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RRGB

RED ROBIN GOURMET BURGERS INC

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6468
SEC CIK
0001171759
Parsed reports
422

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 7, 2026 20:54 UTC
McLaughlin John CharlesChief Transformation Officer
Tax withholdingCommon Stock 208 $7.95 $1,653.60
Disclosure

SEC source: 0002139004-26-000006 · form4-10072026_081012.xml · nonDerivative · entry 2

McLaughlin John Charles · CIK 0002139004 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,654

F2 · shares: In connection with the vesting of 857 time-based restricted stock units that were granted on October 02, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 208 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 16,805 shares subject to vesting and forfeiture restrictions.

Read SEC document
October 02, 2026 Filed Oct 7, 2026 20:54 UTC
McLaughlin John CharlesChief Transformation Officer
Tax withholdingCommon Stock 618 $7.95 $4,913.10
Disclosure

SEC source: 0002139004-26-000006 · form4-10072026_081012.xml · nonDerivative · entry 1

McLaughlin John Charles · CIK 0002139004 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,862

F1 · shares: In connection with the vesting of 2,538 time-based restricted stock units that were granted on October 02, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 618 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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September 28, 2026 Filed Sep 29, 2026 20:37 UTC
Dutton TiffanyChief Accounting Officer
GrantCommon Stock 12,820 $0.00 $0.00
Disclosure

SEC source: 0001832317-26-000006 · form4-09292026_080931.xml · nonDerivative · entry 1

Dutton Tiffany · CIK 0001832317 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,820

F1 · shares: Represents a one-time award grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. These units are scheduled to vest on the one year anniversary of the date of grant. The closing price on date of grant, September 28, 2026 was $7.46.

F2 · balance_after: Includes 12,820 shares subject to vesting and forfeiture restrictions.

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September 22, 2026 Filed Sep 23, 2026 20:55 UTC
Kassem HumeraChief People Officer
Tax withholdingCommon Stock 2,744 $7.47 $20,497.68
Disclosure

SEC source: 0002075568-26-000003 · form4-09232026_080951.xml · nonDerivative · entry 2

Kassem Humera · CIK 0002075568 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,543

F2 · shares: In connection with the vesting of 11,704 time-based restricted stock units that were granted on September 22, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 2,744 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 11,703 shares subject to vesting and forfeiture restrictions.

Read SEC document
September 22, 2026 Filed Sep 23, 2026 20:55 UTC
Kassem HumeraChief People Officer
Tax withholdingCommon Stock 1,800 $7.47 $13,446.00
Disclosure

SEC source: 0002075568-26-000003 · form4-09232026_080951.xml · nonDerivative · entry 1

Kassem Humera · CIK 0002075568 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,287

F1 · shares: In connection with the vesting of 7,680 time-based restricted stock units that were granted on September 22, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 1,800 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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September 15, 2026 Filed Sep 16, 2026 20:49 UTC
Hudler ScottChief Marketing Officer
GrantCommon Stock 11,160 $0.00 $0.00
Disclosure

SEC source: 0002154267-26-000004 · form4-09162026_080948.xml · nonDerivative · entry 1

Hudler Scott · CIK 0002154267 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,160

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2024 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, September 15, 2026 was $7.25.

F2 · balance_after: Includes 11,160 shares subject to vesting and forfeiture restrictions.

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August 05, 2026 Filed Aug 7, 2026 20:22 UTC GrantRRGB 13,295 $0.00 $0.00
Disclosure

SEC source: 0001666526-26-000008 · form4-08072026_080811.xml · nonDerivative · entry 1

Kappitt Michael · CIK 0001666526 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,295

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 13,295 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 15, 2026 Filed May 15, 2026 21:53 UTC
Graff Mark EChief Financial Officer
GrantCommon Stock 79,155 $0.00 $0.00
Disclosure

SEC source: 0001974919-26-000004 · form4-05152026_090516.xml · nonDerivative · entry 1

Graff Mark E · CIK 0001974919 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,155

F1 · shares: Represents a one-time award grant of time-based restricted stock units subject to all the terms and conditions of awards granted under the issuer's 2024 Performance Incentive Plan, as amended, as if it were made under such plan. Each time-based stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant. The closing price on date of grant, May 15, 2026 was $3.77.

F2 · balance_after: Includes 79,155 shares subject to vesting and forfeiture restrictions.

