apr 16, 2010 21:02 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 3,783.7838 | $74.00 | $280,000.00 |
DisclosureSEC source: 0001225208-10-010483 · doc4.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,146.1666 Underlying: Common Stock · 3,783.7838 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2010 Filed Apr 2, 2010 21:41 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 923.8432 | $31.12 | $28,750.00 |
DisclosureSEC source: 0001127602-10-010340 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,116.7384 Underlying: Common Stock, $1 2/3 Par Value · 923.8432 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Deferred compensation shares payable in installments depending upon director's election. F2 · derivative.expiration_date: Deferred compensation shares payable in installments depending upon director's election. Read SEC document |
| March 22, 2010 Filed Mar 24, 2010 15:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 3,510 | $0.00 Strike: $21.38 | $0.00 |
DisclosureSEC source: 0001127602-10-009390 · form4.xml · derivative · entry 5 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 3,510 shares Expires 2010-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2010 Filed Mar 24, 2010 15:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Purchase Option · Derivative | 6,618 | $0.00 Strike: $23.78 | $0.00 |
DisclosureSEC source: 0001127602-10-009390 · form4.xml · derivative · entry 4 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 6,618 shares Expires 2011-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2010 Filed Mar 24, 2010 15:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,510 | $21.38 | $75,026.25 |
DisclosureSEC source: 0001127602-10-009390 · form4.xml · nonDerivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2010 Filed Mar 24, 2010 15:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 6,618 | $23.78 | $157,342.95 |
DisclosureSEC source: 0001127602-10-009390 · form4.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2010 Filed Jan 5, 2010 17:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 991.1078 | $26.99 | $26,750.00 |
DisclosureSEC source: 0001127602-10-000366 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,980.787 Underlying: Common Stock, $1 2/3 Par Value · 991.1078 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| December 03, 2009 Filed Dec 7, 2009 22:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,700 | $0.00 Strike: $31.09 | $0.00 |
DisclosureSEC source: 0001225208-09-024109 · doc4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,700 shares Expires 2010-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2009 Filed Dec 7, 2009 22:08 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,636 | $67.26 | $177,297.36 |
DisclosureSEC source: 0001225208-09-024109 · doc4.xml · nonDerivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,664 Read SEC document |
| December 03, 2009 Filed Dec 7, 2009 22:08 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,700 | $31.09 | $177,234.66 |
DisclosureSEC source: 0001225208-09-024109 · doc4.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 14:58 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 949.2548 | $28.18 | $26,750.00 |
DisclosureSEC source: 0001127602-09-019931 · form4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,784.9984 Underlying: Common Stock, $1 2/3 Par Value · 949.2548 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership Read SEC document |
| July 01, 2009 Filed Jul 1, 2009 20:28 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,514.8392 | $24.26 | $36,750.00 |
DisclosureSEC source: 0001193833-09-000110 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,811.9027 Underlying: Common Stock, $1 2/3 par value · 1,514.8392 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership . Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Purchase Option · Derivative | 12,330 | $0.00 Strike: $19.48 | $0.00 |
DisclosureSEC source: 0001193833-09-000093 · edgar.xml · derivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,330 Underlying: Common Stock, $1 2/3 par value · 12,330 shares Expires 2019-04-28 Read SEC document |
| April 28, 2009 Filed Apr 30, 2009 23:19 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Unit · Derivative | 3,594 | $19.48 | $70,011.12 |
DisclosureSEC source: 0001193833-09-000093 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,155.582 Underlying: Common Stock, $1 2/3 par value · 3,594 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership. F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership. Read SEC document |
| April 08, 2009 Filed Apr 13, 2009 21:21 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 5,826.9834 | $44.62 Strike: $0.00 | $260,000.00 |
DisclosureSEC source: 0001225208-09-010251 · doc4.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,330.393 Underlying: Common Stock · 5,826.9834 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| April 01, 2009 Filed Apr 2, 2009 16:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 2,159.4101 | $14.24 | $30,750.00 |
DisclosureSEC source: 0001193833-09-000068 · edgar.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,561.582 Underlying: Common Stock, $1 2/3 par value · 2,159.4101 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1. F2 · derivative.exercise_date: Payable in a lump sum on July 1 following cessation of board membership . F2 · derivative.expiration_date: Payable in a lump sum on July 1 following cessation of board membership . Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.