Timm Stephen J.

SEC source: 0000095029-26-000076 · form4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,010

F2 · security: The restricted stock units vest and convert to common stock on May 27, 2029.

SEC source: 0000095029-26-000076 · form4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,232

F1 · security: The restricted stock vests and becomes exercisable on the date of Company's 2027 Annual Meeting.

SEC source: 0000095029-26-000052 · form4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,728

F2 · shares: The restricted stock units vest and convert to common stock on May 30, 2028.

SEC source: 0000095029-26-000052 · form4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,420

F1 · shares: The restricted stock units vest and convert to common stock on April 9, 2031.

SEC source: 0001225208-24-006010 · doc4.xml · derivative · entry 9

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,249 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-006010 · doc4.xml · derivative · entry 8

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,420 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-006010 · doc4.xml · derivative · entry 7

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,323 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-006010 · doc4.xml · nonDerivative · entry 5

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,938.1006

SEC source: 0001225208-24-006010 · doc4.xml · nonDerivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,050.1006

F2 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $105.58 to $105.92 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request.

SEC source: 0001225208-24-006010 · doc4.xml · nonDerivative · entry 3

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,930.1006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-006010 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,510.1006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-006010 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,261.1006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

SEC source: 0001225208-24-001882 · doc4.xml · derivative · entry 8

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,400

Underlying: Common Stock · 82,400 shares

Expires 2034-02-07

F5 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 29,660 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

SEC source: 0001225208-24-001882 · doc4.xml · derivative · entry 7

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,106

Underlying: Common Stock · 9,963 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F4 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

F4 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 5

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,811.69

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,180.69

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 3

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,940.69

F3 · balance_after: Includes 20,195.69 deferred stock units (the net amount following tax withholding from 20,714 deferred PSUs included in the acquisition reported in the footnote above). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX Common Stock.

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-24-001882 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,496

F1 · shares: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.

SEC source: 0001225208-23-001706 · doc4.xml · derivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,800

Underlying: Common Stock · 64,800 shares

Expires 2033-02-07

F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 24,580 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period.

SEC source: 0001225208-23-001444 · doc4.xml · derivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,505

Underlying: Common Stock · 16,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 4, 2020.

SEC source: 0001225208-23-001444 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

SEC source: 0001225208-23-001444 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-22-010823 · doc4.xml · derivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,653

Underlying: Common Stock · 416 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs originally awarded on February 8, 2021.

SEC source: 0001225208-22-010823 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

SEC source: 0001225208-22-010823 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-22-002621 · doc4.xml · derivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,700

Underlying: Common Stock · 96,700 shares

Expires 2032-02-14

F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 31,905 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period.

SEC source: 0001225208-22-001638 · doc4.xml · derivative · entry 7

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,411

Underlying: Common Stock · 2,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019.

SEC source: 0001225208-22-001638 · doc4.xml · derivative · entry 6

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,011

Underlying: Common Stock · 1,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan.

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 3

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,995

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-22-001638 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-21-004861 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse's Savings Plan Account

Disclosed balance after: 0

SEC source: 0001225208-21-002075 · doc4.xml · derivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,900

Underlying: Common Stock · 43,900 shares

Expires 2031-02-07

F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 28,970 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital (ROIC), earnings per share (EPS) growth and total shareholder return (TSR) relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.

SEC source: 0001225208-21-002075 · doc4.xml · derivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,951

Underlying: Common Stock · 9,660 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant.

SEC source: 0001225208-20-013597 · doc4.xml · derivative · entry 5

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,095

Underlying: Common Stock · 701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.

SEC source: 0001225208-20-013597 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

SEC source: 0001225208-20-013597 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-20-012243 · doc4.xml · derivative · entry 8

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,796

Underlying: Common Stock · 2,103 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.

F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from Rockwell Collins RSUs originally awarded on November 13, 2017.

SEC source: 0001225208-20-012243 · doc4.xml · nonDerivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,644

SEC source: 0001225208-20-012243 · doc4.xml · nonDerivative · entry 3

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-20-012243 · doc4.xml · derivative · entry 7

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,899

Underlying: Common Stock · 81 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 1,976 shares of RTX Common Stock.

F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares to satisfy federal tax obligations with respect to the RSUs that were converted from performance share units (PSUs ) originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan (LTIP), which relate to 1,976 shares of RTX Common Stock.

SEC source: 0001225208-20-012243 · doc4.xml · nonDerivative · entry 2

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482

SEC source: 0001225208-20-012243 · doc4.xml · nonDerivative · entry 1

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

SEC source: 0001225208-20-003263 · doc4.xml · derivative · entry 4

Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530

Underlying: Common Stock · 6,530 shares

Expires not disclosed

F1 · derivative.exercise_price: These Restricted Stock Units (RSU) were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group (ELG). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC Common Stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2019 Form 10-K).

F1 · price: These Restricted Stock Units (RSU) were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group (ELG). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC Common Stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2019 Form 10-K).

F1 · derivative.exercise_date: These Restricted Stock Units (RSU) were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group (ELG). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC Common Stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2019 Form 10-K).

F1 · derivative.expiration_date: These Restricted Stock Units (RSU) were awarded in connection with the reporting person's membership in UTC's Executive Leadership Group (ELG). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of UTC Common Stock upon a Qualifying Separation from UTC (as defined in Exhibit 10.6 of UTC's 2019 Form 10-K).