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May 14, 2026 Filed May 15, 2026 21:28 UTC GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0001018555-26-000002 · form4-05152026_090522.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,290

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 14, 2026 Filed May 15, 2026 21:32 UTC GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0001808157-26-000001 · form4-05152026_090559.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,464

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 14, 2026 Filed May 15, 2026 21:31 UTC GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0001991178-26-000001 · form4-05152026_090504.xml · nonDerivative · entry 1

Regan Nicole Miller · CIK 0001991178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,779

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 14, 2026 Filed May 15, 2026 21:30 UTC
Pappas James CDirector · 10% owner
GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0001462171-26-000001 · form4-05152026_090528.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,608

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 14, 2026 Filed May 15, 2026 21:29 UTC
Martin Christopher RossDirector · 10% owner
GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0002041913-26-000001 · form4-05152026_090548.xml · nonDerivative · entry 1

Martin Christopher Ross · CIK 0002041913 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,608

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 14, 2026 Filed May 15, 2026 21:29 UTC GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0001757895-26-000001 · form4-05152026_090502.xml · nonDerivative · entry 1

Varnado Anddria · CIK 0001757895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,024

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

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April 06, 2026 Filed Apr 8, 2026 20:42 UTC
Griffith JesseChief Operations Officer
SaleCommon Stock 1,008 $3.03 $3,053.23
Disclosure

SEC source: 0002097265-26-000022 · form4-04082026_080443.xml · nonDerivative · entry 1

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,818

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 2,610 time-based restricted stock units that were granted to the reporting person on April 03, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.029 per share.

F3 · balance_after: Includes 20,738 shares subject to vesting and forfeiture restrictions.

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March 24, 2026 Filed Mar 24, 2026 23:37 UTC
Griffith JesseChief Operations Officer
Tax withholdingCommon Stock 3,284 $3.08 $10,114.72
Disclosure

SEC source: 0002097265-26-000016 · form4-03242026_110347.xml · nonDerivative · entry 2

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,826

F3 · shares: In connection with the vesting of 8,621 time-based restricted stock units that were granted on March 24, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 3,284 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F4 · balance_after: Includes 23,348 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2026 Filed Mar 24, 2026 23:38 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 8,391 $3.08 $25,844.28
Disclosure

SEC source: 0001481286-26-000018 · form4-03242026_110339.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,497

F3 · shares: In connection with the vesting of 19,181 time-based restricted stock units that were granted on March 24, 2025, under the issuer's 2024 Performance Incentive Plan, as amended, the issuer withheld 8,391 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F4 · balance_after: Includes 47,174 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:37 UTC
Griffith JesseChief Operations Officer
GrantPhantom Restricted Stock Unit · Derivative 38,636 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002097265-26-000016 · form4-03242026_110347.xml · derivative · entry 3

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,636

Underlying: Common Stock · 38,636 shares

Expires not disclosed

F5 · derivative.exercise_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F5 · derivative.expiration_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:37 UTC
Griffith JesseChief Operations Officer
SaleCommon Stock 839 $3.12 $2,617.68
Disclosure

SEC source: 0002097265-26-000016 · form4-03242026_110347.xml · nonDerivative · entry 1

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,110

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 2,191 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.12 per share.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:38 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
GrantPhantom Restricted Stock Unit · Derivative 69,350 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001481286-26-000018 · form4-03242026_110339.xml · derivative · entry 3

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,350

Underlying: Common Stock · 69,350 shares

Expires not disclosed

F5 · derivative.exercise_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F5 · derivative.expiration_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:38 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 2,913 $3.12 $9,088.56
Disclosure

SEC source: 0001481286-26-000018 · form4-03242026_110339.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,888

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,649 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.12 per share.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:34 UTC
PACE DAVIDDirector · PRESIDENT AND CEO
GrantPhantom Restricted Stock Unit · Derivative 250,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001181108-26-000002 · form4-03242026_110351.xml · derivative · entry 2

PACE DAVID · CIK 0001181108 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. The Phantom RSUs are scheduled to vest on the second anniversary of the date of grant.

F3 · derivative.expiration_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. The Phantom RSUs are scheduled to vest on the second anniversary of the date of grant.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:34 UTC
PACE DAVIDDirector · PRESIDENT AND CEO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001181108-26-000002 · form4-03242026_110351.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,698

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Includes 500,000 shares subject to vesting and forfeiture restrictions.

