Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | President, Otis Elevator | February 06, 2012 | February 08, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date February 06, 2012 · Filed February 08, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,274 |
Ending reported balance
After 2012-02-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2012-02-06 · Grant · Acquired 9,282 · Balance 9,282 F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Row 2 · 2012-02-06 · Tax withholding · Disposed 4,008 · Balance 5,274 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 609 |
Reported balance
Holding disclosure · report date 2012-02-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 609 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,008 | $80.57 | $322,924.56 |
DisclosureSEC source: 0001225208-12-003373 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,274 Read SEC document |
| February 06, 2012 Filed Feb 8, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 9,282 | $80.57 | $747,850.74 |
DisclosureSEC source: 0001225208-12-003373 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,282 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2009 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 79,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · derivative · entry 11 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,000 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 54,310 | $79.93 | $4,340,998.30 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 9 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 24,000 | $79.95 | $1,918,800.00 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 8 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,310 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,902 | $80.03 | $472,337.06 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 7 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,310 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,862 | $80.05 | $309,153.10 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 6 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,212 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,300 | $80.05 | $104,066.30 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 5 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,074 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 690 | $79.97 | $55,179.37 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 4 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,374 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 551 | $80.04 | $44,102.04 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 3 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,064 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 100 | $80.05 | $8,005.05 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,615 Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 22:21 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 79,000 | $54.95 | $4,341,050.00 |
DisclosureSEC source: 0001225208-12-003105 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2012 Filed Jan 5, 2012 22:29 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 89,000 | $0.00 Strike: $74.66 | $0.00 |
DisclosureSEC source: 0001225208-12-000898 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,000 Underlying: Common Stock · 89,000 shares Expires 2022-01-02 F1 · balance_after: The reporting person was also awarded 23,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,385 | $83.66 | $115,869.10 |
DisclosureSEC source: 0001225208-11-005213 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,715 Read SEC document |
| February 08, 2011 Filed Feb 9, 2011 22:56 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,225 | $83.66 | $269,803.50 |
DisclosureSEC source: 0001225208-11-005213 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,100 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 2, 2008 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,600 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · derivative · entry 9 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,600 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 16,233 | $82.29 | $1,335,813.57 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 7 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,875 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,600 | $82.27 | $378,442.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 6 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,108 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,109 | $82.26 | $338,006.34 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 5 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,708 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 958 | $82.30 | $78,843.40 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 4 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,817 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 400 | $82.31 | $32,924.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 3 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 300 | $82.32 | $24,696.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,175 Read SEC document |
| January 27, 2011 Filed Jan 28, 2011 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 26,600 | $31.71 | $843,353.00 |
DisclosureSEC source: 0001225208-11-004152 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2011 Filed Jan 5, 2011 22:22 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 80,000 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-11-001108 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2021-01-02 F1 · balance_after: The reporting person was also awarded 20,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| April 22, 2010 Filed Apr 26, 2010 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001225208-10-010990 · doc4.xml · derivative · entry 4 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,000 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2010 Filed Apr 26, 2010 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 22,000 | $76.50 | $1,683,000.00 |
DisclosureSEC source: 0001225208-10-010990 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,875 Read SEC document |
| April 22, 2010 Filed Apr 26, 2010 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 22,000 | $32.17 | $707,740.00 |
DisclosureSEC source: 0001225208-10-010990 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,390 | $65.40 | $90,906.00 |
DisclosureSEC source: 0001225208-10-003918 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,875 Read SEC document |
| February 09, 2010 Filed Feb 10, 2010 22:24 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 4,130 | $65.40 | $270,102.00 |
DisclosureSEC source: 0001225208-10-003918 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,265 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2007 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 22:14 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 85,500 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-10-001007 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,500 Underlying: Common Stock · 85,500 shares Expires 2020-01-03 F1 · balance_after: The reporting person was also awarded 24,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:12 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 3,385 | $49.62 | $167,963.70 |
DisclosureSEC source: 0001225208-09-003418 · doc4.xml · nonDerivative · entry 2 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,135 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:12 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 10,520 | $49.62 | $522,002.40 |
DisclosureSEC source: 0001225208-09-003418 · doc4.xml · nonDerivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,520 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 79,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000828 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 18,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| June 02, 2008 Filed Jun 4, 2008 22:03 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 12,338 | $74.57 Strike: $0.00 | $920,044.66 |
DisclosureSEC source: 0001225208-08-009924 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,338 Underlying: Common Stock · 12,338 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.