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Nasdaq · USD

RRGB

RED ROBIN GOURMET BURGERS INC

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6468
SEC CIK
0001171759
Parsed reports
422

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 23, 2024 Filed May 28, 2024 20:22 UTC GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014660 · form4-05282024_080503.xml · nonDerivative · entry 1

Varnado Anddria · CIK 0001757895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,983

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 shares subject to vesting and forfeiture restrictions.

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May 17, 2024 Filed May 18, 2024 01:15 UTC SaleCommon Stock, $0.001 par value 17,771 $6.80 $120,867.68
Disclosure

SEC source: 0000919574-24-003253 · ownership.xml · nonDerivative · entry 5

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,551,587

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 17, 2024 Filed May 18, 2024 01:15 UTC SaleCommon Stock, $0.001 par value 82,429 $6.86 $565,627.80
Disclosure

SEC source: 0000919574-24-003253 · ownership.xml · nonDerivative · entry 4

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,569,358

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 16, 2024 Filed May 18, 2024 01:15 UTC SaleCommon Stock, $0.001 par value 30,354 $7.11 $215,789.62
Disclosure

SEC source: 0000919574-24-003253 · ownership.xml · nonDerivative · entry 3

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,651,787

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 16, 2024 Filed May 18, 2024 01:15 UTC SaleCommon Stock, $0.001 par value 111,551 $7.08 $790,004.18
Disclosure

SEC source: 0000919574-24-003253 · ownership.xml · nonDerivative · entry 2

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,682,141

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 15, 2024 Filed May 18, 2024 01:15 UTC SaleCommon Stock, $0.001 par value 77,000 $7.36 $566,512.10
Disclosure

SEC source: 0000919574-24-003253 · ownership.xml · nonDerivative · entry 1

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,793,692

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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May 08, 2024 Filed May 10, 2024 20:05 UTC
Mayer Kevin E.CHIEF MARKETING OFFICER
Tax withholdingCommon Stock 825 $7.78 $6,418.50
Disclosure

SEC source: 0001415889-24-012842 · form4-05102024_040502.xml · nonDerivative · entry 2

Mayer Kevin E. · CIK 0001613623 · CHIEF MARKETING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,628

F2 · shares: In connection with the vesting of 2,387 time-based restricted stock units that were granted on May 8, 2023, as a one-time award grant subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 825 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 27,474 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 08, 2024 Filed May 10, 2024 20:05 UTC
Mayer Kevin E.CHIEF MARKETING OFFICER
Tax withholdingCommon Stock 841 $7.78 $6,542.98
Disclosure

SEC source: 0001415889-24-012842 · form4-05102024_040502.xml · nonDerivative · entry 1

Mayer Kevin E. · CIK 0001613623 · CHIEF MARKETING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,453

F1 · shares: In connection with the vesting of 2,433 time-based restricted stock units that were granted on May 8, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 841 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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March 20, 2024 Filed Mar 22, 2024 20:15 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,878 $6.69 $19,253.82
Disclosure

SEC source: 0001415889-24-008948 · form4-03222024_040309.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,732

F1 · shares: In connection with the vesting of 7,878 time-based restricted stock units that were granted on March 20, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 2,878 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 88,732 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 20, 2024 Filed Mar 22, 2024 20:15 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 27,031 $6.69 $180,837.39
Disclosure

SEC source: 0001415889-24-008947 · form4-03222024_040306.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,782

F1 · shares: In connection with the vesting of 61,786 time-based restricted stock units that were granted on March 20, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 27,031 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 445,886 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 20, 2024 Filed Mar 22, 2024 20:15 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 1,911 $6.69 $12,784.59
Disclosure

SEC source: 0001415889-24-008946 · form4-03222024_040304.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,434

F1 · shares: In connection with the vesting of 6,650 time-based restricted stock units that were granted on March 20, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,911 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 52,427 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
GrantCommon Stock 26,438 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008131 · form4-03152024_050313.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,345

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 59,077 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Spuler MeghanCHIEF PEOPLE OFFICER
GrantCommon Stock 15,737 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008132 · form4-03152024_050315.xml · nonDerivative · entry 1

Spuler Meghan · CIK 0002004857 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,697

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 20,697 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
GrantCommon Stock 42,715 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008135 · form4-03152024_050320.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,610

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 96,610 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Arnell Brenden RobynCHIEF ACCOUNTING OFFICER
GrantCommon Stock 9,769 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008134 · form4-03152024_050317.xml · nonDerivative · entry 1

Arnell Brenden Robyn · CIK 0002010335 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,769

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Mayer Kevin E.CHIEF MARKETING OFFICER
GrantCommon Stock 17,835 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008130 · form4-03152024_050309.xml · nonDerivative · entry 1

Mayer Kevin E. · CIK 0001613623 · CHIEF MARKETING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,294

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 32,294 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
GrantCommon Stock 239,808 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008129 · form4-03152024_050307.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 633,813

