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SEC CIK
0000101829
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1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Mitchill Neil G. JREVP, Chief Financial Officer
Exercise / conversionCommon Stock 15,046 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 1

Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Timm Stephen J.President, Collins Aerospace
Exercise / conversionRestricted Stock Units · Derivative 2,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001638 · doc4.xml · derivative · entry 7

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,411

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Timm Stephen J.President, Collins Aerospace
Exercise / conversionRestricted Stock Units · Derivative 1,895 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001638 · doc4.xml · derivative · entry 6

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,011

Underlying: Common Stock · 1,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Timm Stephen J.President, Collins Aerospace
Tax withholdingCommon Stock 728 $93.01 $67,711.28
Disclosure

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Timm Stephen J.President, Collins Aerospace
Tax withholdingCommon Stock 531 $93.01 $49,388.31
Disclosure

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 3

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Timm Stephen J.President, Collins Aerospace
Exercise / conversionCommon Stock 1,895 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Timm Stephen J.President, Collins Aerospace
Exercise / conversionCommon Stock 2,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Williams Dantaya MEVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001639 · doc4.xml · derivative · entry 7

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

Underlying: Common Stock · 1,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Williams Dantaya MEVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 1,070 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001639 · doc4.xml · derivative · entry 6

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,193

Underlying: Common Stock · 1,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Williams Dantaya MEVP & Chief HR Officer
Tax withholdingCommon Stock 492 $93.01 $45,760.92
Disclosure

SEC source: 0001225208-22-001639 · doc4.xml · nonDerivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013.0015

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Williams Dantaya MEVP & Chief HR Officer
Tax withholdingCommon Stock 335 $93.01 $31,158.35
Disclosure

SEC source: 0001225208-22-001639 · doc4.xml · nonDerivative · entry 3

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,505.0015

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Williams Dantaya MEVP & Chief HR Officer
Exercise / conversionCommon Stock 1,070 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001639 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,840.0015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC
Williams Dantaya MEVP & Chief HR Officer
Exercise / conversionCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001639 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,770.0015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC Exercise / conversionRestricted Stock Units · Derivative 53,083 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001640 · doc4.xml · derivative · entry 4

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC Tax withholdingCommon Stock 18,028 $93.01 $1,676,784.28
Disclosure

SEC source: 0001225208-22-001640 · doc4.xml · nonDerivative · entry 2

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,569.507

Read SEC document
February 05, 2022 Filed Feb 8, 2022 22:41 UTC Exercise / conversionCommon Stock 53,083 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001640 · doc4.xml · nonDerivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,597.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:08 UTC
DaSilva Kevin GCorporate VP and Treasurer
Tax withholdingCommon Stock 2,050 $90.19 $184,889.50
Disclosure

SEC source: 0001225208-22-001233 · doc4.xml · nonDerivative · entry 2

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,202

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:09 UTC
Azevedo RoyPresident, RIS
Tax withholdingCommon Stock 6,519 $90.19 $587,948.61
Disclosure

SEC source: 0001225208-22-001234 · doc4.xml · nonDerivative · entry 2

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,046

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:09 UTC
Kremer Wesley DPresident, RMD
Tax withholdingCommon Stock 8,265 $90.19 $745,420.35
Disclosure

SEC source: 0001225208-22-001235 · doc4.xml · nonDerivative · entry 2

Kremer Wesley D · CIK 0001650273 · President, RMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,602

Read SEC document
January 30, 2022 Filed Feb 1, 2022 22:08 UTC
DaSilva Kevin GCorporate VP and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 6,787 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001233 · doc4.xml · derivative · entry 3

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,123

Underlying: Common Stock · 6,787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan.

Read SEC document
January 30, 2022 Filed Feb 1, 2022 22:08 UTC
DaSilva Kevin GCorporate VP and Treasurer
Exercise / conversionCommon Stock 6,787 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001233 · doc4.xml · nonDerivative · entry 1

DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
January 30, 2022 Filed Feb 1, 2022 22:09 UTC
Azevedo RoyPresident, RIS
Exercise / conversionRestricted Stock Units · Derivative 18,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001234 · doc4.xml · derivative · entry 3

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,381

Underlying: Common Stock · 18,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan.

