Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | President, Sikorsky Aircraft | March 13, 2015 | March 17, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date March 13, 2015 · Filed March 17, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,989 |
Ending reported balance
After 2015-03-13 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2015-03-13 · Exercise / conversion · Acquired 9,500 · Balance 26,489 Row 2 · 2015-03-13 · Exercise / conversion · Acquired 7,800 · Balance 34,289 Row 3 · 2015-03-13 · Disposition to issuer · Disposed 3,636 · Balance 30,653 Row 4 · 2015-03-13 · Disposition to issuer · Disposed 4,894 · Balance 25,759 Row 5 · 2015-03-13 · Sale · Disposed 8,770 · Balance 16,989 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $56.53 · Expires 2016-01-02 | Direct | 0 |
Reported balance
After 2015-03-13 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2015-03-13 · Exercise / conversion · Disposed 7,800 · Balance 0 |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $62.47 · Expires 2017-01-08 | Direct | 0 |
Reported balance
After 2015-03-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2015-03-13 · Exercise / conversion · Disposed 9,500 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 4,186 |
Reported balance
Holding disclosure · report date 2015-03-13 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 4,186 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,500 | $0.00 Strike: $62.47 | $0.00 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · derivative · entry 8 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,500 shares Expires 2017-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 7,800 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · derivative · entry 7 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,800 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,770 | $120.67 | $1,058,275.90 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 5 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,989 Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,894 | $121.24 | $593,348.56 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,759 Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 3,636 | $121.24 | $440,828.64 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,653 Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,800 | $56.53 | $440,934.00 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 21:20 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 9,500 | $62.47 | $593,465.00 |
DisclosureSEC source: 0001225208-15-008069 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,151 | $119.32 | $137,337.32 |
DisclosureSEC source: 0001225208-15-003588 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,989 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,330 | $119.32 | $397,335.60 |
DisclosureSEC source: 0001225208-15-003588 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,140 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:13 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 44,500 | $115.04 Strike: $115.04 | $5,119,280.00 |
DisclosureSEC source: 0001225208-15-000859 · doc4.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 Underlying: Common Stock · 44,500 shares Expires 2025-01-01 F1 · balance_after: The reporting person was also awarded 10,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 3,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-016585 · doc4.xml · derivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The 3271 restricted stock units represent the remaining portion of a grant of 6000 restricted stock units awarded on July 1, 2010 plus accumulated dividend equivalents. The original grant vested in two equal annual installments on each of July 1, 2012 and July 1, 2014. The grant included the right to receive additional restricted stock units in respect of dividends paid on a corresponding number of shares of common stock. F2 · derivative.expiration_date: The 3271 restricted stock units represent the remaining portion of a grant of 6000 restricted stock units awarded on July 1, 2010 plus accumulated dividend equivalents. The original grant vested in two equal annual installments on each of July 1, 2012 and July 1, 2014. The grant included the right to receive additional restricted stock units in respect of dividends paid on a corresponding number of shares of common stock. Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 21:07 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,597 | $115.93 | $185,140.21 |
DisclosureSEC source: 0001225208-14-016585 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,810 Read SEC document |
| July 01, 2014 Filed Jul 3, 2014 21:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-016585 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,300 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-006442 · doc4.xml · derivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,300 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 22:11 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 11,300 | $116.26 | $1,313,779.81 |
DisclosureSEC source: 0001225208-14-006442 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,136 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.24 to 116.315. Upon request UTC will provide full information as to shares sold at each separate prices. Read SEC document |
| February 25, 2014 Filed Feb 26, 2014 22:11 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 11,300 | $51.50 | $581,950.00 |
DisclosureSEC source: 0001225208-14-006442 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,494 | $111.60 | $166,730.40 |
DisclosureSEC source: 0001225208-14-004383 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,136 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 4,325 | $111.60 | $482,670.00 |
DisclosureSEC source: 0001225208-14-004383 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,630 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 33,500 | $112.49 Strike: $112.49 | $3,768,415.00 |
DisclosureSEC source: 0001225208-14-001036 · doc4.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 Underlying: Common Stock · 33,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,139 | $89.61 | $102,065.79 |
DisclosureSEC source: 0001225208-13-003982 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,305 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 22:11 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 3,337 | $89.61 | $299,028.57 |
DisclosureSEC source: 0001225208-13-003982 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,444 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2010 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested soley upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $46.76 | $0.00 |
DisclosureSEC source: 0001225208-13-002740 · doc4.xml · derivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,000 | $88.85 | $1,332,796.50 |
DisclosureSEC source: 0001225208-13-002740 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,107 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.50 to $89.02. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 15,000 | $46.76 | $701,400.00 |
DisclosureSEC source: 0001225208-13-002740 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 40,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000878 · doc4.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 Underlying: Common Stock · 40,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 9,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year period. Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 21:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 3,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-015792 · doc4.xml · derivative · entry 4 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Common Stock · 3,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The restricted stock units vest in two installments. 3,108 units vested on July 1, 2012 and 3,107 units are scheduled to vest on July 1, 2014. F2 · derivative.expiration_date: The restricted stock units vest in two installments. 3,108 units vested on July 1, 2012 and 3,107 units are scheduled to vest on July 1, 2014. Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 21:09 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,031 | $75.04 | $77,366.24 |
DisclosureSEC source: 0001225208-12-015792 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,094 Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 21:09 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-015792 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. Read SEC document |
| July 01, 2012 Filed Oct 19, 2012 21:34 UTC Amendment | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units · Derivative | 3,128 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-12-021558 · doc4a.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Common Stock · 3,128 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F1 · shares: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. F2 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F3 · derivative.exercise_date: The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014. F3 · derivative.expiration_date: The restricted stock units vest in two installments. 3,128 units vested on July 1, 2012 and 3,000 units plus accumulated dividend equivalents are scheduled to vest on July 1, 2014. Read SEC document |
| July 01, 2012 Filed Oct 19, 2012 21:34 UTC Amendment | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,038 | $75.04 | $77,891.52 |
DisclosureSEC source: 0001225208-12-021558 · doc4a.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,107 F1 · shares: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. Read SEC document |
| July 01, 2012 Filed Oct 19, 2012 21:34 UTC Amendment | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 3,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-021558 · doc4a.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Table I is amended to increase the number of shares acquired to reflect 20 restricted stock units credited prior to vesting in respect of dividend equivalents. The shares disposed of for taxes also increased. Footnote 3 to Table II is revised to reflect the impact of dividend equivalents. F2 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. Read SEC document |
| May 25, 2012 Filed Dec 21, 2012 22:19 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 10,807 | $73.02 | $789,127.14 |
DisclosureSEC source: 0001181431-12-066790 · rrd364288.xml · derivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,807 Underlying: Common Stock · 10,807 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| May 25, 2012 Filed Mar 18, 2013 21:18 UTC Amendment | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 10,807 | $73.02 | $789,127.14 |
DisclosureSEC source: 0001181431-13-017507 · rrd374269.xml · derivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,807 Underlying: Common Stock · 10,807 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F2 · shares: In the Form 4 previously filed on 12/20/12, these units were inadvertently listed in column (D). This amendment is filed in order to correct the error and list these units in column (A) as an acquisition. F1 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F1 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.