Read SEC document
March 23, 2026 Filed Mar 24, 2026 23:33 UTC
Kassem HumeraChief People Officer
GrantPhantom Restricted Stock Unit · Derivative 34,090 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0002075568-26-000002 · form4-03242026_110355.xml · derivative · entry 1

Kassem Humera · CIK 0002075568 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,090

Underlying: Common Stock · 34,090 shares

Expires not disclosed

F1 · derivative.exercise_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of the one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F1 · derivative.expiration_date: Represents a grant of Phantom Restricted Stock Units ("Phantom RSUs") on March 23, 2026, under the issuer's 2024 Performance Incentive Plan. Each Phantom RSU represents the contingent right to receive, upon vesting, one share of the issuer's common stock or the cash equivalent of the one share of the issuer's common stock on the date of vesting, or a combination thereof, at the issuer's discretion. One third of the Phantom RSUs are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 21:25 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 4,037 $3.21 $12,962.00
Disclosure

SEC source: 0001481286-26-000013 · form4-03172026_090318.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,801

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 8,813 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.2108 per share.

F3 · balance_after: Includes 73,004 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 21:24 UTC
Griffith JesseChief Operations Officer
SaleCommon Stock 1,402 $3.21 $4,501.54
Disclosure

SEC source: 0002097265-26-000011 · form4-03172026_090302.xml · nonDerivative · entry 1

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,949

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 3,497 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.2108 per share.

F3 · balance_after: Includes 34,160 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
February 19, 2026 Filed Feb 19, 2026 22:40 UTC
Griffith JesseChief Operations Officer
Tax withholdingCommon Stock 1,027 $3.32 $3,409.64
Disclosure

SEC source: 0002097265-26-000004 · form4-02192026_100257.xml · nonDerivative · entry 2

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,351

F2 · kind: Represents the withholding of shares by the issuer on behalf of the reporting person to satisfy tax withholding obligations and fees arising in connection with the vesting of the 2,038 PSUs. This transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 37,657 time-based restricted stock units subject to vesting and forfeiture restrictions.

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February 19, 2026 Filed Feb 19, 2026 22:37 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
Tax withholdingCommon Stock 3,023 $3.32 $10,036.36
Disclosure

SEC source: 0001481286-26-000006 · form4-02192026_100211.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,838

F2 · kind: Represents the withholding of shares by the issuer on behalf of the reporting person to satisfy tax withholding obligations and fees arising in connection with the vesting of the 6,184 PSUs. This transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 81,817 time-based restricted stock units subject to vesting and forfeiture restrictions.

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February 17, 2026 Filed Feb 19, 2026 22:40 UTC
Griffith JesseChief Operations Officer
GrantCommon Stock 2,038 $0.00 $0.00
Disclosure

SEC source: 0002097265-26-000004 · form4-02192026_100257.xml · nonDerivative · entry 1

Griffith Jesse · CIK 0002097265 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,378

F1 · kind: Represents the acquisition of shares due to the vesting of 2,038 performance-based restricted stock units ("PSUs") under the issuer's 2017 Performance Incentive Plan for the 2023-2025 performance period, following the Compensation Committee's certification on February 17, 2026 of the Company's achievement of 31% of target of the Company's total shareholder return performance relative to a selected peer group (Relative TSR).

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February 17, 2026 Filed Feb 19, 2026 22:37 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
GrantCommon Stock 6,184 $0.00 $0.00
Disclosure

SEC source: 0001481286-26-000006 · form4-02192026_100211.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,861

F1 · kind: Represents the acquisition of shares due to the vesting of 6,184 performance-based restricted stock units ("PSUs") under the issuer's 2017 Performance Incentive Plan for the 2023-2025 performance period, following the Compensation Committee's certification on February 17, 2026 of the Company's achievement of 31% of target of the Company's total shareholder return performance relative to a selected peer group (Relative TSR).

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December 09, 2025 Filed Dec 11, 2025 14:02 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 2,800 $3.88 $10,864.28
Disclosure

SEC source: 0001481286-25-000007 · form4-12112025_021237.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,677

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,345 time-based restricted stock units that were granted to the reporting person on December 08, 2022 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $3.8801 per share.

F3 · balance_after: Includes 81,817 time-based restricted stock units subject to vesting and forfeiture restrictions.

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November 17, 2025 Filed Nov 18, 2025 23:01 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
SaleCommon Stock 6,015 $4.15 $24,962.25
Disclosure

SEC source: 0001954431-25-000008 · form4-11182025_111137.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,487

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 15,131 time-based restricted stock units that were granted to the reporting person on November 14, 2022 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is the actual sale price of the shares. The shares were sold in a single transaction at $4.15 per share.

F3 · balance_after: Includes 130,641 time-based restricted stock units subject to vesting and forfeiture restrictions.

