Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2012 Filed Jul 3, 2012 21:09 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Exercise / conversionRestricted Stock Units · Derivative | 3,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-015792 · doc4.xml · derivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The restricted stock units vest in two installments. 3,108 units vested on July 1, 2012 and 3,107 units are scheduled to vest on July 1, 2014. F2 · derivative.expiration_date: The restricted stock units vest in two installments. 3,108 units vested on July 1, 2012 and 3,107 units are scheduled to vest on July 1, 2014. Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 21:09 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 1,031 | $75.04 | $77,366.24 |
DisclosureSEC source: 0001225208-12-015792 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,094 Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 21:09 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Exercise / conversionCommon Stock | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-015792 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. Read SEC document |
| July 01, 2012 Filed Oct 19, 2012 21:34 UTC Amendment |
Maurer Michael BPresident, Sikorsky Aircraft
|
Exercise / conversionRestricted Stock Units · Derivative | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-021558 · doc4a.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Common Stock · 3,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F1 · shares: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. F2 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F3 · derivative.exercise_date: The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014. F3 · derivative.expiration_date: The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014. Read SEC document |
| July 01, 2012 Filed Oct 19, 2012 21:34 UTC Amendment |
Maurer Michael BPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 1,038 | $75.04 | $77,891.52 |
DisclosureSEC source: 0001225208-12-021558 · doc4a.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,107 F1 · shares: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. Read SEC document |
| July 01, 2012 Filed Oct 19, 2012 21:34 UTC Amendment |
Maurer Michael BPresident, Sikorsky Aircraft
|
Exercise / conversionCommon Stock | 3,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-021558 · doc4a.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. F2 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. Read SEC document |
| May 25, 2012 Filed Aug 17, 2012 21:06 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
GrantRestricted Stock Units · Derivative | 10,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018122 · doc4.xml · derivative · entry 3 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,932 Underlying: Common Stock · 10,932 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F2 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| May 25, 2012 Filed Dec 21, 2012 22:19 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
GrantRestricted Stock Units · Derivative | 10,807 | $73.02 | $789,127.14 |
DisclosureSEC source: 0001181431-12-066790 · rrd364288.xml · derivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,807 Underlying: Common Stock · 10,807 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| May 25, 2012 Filed Mar 18, 2013 21:18 UTC Amendment |
Maurer Michael BPresident, Sikorsky Aircraft
|
GrantRestricted Stock Units · Derivative | 10,807 | $73.02 | $789,127.14 |
DisclosureSEC source: 0001181431-13-017507 · rrd374269.xml · derivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,807 Underlying: Common Stock · 10,807 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F2 · shares: In the Form 4 previously filed on 12/20/12, these units were inadvertently listed in column (D). This amendment is filed in order to correct the error and list these units in column (A) as an acquisition. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,700 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,700 Underlying: Common Stock · 16,700 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 6,544 | $80.91 | $529,475.04 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,317 Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 4,248 | $80.91 | $343,705.68 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,861 Read SEC document |
| May 04, 2012 Filed May 8, 2012 21:13 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionCommon Stock | 16,700 | $31.71 | $529,473.50 |
DisclosureSEC source: 0001225208-12-011525 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2012 Filed May 2, 2012 21:10 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
SaleCommon Stock | 2,064 | $82.11 | $169,483.30 |
DisclosureSEC source: 0001225208-12-010935 · doc4.xml · nonDerivative · entry 2 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Read SEC document |
| May 01, 2012 Filed May 2, 2012 21:10 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
SaleCommon Stock | 100 | $82.11 | $8,211.00 |
DisclosureSEC source: 0001225208-12-010935 · doc4.xml · nonDerivative · entry 1 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,964 Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
FARACI JOHN VDirector
|
GrantPhantom Stock Unit · Derivative | 3,390.6819 | $79.63 | $270,000.00 |
