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person · Reporting owner

Pappas James C

Disclosed activity across 10 companies

Tapewire entity
22610
SEC CIK
0001462171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DENNY'S CorpDENN · Entity 17734See Footnotes 1 and 2October 21, 2025November 04, 2025
FARMER BROTHERS COFARM · Entity 49843See Footnote 1October 12, 2023October 23, 2023
INNOVATIVE FOOD HOLDINGS INCIVFH · Entity 7870Director · 10% ownerJuly 31, 2026August 18, 2026
RED ROBIN GOURMET BURGERS INCRRGB · Entity 6468Director · 10% ownerMay 14, 2026May 15, 2026
TANDY LEATHER FACTORY INCTLFA · Entity 7615DirectorJune 07, 2022June 08, 2022
Track Group, Inc.TRCK · Entity 753310% ownerSeptember 30, 2026October 02, 2026
UNITED NATURAL FOODS INCUNFI · Entity 4293DirectorOctober 08, 2026October 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP455,717 Reported balance Holding disclosure · report date 2025-10-21 · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · Balance 455,717

F1: This line item does not reflect a new or revised holding. Rather, it is being reported again in order to gain access to the electronic filing system. The purpose of this amendment to the Form 3 filed by the Reporting Persons on October 21, 2025 is to replace Footnote 2 set forth therein as provided in Footnote 2 herein. For the avoidance of doubt, the Reporting Persons have not engaged in any transactions in the securities of the Issuer since the initial Form 3 was triggered on October 17, 2025.

F2: As of October 21, 2025, the Schedule 13(d) group no longer collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Later in the day on October 21, 2025, another member of the Schedule 13(d) group engaged in additional transactions in securities of the Issuer that resulted in the Schedule 13(d) group once again collectively beneficially owning more than 10% of the Issuer's outstanding shares of Common Stock. Subsequently, on November 4, 2025, the Schedule 13(d) group was terminated, and the Reporting Persons are no longer members of a Schedule 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: This line item does not reflect a new or revised holding. Rather, it is being reported again in order to gain access to the electronic filing system. The purpose of this amendment to the Form 3 filed by the Reporting Persons on October 21, 2025 is to replace Footnote 2 set forth therein as provided in Footnote 2 herein. For the avoidance of doubt, the Reporting Persons have not engaged in any transactions in the securities of the Issuer since the initial Form 3 was triggered on October 17, 2025.

F2: As of October 21, 2025, the Schedule 13(d) group no longer collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock. Later in the day on October 21, 2025, another member of the Schedule 13(d) group engaged in additional transactions in securities of the Issuer that resulted in the Schedule 13(d) group once again collectively beneficially owning more than 10% of the Issuer's outstanding shares of Common Stock. Subsequently, on November 4, 2025, the Schedule 13(d) group was terminated, and the Reporting Persons are no longer members of a Schedule 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP671,955 Reported balance Holding disclosure · report date 2023-10-12 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 671,955

F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Common StockSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC320,871 Reported balance Holding disclosure · report date 2023-10-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 320,871

F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

F3: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC1,513,001 Reported balance After 2026-07-31 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-07-31 · Other · Disposed 105,491 · Balance 1,513,001

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.

F2: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Common Stock, $0.0001 par valueSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP8,796,230 Reported balance Holding disclosure · report date 2026-07-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 8,796,230

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

F3: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.

F4: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

RED ROBIN GOURMET BURGERS INC

Report date May 14, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect83,608 Reported balance After 2026-05-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 31,662 · Balance 83,608

F1: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

Common StockSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC1,084,104 Reported balance Holding disclosure · report date 2026-05-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,084,104

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F4: Represents shares of Common Stock held in certain accounts (the "JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP776,564 Reported balance Holding disclosure · report date 2026-05-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 776,564

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F5: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

F3: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.

F4: Represents shares of Common Stock held in certain accounts (the "JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

F5: Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

TANDY LEATHER FACTORY INC

Report date June 07, 2022 · Filed June 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table I · non-derivativeDirect2,800 Reported balance After 2022-06-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-06-07 · Grant · Acquired 2,800 · Balance 2,800

F1: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC1,937,302 Reported balance After 2026-09-30 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2026-09-30 · Purchase · Acquired 384,021 · Balance 1,937,302

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future.

F2: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts.

Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP15,310,723 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 15,310,723

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4: Represents securities of the Issuer owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the securities owned directly by JCP Partnership.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts.

F3: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future.

F4: Represents securities of the Issuer owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the securities owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the securities owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the securities owned directly by JCP Partnership.