Read SEC document
January 30, 2022 Filed Feb 1, 2022 22:09 UTC
Azevedo RoyPresident, RIS
Exercise / conversionCommon Stock 18,923 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001234 · doc4.xml · nonDerivative · entry 1

Azevedo Roy · CIK 0001752295 · President, RIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
January 30, 2022 Filed Feb 1, 2022 22:09 UTC
Kremer Wesley DPresident, RMD
Exercise / conversionRestricted Stock Units · Derivative 23,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001235 · doc4.xml · derivative · entry 3

Kremer Wesley D · CIK 0001650273 · President, RMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,328

Underlying: Common Stock · 23,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from Raytheon Company performance-based vesting RSUs originally granted on January 30, 2019 under the 2019-2021 Long-Term Performance Plan.

Read SEC document
January 30, 2022 Filed Feb 1, 2022 22:09 UTC
Kremer Wesley DPresident, RMD
Exercise / conversionCommon Stock 23,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001235 · doc4.xml · nonDerivative · entry 1

Kremer Wesley D · CIK 0001650273 · President, RMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 22:39 UTC
Maharajh RamsaranEVP and General Counsel
GrantRestricted Stock Units · Derivative 17,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-21-014744 · doc4.xml · derivative · entry 1

Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,445

Underlying: Common Stock · 17,650 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2020 Form 10-K). Vesting will be contingent upon the reporting person executing the terms of the ELG agreement.

F1 · price: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2020 Form 10-K). Vesting will be contingent upon the reporting person executing the terms of the ELG agreement.

F1 · derivative.exercise_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2020 Form 10-K). Vesting will be contingent upon the reporting person executing the terms of the ELG agreement.

F1 · derivative.expiration_date: These Restricted Stock Units ("RSUs") are awarded in connection with the reporting person's membership in the Raytheon Technologies Corporation ("RTX") Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2020 Form 10-K). Vesting will be contingent upon the reporting person executing the terms of the ELG agreement.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 23:11 UTC
Dumais Michael REVP,Chf Transformation Officer
SaleCommon Stock 3,000 $90.54 $271,623.00
Disclosure

SEC source: 0001225208-21-013729 · doc4.xml · nonDerivative · entry 1

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,374

Read SEC document
October 27, 2021 Filed Nov 1, 2021 21:20 UTC GiftCommon Stock 32,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013378 · doc4.xml · nonDerivative · entry 2

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,514.507

Read SEC document
October 27, 2021 Filed Nov 1, 2021 21:20 UTC GiftCommon Stock 32,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013378 · doc4.xml · nonDerivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,114.507

Read SEC document
October 01, 2021 Filed Oct 6, 2021 15:47 UTC
Williams Dantaya MEVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012983 · doc4.xml · derivative · entry 4

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,116

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on October 1, 2013.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on October 1, 2013.

Read SEC document
October 01, 2021 Filed Oct 6, 2021 15:47 UTC
Williams Dantaya MEVP & Chief HR Officer
Tax withholdingCommon Stock 438 $87.48 $38,316.24
Disclosure

SEC source: 0001225208-21-012983 · doc4.xml · nonDerivative · entry 2

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,339.8627

Read SEC document
October 01, 2021 Filed Oct 6, 2021 15:47 UTC
Williams Dantaya MEVP & Chief HR Officer
Exercise / conversionCommon Stock 945 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012983 · doc4.xml · nonDerivative · entry 1

Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,777.8627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:26 UTC
HAYES GREGORYDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,291 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012794 · doc4.xml · derivative · entry 7

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,985

Underlying: Common Stock · 3,291 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:26 UTC
HAYES GREGORYDirector · Chairman and CEO
Tax withholdingCommon Stock 3,291 $85.96 $282,894.36
Disclosure

SEC source: 0001225208-21-012794 · doc4.xml · nonDerivative · entry 2

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,576

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:26 UTC
HAYES GREGORYDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,291 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012794 · doc4.xml · nonDerivative · entry 1

HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 21:26 UTC
Dumais Michael REVP,Chf Transformation Officer
Exercise / conversionRestricted Stock Units · Derivative 763 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012795 · doc4.xml · derivative · entry 4

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,130

Underlying: Common Stock · 763 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 14, 2020.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 14, 2020.