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 498,040 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:00 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
GrantCommon Stock 16,366 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008128 · form4-03152024_050302.xml · nonDerivative · entry 1

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,164

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 41,164 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 21:40 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 3,085 $10.18 $31,405.30
Disclosure

SEC source: 0001415889-24-002323 · form4-02022024_090235.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,005

F1 · shares: In connection with the vesting of 9,632 time-based restricted stock units that were granted on May 19, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 3,085 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 258,232 shares subject to vesting and forfeiture restrictions.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 21:03 UTC
Spuler MeghanCHIEF PEOPLE OFFICER
GrantCommon Stock 4,960 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-016784 · form4-12202023_091202.xml · nonDerivative · entry 1

Spuler Meghan · CIK 0002004857 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,960

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, December 18, 2023, was $11.49.

F2 · balance_after: Includes 4,960 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 02:30 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 1,833 $10.77 $19,741.41
Disclosure

SEC source: 0001415889-23-016264 · form4-12122023_021252.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,907

F1 · shares: In connection with the vesting of 6,345 time-based restricted stock units that were granted on December 8, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,833 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 32,639 time-based restricted stock units subject to vesting and forfeiture restrictions.

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November 14, 2023 Filed Nov 16, 2023 21:09 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 5,132 $9.37 $48,086.84
Disclosure

SEC source: 0001415889-23-015194 · form4-11162023_091155.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,895

F1 · shares: In connection with the vesting of 15,132 time-based restricted stock units which were granted on November 14, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 5,132 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 53,895 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
October 04, 2023 Filed Oct 5, 2023 20:47 UTC PurchaseCommon Stock, $0.001 par value 6,000 $7.57 $45,420.00
Disclosure

SEC source: 0000919574-23-005478 · ownership.xml · nonDerivative · entry 2

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,870,692

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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October 03, 2023 Filed Oct 5, 2023 20:47 UTC PurchaseCommon Stock, $0.001 par value 50,000 $7.43 $371,500.00
Disclosure

SEC source: 0000919574-23-005478 · ownership.xml · nonDerivative · entry 1

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,864,692

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 11,922 $10.37 $123,631.14
Disclosure

SEC source: 0001415889-23-013301 · form4-09152023_040901.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,090

F1 · shares: In connection with the vesting of 41,254 time-based restricted stock units which were granted on September 13, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 11,922 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 267,864 restricted stock units subject to vesting and forfeiture restrictions.

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September 07, 2023 Filed Sep 7, 2023 22:09 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
PurchaseCommon Stock 9,908 $10.00 $99,080.00
Disclosure

SEC source: 0001415889-23-013074 · form4-09072023_100945.xml · nonDerivative · entry 2

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,798

F1 · balance_after: Includes 24,798 restricted stock units subject to vesting and forfeiture restrictions.

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September 06, 2023 Filed Sep 7, 2023 22:09 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
PurchaseCommon Stock 92 $10.00 $920.00
Disclosure

SEC source: 0001415889-23-013074 · form4-09072023_100945.xml · nonDerivative · entry 1

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,890

Read SEC document
August 25, 2023 Filed Aug 29, 2023 22:08 UTC GrantCommon Stock 7,323 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-012782 · form4-08292023_100856.xml · nonDerivative · entry 1

Regan Nicole Miller · CIK 0001991178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,323

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. The grant includes a pro-rated amount for services provided from appointment date to the 2024 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual stockholders meeting.

F2 · balance_after: Includes 7,323 restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 18:28 UTC PurchaseCommon Stock, $0.001 par value 50,000 $10.59 $529,500.00
Disclosure

SEC source: 0000919574-23-004942 · ownership.xml · nonDerivative · entry 3

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,814,692

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 23, 2023 Filed Aug 24, 2023 18:28 UTC PurchaseCommon Stock, $0.001 par value 101,512 $10.50 $1,065,876.00
Disclosure

SEC source: 0000919574-23-004942 · ownership.xml · nonDerivative · entry 2

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,764,692

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 22, 2023 Filed Aug 24, 2023 20:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
PurchaseCommon Stock 25,000 $10.26 $256,500.00
Disclosure

SEC source: 0001415889-23-012601 · form4-08242023_040801.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,012

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $10.15 to $10.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 309,118 restricted stock units subject to vesting and forfeiture restrictions.

