Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Disposition to issuerCommon Stock | 11,117 | $97.73 | $1,086,464.41 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,390 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
SaleCommon Stock | 5,000 | $97.73 | $488,655.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,507 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
SaleCommon Stock | 1,883 | $97.76 | $184,083.96 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,507 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:10 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Exercise / conversionCommon Stock | 13,000 | $83.58 | $1,086,540.00 |
DisclosureSEC source: 0001225208-22-003721 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share. Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 22:03 UTC |
Atkinson Tracy ADirector
|
SaleCommon Stock | 5,340 | $93.63 | $499,991.68 |
DisclosureSEC source: 0001225208-22-002948 · doc4.xml · nonDerivative · entry 1 Atkinson Tracy A · CIK 0001338351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,880 Read SEC document |
| February 17, 2022 Filed Feb 17, 2022 22:16 UTC |
Kremer Wesley DPresident, RMD
|
SaleCommon Stock | 15,083 | $93.92 | $1,416,655.69 |
DisclosureSEC source: 0001225208-22-002618 · doc4.xml · nonDerivative · entry 1 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,519 F1 · price: The reported price is based on a weighted average of multiple same-day transactions with prices ranging from $93.9101 to $94.0102 per share. Full information regarding the number of shares sold at each separate price is available to the Securities and Exchange Commission, the Issuer or any security holder of the Issuer upon request. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
Azevedo RoyPresident, RIS
|
GrantStock Appreciation Right · Derivative | 96,700 | $94.04 Strike: $94.04 | $9,093,668.00 |
DisclosureSEC source: 0001225208-22-002613 · doc4.xml · derivative · entry 1 Azevedo Roy · CIK 0001752295 · President, RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,700 Underlying: Common Stock · 96,700 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 31,905 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
Calio Christopher T.President, P&W
|
GrantStock Appreciation Right · Derivative | 135,400 | $94.04 Strike: $94.04 | $12,733,016.00 |
DisclosureSEC source: 0001225208-22-002614 · doc4.xml · derivative · entry 1 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,400 Underlying: Common Stock · 135,400 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 44,665 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
DaSilva Kevin GCorporate VP and Treasurer
|
GrantStock Appreciation Right · Derivative | 5,800 | $94.04 Strike: $94.04 | $545,432.00 |
DisclosureSEC source: 0001225208-22-002615 · doc4.xml · derivative · entry 2 DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Underlying: Common Stock · 5,800 shares Expires 2032-02-14 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 1,915 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
DaSilva Kevin GCorporate VP and Treasurer
|
GrantRestricted Stock Units · Derivative | 3,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002615 · doc4.xml · derivative · entry 1 DaSilva Kevin G · CIK 0001399738 · Corporate VP and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,318 Underlying: Common Stock · 3,195 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:15 UTC |
HAYES GREGORYDirector · Chairman and CEO
|
GrantStock Appreciation Right · Derivative | 294,900 | $94.04 Strike: $94.04 | $27,732,396.00 |
DisclosureSEC source: 0001225208-22-002616 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,900 Underlying: Common Stock · 294,900 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 97,300 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Johnson Amy LCorporate VP and Controller
|
GrantStock Appreciation Right · Derivative | 5,800 | $94.04 Strike: $94.04 | $545,432.00 |
DisclosureSEC source: 0001225208-22-002617 · doc4.xml · derivative · entry 2 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Underlying: Common Stock · 5,800 shares Expires 2032-02-14 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 1,915 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Johnson Amy LCorporate VP and Controller
|
GrantRestricted Stock Units · Derivative | 3,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002617 · doc4.xml · derivative · entry 1 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446 Underlying: Common Stock · 3,195 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.exercise_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. F1 · derivative.expiration_date: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. These RSUs vest on the third anniversary of the date of grant. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Kremer Wesley DPresident, RMD
|
GrantStock Appreciation Right · Derivative | 96,700 | $94.04 Strike: $94.04 | $9,093,668.00 |
DisclosureSEC source: 0001225208-22-002618 · doc4.xml · derivative · entry 2 Kremer Wesley D · CIK 0001650273 · President, RMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,700 Underlying: Common Stock · 96,700 shares Expires 2032-02-14 F2 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 31,905 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Maharajh RamsaranEVP and General Counsel
|
GrantStock Appreciation Right · Derivative | 53,200 | $94.04 Strike: $94.04 | $5,002,928.00 |