DisclosureSEC source: 0001225208-12-009724 · doc4.xml · derivative · entry 1 FARACI JOHN V · CIK 0001189930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,212.3412 Underlying: Common Stock · 3,390.6819 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
GORELICK JAMIE SDirector
|
GrantPhantom Stock Unit · Derivative | 3,013.9395 | $79.63 | $240,000.00 |
DisclosureSEC source: 0001225208-12-009725 · doc4.xml · derivative · entry 4 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,596.5361 Underlying: Common Stock · 3,013.9395 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
KANGAS EDWARD ADirector
|
GrantPhantom Stock Unit · Derivative | 3,516.2627 | $79.63 | $280,000.00 |
DisclosureSEC source: 0001225208-12-009726 · doc4.xml · derivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,480.7017 Underlying: Common Stock · 3,516.2627 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
Kullman Ellen JamisonDirector
|
GrantPhantom Stock Unit · Derivative | 1,808.3637 | $79.63 | $144,000.00 |
DisclosureSEC source: 0001225208-12-009727 · doc4.xml · derivative · entry 1 Kullman Ellen Jamison · CIK 0001303141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,561.0248 Underlying: Common Stock · 1,808.3637 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
MCCORMICK RICHARD DDirector
|
GrantPhantom Stock Unit · Derivative | 3,516.2627 | $79.63 | $280,000.00 |
DisclosureSEC source: 0001225208-12-009728 · doc4.xml · derivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,334.5329 Underlying: Common Stock · 3,516.2627 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
MCGRAW HAROLD IIIDirector
|
GrantPhantom Stock Unit · Derivative | 3,013.9395 | $79.63 | $240,000.00 |
DisclosureSEC source: 0001225208-12-009729 · doc4.xml · derivative · entry 2 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,063.6186 Underlying: Common Stock · 3,013.9395 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
MYERS RICHARD BDirector
|
GrantPhantom Stock Unit · Derivative | 2,034.4091 | $79.63 | $162,000.00 |
DisclosureSEC source: 0001225208-12-009730 · doc4.xml · derivative · entry 1 MYERS RICHARD B · CIK 0001356702 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,548.4633 Underlying: Common Stock · 2,034.4091 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
VILLENEUVE ANDRE F HDirector
|
GrantPhantom Stock Unit · Derivative | 3,390.6819 | $79.63 | $270,000.00 |
DisclosureSEC source: 0001225208-12-009731 · doc4.xml · derivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,766.1451 Underlying: Common Stock · 3,390.6819 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
SWYGERT H PATRICKDirector
|
GrantPhantom Stock Unit · Derivative | 2,034.4091 | $79.63 | $162,000.00 |
DisclosureSEC source: 0001225208-12-009732 · doc4.xml · derivative · entry 2 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,285.4238 Underlying: Common Stock · 2,034.4091 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantPhantom Stock Unit · Derivative | 1,921.3864 | $79.63 | $153,000.00 |
DisclosureSEC source: 0001225208-12-009733 · doc4.xml · derivative · entry 3 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,192.3466 Underlying: Common Stock · 1,921.3864 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| April 11, 2012 Filed Apr 13, 2012 21:41 UTC |
GARNIER JEAN PIERREDirector
|
GrantPhantom Stock Unit · Derivative | 3,202.3107 | $79.63 | $255,000.00 |
DisclosureSEC source: 0001225208-12-009734 · doc4.xml · derivative · entry 3 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,745.2227 Underlying: Common Stock · 3,202.3107 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person as his/her annual retainer for services as a non-employee director. Upon termination of service on the Board of Directors, all such Phantom Stock Units settle in shares of UTC Common Stock. Read SEC document |
| March 30, 2012 Filed May 2, 2012 21:12 UTC |
LONGO PETER F.Vice President, Controller
|
OtherPhantom Stock Unit · Derivative | 134.4083 | $82.94 | $11,147.82 |
DisclosureSEC source: 0001225208-12-010937 · doc4.xml · derivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623.313 Underlying: Common Stock · 134.4083 shares Expires not disclosed F1 · derivative.exercise_price: Disposition of deferred stock units credited to the officer's account under the UTC Deferred Compensation Plan. Disposition effected pursuant to a previously established Rule 10b5-1 written trading plan. F1 · derivative.exercise_date: Disposition of deferred stock units credited to the officer's account under the UTC Deferred Compensation Plan. Disposition effected pursuant to a previously established Rule 10b5-1 written trading plan. F1 · derivative.expiration_date: Disposition of deferred stock units credited to the officer's account under the UTC Deferred Compensation Plan. Disposition effected pursuant to a previously established Rule 10b5-1 written trading plan. Read SEC document |
| March 28, 2012 Filed Mar 28, 2012 22:16 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-008412 · doc4.xml · derivative · entry 3 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,500 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2012 Filed Mar 28, 2012 22:16 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Tax withholdingCommon Stock | 1,336 | $83.11 | $111,034.96 |
