Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Irenic Acquisition Corp.IACQ · Entity 5878 | Director | April 27, 2026 | April 27, 2026 |
| RTX CorpUTX · Entity 2823 | President, Pratt & Whitney | January 04, 2016 | January 06, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Irenic Acquisition Corp.
Report date April 27, 2026 · Filed April 27, 2026
This filing explicitly reported no securities owned.
RTX Corp
Report date January 04, 2016 · Filed January 06, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $95.57 · Expires 2026-01-03 | Direct | 79,000 |
Reported balance
After 2016-01-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-01-04 · Grant · Acquired 79,000 · Balance 79,000 F1: The reporting person was also awarded 15,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. |
| Common StockSEC Table I · non-derivative | Direct | 4,035 |
Reported balance
Holding disclosure · report date 2016-01-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 4,035 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 2,853 |
Reported balance
Holding disclosure · report date 2016-01-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,853 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was also awarded 15,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2016 Filed Jan 6, 2016 22:04 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 79,000 | $95.57 Strike: $95.57 | $7,550,030.00 |
DisclosureSEC source: 0001225208-16-023801 · doc4.xml · derivative · entry 3 Adams Paul R. · CIK 0001587263 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2026-01-03 F1 · balance_after: The reporting person was also awarded 15,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. Read SEC document |
| December 01, 2015 Filed Dec 2, 2015 22:03 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units RSU · Derivative | 10,350 | $96.70 | $1,000,845.00 |
DisclosureSEC source: 0001225208-15-021672 · doc4.xml · derivative · entry 3 Adams Paul R. · CIK 0001587263 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,350 Underlying: Common Stock · 10,350 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: 50% of the restricted stock units ("RSUs") will vest on December 1, 2017 and 50% of the RSUs will vest on December 1, 2019. When UTC pays a dividend on its common stock, the officer's RSU account is credited with additional RSUs equal in value to the dividend paid on a corresponding number of shares of common stock. F2 · derivative.expiration_date: 50% of the restricted stock units ("RSUs") will vest on December 1, 2017 and 50% of the RSUs will vest on December 1, 2019. When UTC pays a dividend on its common stock, the officer's RSU account is credited with additional RSUs equal in value to the dividend paid on a corresponding number of shares of common stock. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 37,946 | $0.00 Strike: $79.06 | $0.00 |
DisclosureSEC source: 0001225208-15-003595 · doc4.xml · derivative · entry 4 Adams Paul R. · CIK 0001587263 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,946 Underlying: Common Stock · 37,946 shares Expires 2022-10-31 F2 · date: On November 1, 2012, the reporting person was granted 77,440 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which may become exercisable December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The grant of 77,440 performance stock appreciation rights was incorrectly reported on a Form 3 filed on September 20, 2013 (performance-based stock appreciation rights not tied to the market price of the issuer's stock need not be reported until vesting upon achievement of performance conditions). The performance criteria were satisfied at the 98% level for the first 50% of the grant, resulting in the vesting of 37,946 stock appreciation rights and the cancellation of 774 stock appreciation rights, both as of February 9, 2015. F2 · shares: On November 1, 2012, the reporting person was granted 77,440 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which may become exercisable December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The grant of 77,440 performance stock appreciation rights was incorrectly reported on a Form 3 filed on September 20, 2013 (performance-based stock appreciation rights not tied to the market price of the issuer's stock need not be reported until vesting upon achievement of performance conditions). The performance criteria were satisfied at the 98% level for the first 50% of the grant, resulting in the vesting of 37,946 stock appreciation rights and the cancellation of 774 stock appreciation rights, both as of February 9, 2015. F2 · derivative.underlying_shares: On November 1, 2012, the reporting person was granted 77,440 performance stock appreciation rights, 50% of which became exercisable on February 9, 2015 and 50% of which may become exercisable December 31, 2016, in each case subject to and following confirmation of achievement of pre-established business unit earnings, sales and other financial targets. The grant of 77,440 performance stock appreciation rights was incorrectly reported on a Form 3 filed on September 20, 2013 (performance-based stock appreciation rights not tied to the market price of the issuer's stock need not be reported until vesting upon achievement of performance conditions). The performance criteria were satisfied at the 98% level for the first 50% of the grant, resulting in the vesting of 37,946 stock appreciation rights and the cancellation of 774 stock appreciation rights, both as of February 9, 2015. Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,107 | $119.32 | $251,407.24 |
DisclosureSEC source: 0001225208-15-003595 · doc4.xml · nonDerivative · entry 2 Adams Paul R. · CIK 0001587263 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,035 Read SEC document |
| February 09, 2015 Filed Feb 11, 2015 22:12 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 6,120 | $119.32 | $730,238.40 |
DisclosureSEC source: 0001225208-15-003595 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,142 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2012 to the reporting person under the United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2015 Filed Jan 6, 2015 22:08 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 51,500 | $115.04 Strike: $115.04 | $5,924,560.00 |
DisclosureSEC source: 0001225208-15-000840 · doc4.xml · derivative · entry 3 Adams Paul R. · CIK 0001587263 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,500 Underlying: Common Stock · 51,500 shares Expires 2025-01-01 F1 · balance_after: The reporting person was also awarded 12,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period. Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionStock Appreciation Right · Derivative | 10,300 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-14-014874 · doc4.xml · derivative · entry 6 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,300 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,410 | $119.05 | $644,076.19 |
DisclosureSEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 4 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.0510 to $119.0540. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 21:05 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 4,890 | $119.05 | $582,154.50 |
DisclosureSEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 3 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,432 Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 21:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,287 | $119.03 | $510,289.76 |
DisclosureSEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 2 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,322 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from $119.030 to $119.034. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 21:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 10,300 | $56.53 | $582,259.00 |
DisclosureSEC source: 0001225208-14-014874 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,300 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-006704 · doc4.xml · derivative · entry 4 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,300 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 22:07 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,300 | $116.53 | $850,649.29 |
DisclosureSEC source: 0001225208-14-006704 · doc4.xml · nonDerivative · entry 2 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,309 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 116.516 to 116.564. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| February 26, 2014 Filed Feb 27, 2014 22:07 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 7,300 | $51.50 | $375,950.00 |
DisclosureSEC source: 0001225208-14-006704 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:54 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 2,241 | $111.60 | $250,095.60 |
DisclosureSEC source: 0001225208-14-004376 · doc4.xml · nonDerivative · entry 2 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,309 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:54 UTC | RTX Corp UTX · Entity 2823 | GrantCommon Stock | 6,528 | $111.60 | $728,524.80 |
DisclosureSEC source: 0001225208-14-004376 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,550 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 33,500 | $112.49 Strike: $112.49 | $3,768,415.00 |
DisclosureSEC source: 0001225208-14-001037 · doc4.xml · derivative · entry 3 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 Underlying: Common Stock · 33,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-13-023798 · doc4.xml · derivative · entry 4 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Underlying: Common Stock · 8,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 8,000 | $108.53 | $868,231.20 |
DisclosureSEC source: 0001225208-13-023798 · doc4.xml · nonDerivative · entry 2 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.521 to $108.542. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:05 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 8,000 | $51.50 | $412,000.00 |
DisclosureSEC source: 0001225208-13-023798 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.