DisclosureSEC source: 0001225208-22-002619 · doc4.xml · derivative · entry 1 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,200 Underlying: Common Stock · 53,200 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 17,550 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Mitchill Neil G. JREVP, Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 77,400 | $94.04 Strike: $94.04 | $7,278,696.00 |
DisclosureSEC source: 0001225208-22-002620 · doc4.xml · derivative · entry 1 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,400 Underlying: Common Stock · 77,400 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 25,525 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Williams Dantaya MEVP & Chief HR Officer
|
GrantStock Appreciation Right · Derivative | 48,400 | $94.04 Strike: $94.04 | $4,551,536.00 |
DisclosureSEC source: 0001225208-22-002622 · doc4.xml · derivative · entry 1 Williams Dantaya M · CIK 0001815109 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,400 Underlying: Common Stock · 48,400 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 15,955 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:16 UTC |
Timm Stephen J.President, Collins Aerospace
|
GrantStock Appreciation Right · Derivative | 96,700 | $94.04 Strike: $94.04 | $9,093,668.00 |
DisclosureSEC source: 0001225208-22-002621 · doc4.xml · derivative · entry 1 Timm Stephen J. · CIK 0001803488 · President, Collins Aerospace 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,700 Underlying: Common Stock · 96,700 shares Expires 2032-02-14 F1 · balance_after: This number reflects only stock appreciation rights (SARs) with these specific grant details and does not include other SARs. In addition to the SARs and not included in this number, the reporting person was also awarded 31,905 performance share units (PSUs) under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three year performance period. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Calio Christopher T.President, P&W
|
Exercise / conversionRestricted Stock Units · Derivative | 30,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001632 · doc4.xml · derivative · entry 7 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,642 Underlying: Common Stock · 30,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Calio Christopher T.President, P&W
|
Exercise / conversionRestricted Stock Units · Derivative | 11,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001632 · doc4.xml · derivative · entry 6 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,725 Underlying: Common Stock · 11,933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Calio Christopher T.President, P&W
|
Tax withholdingCommon Stock | 12,496 | $93.01 | $1,162,252.96 |
DisclosureSEC source: 0001225208-22-001632 · doc4.xml · nonDerivative · entry 4 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,237 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Calio Christopher T.President, P&W
|
Tax withholdingCommon Stock | 5,546 | $93.01 | $515,833.46 |
DisclosureSEC source: 0001225208-22-001632 · doc4.xml · nonDerivative · entry 3 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,733 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Calio Christopher T.President, P&W
|
Exercise / conversionCommon Stock | 11,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001632 · doc4.xml · nonDerivative · entry 2 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Calio Christopher T.President, P&W
|
Exercise / conversionCommon Stock | 30,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001632 · doc4.xml · nonDerivative · entry 1 Calio Christopher T. · CIK 0001781357 · President, P&W 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 26,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · derivative · entry 7 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,110 Underlying: Common Stock · 26,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · derivative · entry 6 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,520 Underlying: Common Stock · 15,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Tax withholdingCommon Stock | 9,682 | $93.01 | $900,522.82 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 4 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,390 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Tax withholdingCommon Stock | 6,758 | $93.01 | $628,561.58 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 3 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,072 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Exercise / conversionCommon Stock | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 2 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Dumais Michael REVP,Chf Transformation Officer
|
Exercise / conversionCommon Stock | 26,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001633 · doc4.xml · nonDerivative · entry 1 Dumais Michael R · CIK 0001531769 · EVP,Chf Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
HAYES GREGORYDirector · Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 114,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001634 · doc4.xml · derivative · entry 7 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,396 Underlying: Common Stock · 114,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
HAYES GREGORYDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 46,816 | $93.01 | $4,354,356.16 |
DisclosureSEC source: 0001225208-22-001634 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,080 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