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September 30, 2021 Filed Oct 4, 2021 21:26 UTC
Dumais Michael REVP,Chf Transformation Officer
Tax withholdingCommon Stock 763 $85.96 $65,587.48
Disclosure

SEC source: 0001225208-21-012795 · doc4.xml · nonDerivative · entry 2

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,374

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September 30, 2021 Filed Oct 4, 2021 21:26 UTC
Dumais Michael REVP,Chf Transformation Officer
Exercise / conversionCommon Stock 763 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012795 · doc4.xml · nonDerivative · entry 1

Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

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September 09, 2021 Filed Sep 13, 2021 21:24 UTC Tax withholdingCommon Stock 312 $83.66 $26,101.92
Disclosure

SEC source: 0001225208-21-012321 · doc4.xml · nonDerivative · entry 4

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,714.507

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September 09, 2021 Filed Sep 13, 2021 21:24 UTC Tax withholdingCommon Stock 84 $83.66 $7,027.44
Disclosure

SEC source: 0001225208-21-012321 · doc4.xml · nonDerivative · entry 3

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,026.507

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September 09, 2021 Filed Sep 13, 2021 21:24 UTC GrantCommon Stock 211 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012321 · doc4.xml · nonDerivative · entry 2

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,110.507

F2 · price: Settlement of Q3 2021 dividend equivalents and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020, the settlement of which was reported in the Reporting Person's Form 4 dated September 1, 2021.

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September 09, 2021 Filed Sep 13, 2021 21:24 UTC GrantCommon Stock 842 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012321 · doc4.xml · nonDerivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,899.507

F1 · price: Settlement of Q3 2021 dividend equivalents and delivery of shares to satisfy federal tax obligations with respect to the restricted stock units (RSUs) originally awarded on December 3, 2018, the settlement of which was reported in the Reporting Person's Form 4 dated September 1, 2021.

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September 01, 2021 Filed Sep 2, 2021 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 138,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011969 · doc4.xml · derivative · entry 7

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,083

Underlying: Common Stock · 138,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on December 3, 2018.

F3 · derivative.expiration_date: Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on December 3, 2018.

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September 01, 2021 Filed Sep 2, 2021 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 34,571 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011969 · doc4.xml · derivative · entry 6

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,110

Underlying: Common Stock · 34,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.

F2 · derivative.expiration_date: Settlement of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 4, 2020.

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September 01, 2021 Filed Sep 2, 2021 21:03 UTC Tax withholdingCommon Stock 51,070 $84.10 $4,294,987.00
Disclosure

SEC source: 0001225208-21-011969 · doc4.xml · nonDerivative · entry 4

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,057.507

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:03 UTC Tax withholdingCommon Stock 13,604 $84.10 $1,144,096.40
Disclosure

SEC source: 0001225208-21-011969 · doc4.xml · nonDerivative · entry 3

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,127.507

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:03 UTC Exercise / conversionCommon Stock 34,571 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011969 · doc4.xml · nonDerivative · entry 2

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,731.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 21:03 UTC Exercise / conversionCommon Stock 138,027 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011969 · doc4.xml · nonDerivative · entry 1

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,160.507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

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August 04, 2021 Filed Aug 5, 2021 21:36 UTC
Kremer Wesley DPresident, RMD
SaleCommon Stock 5,512 $86.82 $478,555.15
Disclosure

SEC source: 0001225208-21-011233 · doc4.xml · nonDerivative · entry 1

Kremer Wesley D · CIK 0001650273 · President, RMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,519

F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $86.61 to $87.19 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

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July 15, 2021 Filed Jul 19, 2021 21:03 UTC SaleCommon Stock 42,570 $85.25 $3,629,118.04
Disclosure

SEC source: 0001225208-21-010776 · doc4.xml · nonDerivative · entry 2

Ortberg Robert Kelly · CIK 0001377692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,133.507

F1 · shares: The stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2021.

F3 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $85.00 to $85.47 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.