RTX

SEC source: 0001225208-14-016585 · doc4.xml · derivative · entry 4

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.

F2 · derivative.exercise_date: The 3271 restricted stock units represent the remaining portion of a grant of 6000 restricted stock units awarded on July 1, 2010 plus accumulated dividend equivalents. The original grant vested in two equal annual installments on each of July 1, 2012 and July 1, 2014. The grant included the right to receive additional restricted stock units in respect of dividends paid on a corresponding number of shares of common stock.

F2 · derivative.expiration_date: The 3271 restricted stock units represent the remaining portion of a grant of 6000 restricted stock units awarded on July 1, 2010 plus accumulated dividend equivalents. The original grant vested in two equal annual installments on each of July 1, 2012 and July 1, 2014. The grant included the right to receive additional restricted stock units in respect of dividends paid on a corresponding number of shares of common stock.

SEC source: 0001225208-14-016585 · doc4.xml · nonDerivative · entry 2

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,810

SEC source: 0001225208-14-016585 · doc4.xml · nonDerivative · entry 1

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.

SEC source: 0001225208-14-014874 · doc4.xml · derivative · entry 6

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,300 shares

Expires 2016-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 4

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.0510 to $119.0540. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 3

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432

SEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 2

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,322

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.030 to $119.034. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 1

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014806 · doc4.xml · derivative · entry 11

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires 2016-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014806 · doc4.xml · derivative · entry 10

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 7

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,675

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 6

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,320

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 5

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,971

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 4

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,044

F1 · price: The price report in column 4 is a weighted average price. 12,758 of the shares were sold at $118.95 and 12,221 were sold at $119.05.

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 3

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,023

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 2

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014806 · doc4.xml · nonDerivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014807 · doc4.xml · derivative · entry 4

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,150 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-014807 · doc4.xml · nonDerivative · entry 2

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,554.2246

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $120.0610 to $120.0940. Upon request, UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-014807 · doc4.xml · nonDerivative · entry 1

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,704.2246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-011403 · doc4.xml · derivative · entry 3

WHITMAN CHRISTINE TODD · CIK 0001271384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,442.2103

Underlying: Common Stock · 1,401.8692 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011404 · doc4.xml · derivative · entry 2

SWYGERT H PATRICK · CIK 0001160229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,961.5705

Underlying: Common Stock · 1,478.3347 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011405 · doc4.xml · derivative · entry 1

MYERS RICHARD B · CIK 0001356702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,801.6377

Underlying: Common Stock · 1,478.3347 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011406 · doc4.xml · derivative · entry 2

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,956.2547

Underlying: Common Stock · 1,325.4036 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011407 · doc4.xml · derivative · entry 4

LARSEN MARSHALL O · CIK 0001024382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,254.6612

Underlying: Common Stock · 2,209.0059 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011408 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,251.6888

Underlying: Common Stock · 2,463.8912 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011409 · doc4.xml · derivative · entry 1

Kullman Ellen Jamison · CIK 0001303141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,148.3154

Underlying: Common Stock · 1,478.3347 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011410 · doc4.xml · derivative · entry 1

KANGAS EDWARD A · CIK 0001211047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,300.7956

Underlying: Common Stock · 2,548.853 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011411 · doc4.xml · derivative · entry 4

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,191.3391

Underlying: Common Stock · 2,209.0059 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011412 · doc4.xml · derivative · entry 3

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,041.6904

Underlying: Common Stock · 2,378.9295 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-011413 · doc4.xml · derivative · entry 2

VILLENEUVE ANDRE F H · CIK 0001140808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,117.2151

Underlying: Common Stock · 2,463.8912 shares

Expires not disclosed

F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director.

SEC source: 0001225208-14-008081 · doc4.xml · derivative · entry 3

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2014-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-008081 · doc4.xml · nonDerivative · entry 2

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at a price ranging from $117.52 to $117.543. Upon request UTC will provide full informatoin as to shares sold at each separate price.

SEC source: 0001225208-14-008081 · doc4.xml · nonDerivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-007660 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,531

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 117.23 to 117.43. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-006704 · doc4.xml · derivative · entry 4

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,300 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006704 · doc4.xml · nonDerivative · entry 2

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.516 to 116.564. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-006704 · doc4.xml · nonDerivative · entry 1

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006901 · doc4.xml · derivative · entry 5

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Common Stock · 7,150 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006901 · doc4.xml · nonDerivative · entry 3

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,510.9193

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.31 to 116.35. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-006901 · doc4.xml · nonDerivative · entry 2

Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,660.9193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006442 · doc4.xml · derivative · entry 4

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,300 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006442 · doc4.xml · nonDerivative · entry 2

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.24 to 116.315. Upon request UTC will provide full information as to shares sold at each separate prices.

SEC source: 0001225208-14-006442 · doc4.xml · nonDerivative · entry 1

Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006443 · doc4.xml · derivative · entry 6

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,000 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006443 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,419

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.50 to 116.60. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-006443 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-14-006139 · doc4.xml · nonDerivative · entry 1

Gill Charles D · CIK 0001395028 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,171

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 117.07 to 117.10. Upon request UTC will provide full information as to shares sold at each separate prices.

SEC source: 0001225208-14-004381 · doc4.xml · nonDerivative · entry 3

HAYES GREGORY · CIK 0001225946 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,419

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 111.98 to 112.32. Upon request UTC will provide full information as to shares sold at each separate price.

SEC source: 0001225208-14-004376 · doc4.xml · nonDerivative · entry 2

Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309