DisclosureSEC source: 0001225208-12-008412 · doc4.xml · nonDerivative · entry 2 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,064 Read SEC document |
| March 28, 2012 Filed Mar 28, 2012 22:16 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
Exercise / conversionCommon Stock | 3,500 | $31.71 | $110,967.50 |
DisclosureSEC source: 0001225208-12-008412 · doc4.xml · nonDerivative · entry 1 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2012 Filed Sep 18, 2012 21:16 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GiftCommon Stock | 10,334 | $83.96 | $867,642.64 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,454 Read SEC document |
| February 24, 2012 Filed Feb 24, 2012 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 374 | $83.97 | $31,404.78 |
DisclosureSEC source: 0001225208-12-005438 · doc4.xml · nonDerivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 0 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-005438 · doc4.xml · derivative · entry 4 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,800 Underlying: Common Stock · 10,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 10,000 | $83.81 | $838,140.00 |
DisclosureSEC source: 0001225208-12-005438 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,678.3221 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.80 to $83.89, inclusive. The reporting person undertakes to provide to United Technologies Corporation, any security holder of United Technologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4. Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionCommon Stock | 10,000 | $31.71 | $317,050.00 |
DisclosureSEC source: 0001225208-12-005438 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,678.3221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 1,778 | $84.00 | $149,353.78 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,882 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 638 | $84.01 | $53,598.38 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,660 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 384 | $84.02 | $32,263.68 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,298 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 100 | $84.01 | $8,401.11 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,682 Read SEC document |
| February 22, 2012 Filed Feb 24, 2012 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 100 | $84.03 | $8,402.50 |
DisclosureSEC source: 0001225208-12-005439 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,782 Read SEC document |
| February 15, 2012 Filed Mar 22, 2012 21:13 UTC |
WHITMAN CHRISTINE TODDDirector
|
SaleCommon Stock | 400 | $83.58 | $33,432.80 |
DisclosureSEC source: 0001225208-12-008220 · doc4.xml · nonDerivative · entry 1 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse's IRA Disclosed balance after: 0 Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 22:31 UTC |
Dumais Michael RPresident, Hamilton Sundstrand
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-12-004507 · doc4.xml · derivative · entry 4 Dumais Michael R · CIK 0001531769 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 22:31 UTC |
Dumais Michael RPresident, Hamilton Sundstrand
|
SaleCommon Stock | 18,000 | $84.50 | $1,521,000.00 |
DisclosureSEC source: 0001225208-12-004507 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657 Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 22:31 UTC |
Dumais Michael RPresident, Hamilton Sundstrand
|
Exercise / conversionCommon Stock | 18,000 | $46.76 | $841,680.00 |
DisclosureSEC source: 0001225208-12-004507 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2012 Filed Feb 15, 2012 22:15 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
SaleCommon Stock | 2,900 | $84.25 | $244,336.60 |
DisclosureSEC source: 0001225208-12-004337 · doc4.xml · nonDerivative · entry 6 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,054 Read SEC document |
| February 13, 2012 Filed Feb 15, 2012 22:15 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
SaleCommon Stock | 2,874 | $84.25 | $242,137.37 |
DisclosureSEC source: 0001225208-12-004337 · doc4.xml · nonDerivative · entry 5 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,954 Read SEC document |
| February 13, 2012 Filed Feb 15, 2012 22:15 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
SaleCommon Stock | 100 | $84.25 | $8,425.18 |
DisclosureSEC source: 0001225208-12-004337 · doc4.xml · nonDerivative · entry 4 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,828 Read SEC document |
| February 13, 2012 Filed Feb 15, 2012 22:15 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
SaleCommon Stock | 100 | $84.25 | $8,425.19 |
DisclosureSEC source: 0001225208-12-004337 · doc4.xml · nonDerivative · entry 3 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,928 Read SEC document |
| February 13, 2012 Filed Feb 15, 2012 22:15 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
SaleCommon Stock | 100 | $84.26 | $8,426.10 |
DisclosureSEC source: 0001225208-12-004337 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,028 Read SEC document |
| February 13, 2012 Filed Feb 15, 2012 22:15 UTC |
BELLEMARE ALAINPres. & COO, UTC Prop. & Aero.
|
SaleCommon Stock | 100 | $84.26 | $8,426.20 |
DisclosureSEC source: 0001225208-12-004337 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & COO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,128 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.