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September 22, 2025 Filed Sep 24, 2025 21:39 UTC
Kassem HumeraChief People Officer
GrantCommon Stock 23,407 $0.00 $0.00
Disclosure

SEC source: 0002075568-25-000004 · form4-09242025_090916.xml · nonDerivative · entry 2

Kassem Humera · CIK 0002075568 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,087

F2 · shares: Represents a one-time sign-on award grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One half of the units are scheduled to vest on each of the first and second anniversaries of the date of grant.

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September 22, 2025 Filed Sep 24, 2025 21:39 UTC
Kassem HumeraChief People Officer
GrantCommon Stock 7,680 $0.00 $0.00
Disclosure

SEC source: 0002075568-25-000004 · form4-09242025_090916.xml · nonDerivative · entry 1

Kassem Humera · CIK 0002075568 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,680

F1 · shares: Represents a one-time sign-on award grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. These units are scheduled to vest on the first anniversary of the date of grant.

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August 22, 2025 Filed Aug 25, 2025 22:46 UTC
Martin Christopher RossDirector · 10% owner · See Footnote 1
Jumana Capital Investments LLC10% owner · See Footnote 1
PurchaseCommon Stock 34,649 $6.29 $217,852.12
Disclosure

SEC source: 0000921895-25-002380 · form413432005_08252025.xml · nonDerivative · entry 2

Martin Christopher Ross · CIK 0002041913 · Director · 10% owner · See Footnote 1

Jumana Capital Investments LLC · CIK 0002036142 · 10% owner · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Jumana Capital Investments LLC

Disclosed balance after: 1,667,906

F1 · security: This Form 4 is filed jointly by Christopher R. Martin and Jumana Capital Investments LLC ("Jumana Capital") (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.2138 to $6.3069, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

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August 21, 2025 Filed Aug 25, 2025 22:46 UTC
Martin Christopher RossDirector · 10% owner · See Footnote 1
Jumana Capital Investments LLC10% owner · See Footnote 1
PurchaseCommon Stock 18,351 $6.14 $112,618.25
Disclosure

SEC source: 0000921895-25-002380 · form413432005_08252025.xml · nonDerivative · entry 1

Martin Christopher Ross · CIK 0002041913 · Director · 10% owner · See Footnote 1

Jumana Capital Investments LLC · CIK 0002036142 · 10% owner · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Jumana Capital Investments LLC

Disclosed balance after: 1,633,257

F1 · security: This Form 4 is filed jointly by Christopher R. Martin and Jumana Capital Investments LLC ("Jumana Capital") (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.0967 to $6.1500, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
June 20, 2025 Filed Jun 23, 2025 22:25 UTC PurchaseCommon Stock 14,910 $5.03 $74,997.30
Disclosure

SEC source: 0001415889-25-018002 · form4-06232025_100614.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,802

F1 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 22, 2025 Filed May 23, 2025 22:00 UTC GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014543 · form4-05232025_060506.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,628

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014548 · form4-05232025_060518.xml · nonDerivative · entry 1

Varnado Anddria · CIK 0001757895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,362

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC
Pappas James CDirector · 10% owner
GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014547 · form4-05232025_060515.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,946

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 51,946 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014546 · form4-05232025_060513.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,526

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014545 · form4-05232025_060510.xml · nonDerivative · entry 1

Regan Nicole Miller · CIK 0001991178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,117

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC
Martin Christopher RossDirector · 10% owner
GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014544 · form4-05232025_060508.xml · nonDerivative · entry 1

Martin Christopher Ross · CIK 0002041913 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,946

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 51,946 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014542 · form4-05232025_060503.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,385

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
May 22, 2025 Filed May 23, 2025 22:00 UTC GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014541 · form4-05232025_060501.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,892

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 41,379 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 20:34 UTC
PACE DAVIDDirector · PRESIDENT AND CEO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011364 · form4-04252025_080456.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,698

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Includes 266,415 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:06 UTC
Arnell Brenden RobynCHIEF ACCOUNTING OFFICER
GrantCommon Stock 23,275 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008959 · form4-03252025_110333.xml · nonDerivative · entry 1

Arnell Brenden Robyn · CIK 0002010335 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,974

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 29,787 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
GrantCommon Stock 431,034 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008956 · form4-03252025_110305.xml · nonDerivative · entry 3

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987,259

F5 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6 · balance_after: Includes 693,945 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
SaleCommon Stock 8,627 $4.16 $35,888.32
Disclosure

SEC source: 0001415889-25-008956 · form4-03252025_110305.xml · nonDerivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 556,225

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:03 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
GrantCommon Stock 57,543 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008954 · form4-03252025_110346.xml · nonDerivative · entry 3

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,477

F5 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6 · balance_after: Includes 88,162 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.