Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Essential Utilities, Inc.WTRG · Entity 3473 | Director | June 23, 2026 | June 24, 2026 |
| RTX CorpUTX · Entity 2823 | EVP & Chief HR Officer | March 04, 2020 | March 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Essential Utilities, Inc.
Report date June 23, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,636 |
Reported balance
After 2026-06-23 transaction · row 1
1 source rowRow 1 · 2026-06-23 · Grant · Acquired 3,666 · Balance 26,636 |
RTX Corp
Report date March 04, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,886.7824 |
Reported balance
After 2020-03-04 transaction · row 1
1 source rowRow 1 · 2020-03-04 · Sale · Disposed 4,185 · Balance 17,886.7824 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 15,110 |
Reported balance
Holding disclosure · report date 2020-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,110 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2026 Filed Jun 24, 2026 20:44 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 3,666 | $36.82 | $134,982.12 |
DisclosureSEC source: 0000078128-26-000075 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,636 Read SEC document |
| June 23, 2025 Filed Jun 24, 2025 20:20 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 3,608 | $37.42 | $135,011.36 |
DisclosureSEC source: 0001127602-25-017980 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,970 Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 20:41 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 3,259 | $36.82 | $119,996.38 |
DisclosureSEC source: 0001127602-24-019167 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,362 Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:58 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | PurchaseCommon Stock | 3,100 | $35.02 | $108,558.90 |
DisclosureSEC source: 0001127602-24-009024 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,103 Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 21:32 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 2,173 | $41.43 | $90,016.53 |
DisclosureSEC source: 0001127602-23-019257 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,003 Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:04 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 702 | $42.77 | $30,021.03 |
DisclosureSEC source: 0001127602-23-011047 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,830 Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 22:52 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 591 | $46.56 | $27,516.96 |
DisclosureSEC source: 0001127602-22-028103 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,128 Read SEC document |
| September 20, 2022 Filed Sep 22, 2022 20:57 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 600 | $45.85 | $27,507.00 |
DisclosureSEC source: 0001127602-22-022826 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,537 Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 20:58 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 656 | $41.92 | $27,499.52 |
DisclosureSEC source: 0001127602-22-018070 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,937 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:49 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 532 | $51.66 | $27,483.12 |
DisclosureSEC source: 0001127602-22-011228 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,281 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:23 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 466 | $53.65 | $25,000.90 |
DisclosureSEC source: 0001127602-22-000589 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,749 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 21:05 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 537 | $46.60 | $25,021.52 |
DisclosureSEC source: 0001127602-21-026484 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,283 Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:58 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 543 | $46.04 | $24,997.01 |
DisclosureSEC source: 0001127602-21-021052 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,746 Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:52 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 561 | $44.54 | $24,986.94 |
DisclosureSEC source: 0001127602-21-012628 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,203 Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:44 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 533 | $46.87 | $24,979.05 |
DisclosureSEC source: 0001127602-21-000620 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,642 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 12:28 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 624 | $40.05 | $24,991.20 |
DisclosureSEC source: 0001127602-20-026077 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,109 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 20:53 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 607 | $42.01 | $25,500.07 |
DisclosureSEC source: 0001127602-20-020965 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,485 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:55 UTC | Essential Utilities, Inc. WTRG · Entity 3473 | GrantCommon Stock | 601 | $41.58 | $24,986.58 |
DisclosureSEC source: 0001127602-20-012769 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,878 Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 21:26 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,185 | $139.56 | $584,041.02 |
DisclosureSEC source: 0001225208-20-004425 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,886.7824 Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,546 | $155.18 | $1,946,939.72 |
DisclosureSEC source: 0001225208-20-002376 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,071.7824 F1 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $155.15 to $155.25 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 7,245 | $156.55 | $1,134,204.75 |
DisclosureSEC source: 0001225208-20-002024 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,617.7824 Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 21:27 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 15,618 | $156.55 | $2,444,997.90 |
DisclosureSEC source: 0001225208-20-002024 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,862.7824 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2017 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 114% level. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:26 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionRestricted Stock Units RSU · Derivative | 5,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000627 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. F2 · derivative.expiration_date: On January 3, 2017, the reporting person was granted 5,500 RSUs, which included the right to receive dividend equivalents. On January 3, 2020, the third anniversary of the grant date, 5,884 RSUs, which included accumulated dividend equivalents, vested. Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:26 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 1,711 | $153.35 | $262,381.85 |