UNITED NATURAL FOODS INC

Report date October 08, 2026 · Filed October 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,882 Reported balance After 2026-10-08 transaction · row 1
1 source row

Row 1 · 2026-10-08 · Grant · Acquired 4,197 · Balance 28,882

F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP293,144 Reported balance Holding disclosure · report date 2026-10-08 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 293,144

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Investment Partnership, LP ("JCP"), may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings may be deemed the beneficial owner of the 293,144 shares of common stock held by JCP.

Common StockSEC Table I · non-derivativeIndirectBy: Managed Accounts of JCP Investment Management, LLC194,178 Reported balance Holding disclosure · report date 2026-10-08 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 194,178

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the 194,178 shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the 194,178 shares of common stock held in the JCP Accounts.

Filing footnotes · ownership attribution and instrument terms

F1: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F3: JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP Investment Partnership, LP ("JCP"), may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the 293,144 shares of Common Stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings may be deemed the beneficial owner of the 293,144 shares of common stock held by JCP.

F4: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the 194,178 shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the 194,178 shares of common stock held in the JCP Accounts.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JAMBA, INC.

Report date September 13, 2018 · Filed September 13, 2018

Section 16 reporting ended · disclosed 2018-09-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-09-13 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2018-09-13 · Other · Disposed 12,903 · Balance 10,436

Row 3 · 2018-09-13 · Disposition to issuer · Disposed 10,436 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP0 Reported balance After 2018-09-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-09-13 · Other · Disposed 407,133 · Balance 0

F1: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Shares owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and as the sole member of JCP Investment Holdings, LLC, the general partner of JCP Investment Partners, LP, which serves as the general partner of JCP Partnership, may be deemed to beneficially own the shares owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

US GEOTHERMAL INC

Report date April 24, 2018 · Filed April 27, 2018

Section 16 reporting ended · disclosed 2018-04-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.08 · Expires 2022-03-28Direct0 Reported balance After 2018-04-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-04-24 · Disposition to issuer · Disposed 8,000 · Balance 0

F2: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger.

F1: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.32 · Expires 2021-09-30Direct0 Reported balance After 2018-04-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-04-24 · Disposition to issuer · Disposed 16,666 · Balance 0

F3: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.

F4: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects grant date; the options were subject to a vesting schedule and were 75% vested as of the effective date of a merger agreement between the Issuer and Ormat Nevada Inc., a subsidiary of Ormat Technologies, Inc. (the "Ormat Merger").

F2: The reporting person received $10,960 as consideration for cancellation of the options pursuant to the Ormat Merger.

F3: Adjusted to reflect 6:1 stock consolidation effective November 10, 2016.

F4: The reporting person received $18,832.58 as consideration for cancellation of the options pursuant to the Ormat Merger.

Section 16 reporting ended · disclosed 2022-06-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: JCP Investment Partnership, LP401,407 Reported balance After 2022-06-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-09 · Sale · Disposed 11,518 · Balance 401,407

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: JCP Asset Partnership VI, LP418,214 Reported balance After 2022-06-09 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-06-09 · Sale · Disposed 12,000 · Balance 418,214

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectBy: Managed Account of JCP Investment Management, LLC16,795 Reported balance After 2022-06-09 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2022-06-09 · Sale · Disposed 482 · Balance 16,795

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

F3: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

F4: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2026 Filed Oct 13, 2026 20:18 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantCommon Stock 4,197 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-065702 · wk-form4_1791922687.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,882

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on October 8, 2027. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 00:34 UTC Track Group, Inc. TRCK · Entity 7533 PurchaseCommon Stock, par value $0.0001 per share 384,021 $0.60 $230,412.60
Disclosure

SEC source: 0000921895-26-002696 · form408569060_10012026.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 1,937,302

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · shares: On September 30, 2026, JCP Management, on behalf of a JCP Account, entered into a securities purchase agreement pursuant to which it agreed to purchase certain securities of the Issuer. This transaction is expected to close in the near future.

F2 · ownership.nature: Represents securities of the Issuer held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the securities held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the securities held in the JCP Accounts.

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July 31, 2026 Filed Aug 18, 2026 17:06 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 OtherCommon Stock, $0.0001 par value 105,491 Not disclosed Not disclosed
Disclosure

SEC source: 0000921895-26-002241 · form408569036_08182026.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 1,513,001

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · kind: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.

F3 · price: Represents shares of Common Stock that JCP Management relinquished control over that were previously held in a JCP Account.