HAYES GREGORYDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 114,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001634 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Johnson Amy LCorporate VP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001635 · doc4.xml · derivative · entry 7 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,251 Underlying: Common Stock · 2,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Johnson Amy LCorporate VP and Controller
|
Exercise / conversionRestricted Stock Units · Derivative | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001635 · doc4.xml · derivative · entry 6 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,711 Underlying: Common Stock · 1,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Johnson Amy LCorporate VP and Controller
|
Tax withholdingCommon Stock | 827 | $93.01 | $76,919.27 |
DisclosureSEC source: 0001225208-22-001635 · doc4.xml · nonDerivative · entry 4 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,399 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Johnson Amy LCorporate VP and Controller
|
Tax withholdingCommon Stock | 323 | $93.01 | $30,042.23 |
DisclosureSEC source: 0001225208-22-001635 · doc4.xml · nonDerivative · entry 3 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,226 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Johnson Amy LCorporate VP and Controller
|
Exercise / conversionCommon Stock | 1,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001635 · doc4.xml · nonDerivative · entry 2 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:40 UTC |
Johnson Amy LCorporate VP and Controller
|
Exercise / conversionCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001635 · doc4.xml · nonDerivative · entry 1 Johnson Amy L · CIK 0001881827 · Corporate VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Maharajh RamsaranEVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 2,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001636 · doc4.xml · derivative · entry 7 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,381 Underlying: Common Stock · 2,561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Maharajh RamsaranEVP and General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 1,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001636 · doc4.xml · derivative · entry 6 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,942 Underlying: Common Stock · 1,559 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Maharajh RamsaranEVP and General Counsel
|
Tax withholdingCommon Stock | 743 | $93.01 | $69,106.43 |
DisclosureSEC source: 0001225208-22-001636 · doc4.xml · nonDerivative · entry 4 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,197 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Maharajh RamsaranEVP and General Counsel
|
Tax withholdingCommon Stock | 452 | $93.01 | $42,040.52 |
DisclosureSEC source: 0001225208-22-001636 · doc4.xml · nonDerivative · entry 3 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,940 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Maharajh RamsaranEVP and General Counsel
|
Exercise / conversionCommon Stock | 1,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001636 · doc4.xml · nonDerivative · entry 2 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Maharajh RamsaranEVP and General Counsel
|
Exercise / conversionCommon Stock | 2,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001636 · doc4.xml · nonDerivative · entry 1 Maharajh Ramsaran · CIK 0001897717 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Mitchill Neil G. JREVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · derivative · entry 7 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,362 Underlying: Common Stock · 15,046 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F3 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. F3 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 5, 2019. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Mitchill Neil G. JREVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · derivative · entry 6 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,408 Underlying: Common Stock · 10,287 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. F2 · derivative.exercise_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. F2 · derivative.expiration_date: Vesting of RSUs and delivery of shares with respect to the RSUs that were converted from performance share units originally awarded on February 5, 2019 under the legacy United Technologies Long-Term Incentive Plan. Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Mitchill Neil G. JREVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 5,501 | $93.01 | $511,648.01 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 4 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,675 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Mitchill Neil G. JREVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 4,770 | $93.01 | $443,657.70 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 3 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,176 Read SEC document |
| February 05, 2022 Filed Feb 8, 2022 22:41 UTC |
Mitchill Neil G. JREVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 10,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001637 · doc4.xml · nonDerivative · entry 2 Mitchill Neil G. JR · CIK 0001633746 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.