DisclosureSEC source: 0001225208-20-000627 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,024.1567 Read SEC document |
| January 03, 2020 Filed Jan 7, 2020 21:26 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 5,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000627 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,735.1567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:33 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 478 | $47.12 | $22,520.97 |
DisclosureSEC source: 0001127602-20-000717 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,277 Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:31 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 502 | $44.86 | $22,517.21 |
DisclosureSEC source: 0001127602-19-029774 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,799 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,700 | $0.00 Strike: $78.99 | $0.00 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,700 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 5,587 | $137.14 | $766,201.18 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,801.2308 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,113 | $137.18 | $564,207.77 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,388.2308 Read SEC document |
| September 12, 2019 Filed Sep 13, 2019 20:25 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 9,700 | $78.99 | $766,203.00 |
DisclosureSEC source: 0001225208-19-012421 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,501.2308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 9,100 | $0.00 Strike: $71.63 | $0.00 |
DisclosureSEC source: 0001225208-19-010649 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,100 shares Expires 2020-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:31 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 4,802 | $135.72 | $651,727.44 |
DisclosureSEC source: 0001225208-19-010649 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,747.3281 Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:31 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,298 | $135.71 | $583,292.33 |
DisclosureSEC source: 0001225208-19-010649 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,549.3281 F2 · price: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $135.7077 to $135.7256 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:31 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 9,100 | $71.63 | $651,833.00 |
DisclosureSEC source: 0001225208-19-010649 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,847.3281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:41 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 550 | $40.89 | $22,489.50 |
DisclosureSEC source: 0001127602-19-023579 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,297 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 21:30 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 613 | $36.73 | $22,515.49 |
DisclosureSEC source: 0001127602-19-013891 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747 Read SEC document |
| February 14, 2019 Filed Feb 15, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,089 | $123.84 | $1,249,434.88 |
DisclosureSEC source: 0001225208-19-002779 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,634.6382 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 6,499 | $122.72 | $797,557.28 |
DisclosureSEC source: 0001225208-19-002445 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,723.6382 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:34 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 16,588 | $122.72 | $2,035,679.36 |
DisclosureSEC source: 0001225208-19-002445 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,222.6382 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2016 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The performance criteria were satisfied at the 116% level. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 21:32 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 84,000 | $120.77 Strike: $120.77 | $10,144,680.00 |
DisclosureSEC source: 0001225208-19-001960 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 84,000 shares Expires 2029-02-04 F1 · balance_after: The reporting person was also awarded 15,200 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 22:10 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 590 | $33.92 | $20,012.80 |
DisclosureSEC source: 0001127602-19-001378 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134 Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 22:14 UTC | Essential Utilities, Inc. WTR · Entity 3473 | GrantCommon Stock | 544 | $36.75 | $19,992.00 |
DisclosureSEC source: 0001127602-18-029211 · form4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544 Read SEC document |
| September 11, 2018 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 0.6257 | $133.16 | $83.32 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 9 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,795.8749 F2 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person. Read SEC document |
| September 11, 2018 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 1 | $128.44 | $128.44 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 8 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,795.2492 F2 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person. Read SEC document |
| September 11, 2018 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 41 | $133.17 | $5,459.97 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 7 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,794.2492 F2 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person. Read SEC document |
| June 12, 2018 Filed Jan 31, 2020 22:53 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 42 | $128.32 | $5,389.44 |
DisclosureSEC source: 0001225208-20-001427 · doc4.xml · nonDerivative · entry 6 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,702.978 F2 · kind: These transactions were dividend reinvestment transactions that were inadvertently executed by the reporting person's investment advisor. These transactions did not result in a short-swing profit because the purchase prices were in each case greater than the matchable sale prices and, as a result, no disgorgement to the issuer is required by the reporting person. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:34 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 7,700 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-18-008191 · doc4.xml · derivative · entry 6 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,700 shares Expires 2019-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:34 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,283 | $123.85 | $530,461.11 |
DisclosureSEC source: 0001225208-18-008191 · doc4.xml · nonDerivative · entry 4 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,472.8422 Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 20:34 UTC | RTX Corp UTX · Entity 2823 | Disposition to issuerCommon Stock | 3,417 | $123.82 | $423,092.94 |
DisclosureSEC source: 0001225208-18-008191 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,755.8422 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.