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August 22, 2023 Filed Aug 24, 2023 18:28 UTC PurchaseCommon Stock, $0.001 par value 61,024 $10.28 $627,326.72
Disclosure

SEC source: 0000919574-23-004942 · ownership.xml · nonDerivative · entry 1

Archon Capital Management LLC · CIK 0001398825 · 10% owner

CHRISTOFILIS, CONSTANTINOS · CIK 0001448047 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,663,180

F1 · ownership.nature: The securities reported herein are held by multiple private funds. The reported securities may be deemed beneficially owned by Archon Capital Management LLC, the investment manager of such private fund clients and Constantinos Christofilis, the managing member of Archon Capital Management LLC, each a Reporting Person. Archon Capital Management LLC and Constantinos Christofilis each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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June 12, 2023 Filed Jun 13, 2023 20:13 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
GrantCommon Stock 18,953 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009720 · form4-06132023_080638.xml · nonDerivative · entry 2

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,798

F2 · shares: Represents a one-time sign-on award grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

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June 12, 2023 Filed Jun 13, 2023 20:13 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
GrantCommon Stock 5,845 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009720 · form4-06132023_080638.xml · nonDerivative · entry 1

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,845

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

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June 02, 2023 Filed Jun 6, 2023 20:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
PurchaseCommon Stock 15,000 $12.91 $193,605.00
Disclosure

SEC source: 0001415889-23-009319 · form4-06062023_040603.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,012

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $12.78 to $12.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 309,118 restricted stock units subject to vesting and forfeiture restrictions.

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June 02, 2023 Filed Jun 6, 2023 20:05 UTC PurchaseCommon Stock 4,340 $12.75 $55,313.30
Disclosure

SEC source: 0001415889-23-009318 · form4-06062023_040601.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,732

F1 · balance_after: Includes 9,202 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008543 · form4-05222023_070517.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,834

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Consists of 14,202 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008541 · form4-05222023_070512.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,392

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,202 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008542 · form4-05222023_070515.xml · nonDerivative · entry 1

Varnado Anddria · CIK 0001757895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,568

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,202 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC
PACE DAVIDDirector
GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008540 · form4-05222023_070510.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,283

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. Settlement of the units has been deferred until Mr. Pace's separation from service from the issuer.

F2 · balance_after: Includes 18,834 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008539 · form4-05222023_070507.xml · nonDerivative · entry 1

DUNAWAY CAMBRIA W · CIK 0001379586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,102

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders. Settlement of the units has been deferred until January 31, 2025.

F2 · balance_after: Includes 23,834 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008538 · form4-05222023_070503.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,591

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,202 restricted stock units subject to vesting and forfeiture restrictions.

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May 18, 2023 Filed May 22, 2023 23:00 UTC GrantCommon Stock 9,202 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008537 · form4-05222023_070501.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,098

F1 · shares: Represents a grant of restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the earlier of the first anniversary of the date of grant or the next annual meeting of stockholders.

F2 · balance_after: Includes 9,202 restricted stock units subject to vesting and forfeiture restrictions.

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May 08, 2023 Filed May 10, 2023 20:08 UTC
Mayer Kevin E.CHIEF MARKETING OFFICER
GrantCommon Stock 7,160 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007727 · form4-05102023_080537.xml · nonDerivative · entry 2

Mayer Kevin E. · CIK 0001613623 · CHIEF MARKETING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,459

F2 · shares: Represents a one-time award grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

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May 08, 2023 Filed May 10, 2023 20:08 UTC
Mayer Kevin E.CHIEF MARKETING OFFICER
GrantCommon Stock 7,299 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007727 · form4-05102023_080537.xml · nonDerivative · entry 1

Mayer Kevin E. · CIK 0001613623 · CHIEF MARKETING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,299

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

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March 21, 2023 Filed Mar 22, 2023 23:14 UTC
Davis Geoffrey WayneCHIEF PEOPLE OFFICER
Tax withholdingCommon Stock 849 $13.15 $11,164.35
Disclosure

SEC source: 0001415889-23-005334 · form4-03222023_110355.xml · nonDerivative · entry 2

Davis Geoffrey Wayne · CIK 0001897682 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,428.752

F3 · shares: In connection with the vesting of 2,663 time-based restricted stock units which were granted on March 21, 2022 under the issuer's 2017 Performance Incentive Plan, as amended, the reporting person sold 849 of such shares to the issuer to satisfy tax withholding obligations. The sale was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the"Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F4 · balance_after: Includes 28,528 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 20, 2023 Filed Mar 22, 2023 23:16 UTC
Kinder CheriCHIEF ACCOUNTING OFFICER
GrantCommon Stock 5,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005336 · form4-03222023_110357.xml · nonDerivative · entry 1

Kinder Cheri · CIK 0001667698 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,691

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 15,691 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 20, 2023 Filed Mar 22, 2023 23:15 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
GrantCommon Stock 19,949 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005335 · form4-03222023_110359.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,740

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 38,984 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 20, 2023 Filed Mar 22, 2023 23:14 UTC
Davis Geoffrey WayneCHIEF PEOPLE OFFICER
GrantCommon Stock 13,299 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005334 · form4-03222023_110355.xml · nonDerivative · entry 1

Davis Geoffrey Wayne · CIK 0001897682 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,277.752

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 29,377 time-based restricted stock units subject to vesting and forfeiture restrictions.

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March 20, 2023 Filed Mar 22, 2023 23:13 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
GrantCommon Stock 23,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005333 · form4-03222023_110355.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,027

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2017 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 69,027 time-based restricted stock units subject to vesting and forfeiture restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.