F2 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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May 14, 2026 Filed May 15, 2026 21:30 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 31,662 $0.00 $0.00
Disclosure

SEC source: 0001462171-26-000001 · form4-05152026_090528.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,608

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 31,662 time-based restricted stock units subject to vesting and forfeiture restrictions.

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January 06, 2026 Filed Jan 8, 2026 23:21 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 505,555 $0.30 $151,666.50
Disclosure

SEC source: 0001185185-26-000084 · ownership.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCP Investment Partnership, LP

Disclosed balance after: 8,796,230

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: The Reporting Person entered into a stock purchase agreement, dated as of December 19, 2025 to purchase 505,555 shares of the Issuer's common stock from the seller at a price of $0.30 per share.

F3 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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January 05, 2026 Filed Jan 6, 2026 13:21 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 PurchaseCommon Stock 2,000 $33.30 $66,600.00
Disclosure

SEC source: 0001020859-26-000002 · wk-form4_1767705697.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 194,178

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the shares of common stock held in the JCP Accounts.

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January 02, 2026 Filed Jan 6, 2026 13:21 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 PurchaseCommon Stock 15,000 $33.76 $506,400.00
Disclosure

SEC source: 0001020859-26-000002 · wk-form4_1767705697.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 192,178

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: JCP Investment Management, LLC ("JCP Management"), as the investment manager of JCP and certain separately managed accounts (the "JCP Accounts"), may be deemed the beneficial owner of the shares of common stock owned by JCP and held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the shares of common stock held in the JCP Accounts.

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December 18, 2025 Filed Dec 19, 2025 21:45 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantCommon Stock 5,307 $0.00 $0.00
Disclosure

SEC source: 0001020859-25-000077 · wk-form4_1766180723.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,685

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fifth Amended and Restated Equity Incentive Plan and will fully vest on December 18, 2026. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

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May 22, 2025 Filed May 23, 2025 22:00 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 41,379 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014547 · form4-05232025_060515.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,946

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 51,946 time-based restricted stock units subject to vesting and forfeiture restrictions.

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December 19, 2024 Filed Dec 20, 2024 21:19 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantCommon Stock 6,486 $0.00 $0.00
Disclosure

SEC source: 0001020859-24-000118 · wk-form4_1734729541.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,378

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Fourth Amended and Restated Equity Incentive Plan and will fully vest on December 19, 2025. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

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December 10, 2024 Filed Dec 12, 2024 19:05 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 GrantCommon Stock 10,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029074 · form4-12122024_021201.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,567

F1 · shares: Represents a grant of time-based restricted stock units under the Issuer's 2024 Performance Incentive Plan. The grant includes a pro-rated amount for services provided from appointment date to the 2025 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant or (v) the Company's next annual meeting of stockholders..

F2 · balance_after: Includes 10,567 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 09, 2024 Filed Dec 11, 2024 02:00 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 156,250 $1.60 $250,000.00
Disclosure

SEC source: 0001185185-24-001198 · ownership.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By JCP Investment Partnership, LP

Disclosed balance after: 8,290,675

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: Acquired pursuant to a securities purchase agreement with the Issuer, dated November 30, 2024.

F3 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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December 03, 2024 Filed Dec 5, 2024 00:44 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 592,906 $5.19 $3,077,182.14
Disclosure

SEC source: 0000921895-24-002883 · form408569058_12042024.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 1,084,104

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: On December 3, 2024, the Issuer entered into an equity purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of the Issuer's Common Stock at a per share purchase price equal to $5.19.

F3 · shares: Shares of the Issuer's Common Stock purchased in the Private Placement.

F5 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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December 03, 2024 Filed Dec 5, 2024 00:44 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 207,549 $5.19 $1,077,179.31
Disclosure

SEC source: 0000921895-24-002883 · form408569058_12042024.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 776,564

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: On December 3, 2024, the Issuer entered into an equity purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of the Issuer's Common Stock at a per share purchase price equal to $5.19.

F3 · shares: Shares of the Issuer's Common Stock purchased in the Private Placement.

F4 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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November 07, 2024 Filed Nov 8, 2024 00:43 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 18,523 $5.18 $96,012.12
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 4

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 491,198

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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November 07, 2024 Filed Nov 8, 2024 00:43 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 26,477 $5.18 $137,240.88
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 569,015

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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November 05, 2024 Filed Nov 8, 2024 00:43 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 97 $5.99 $581.03
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 472,675

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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November 05, 2024 Filed Nov 8, 2024 00:43 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 153 $5.99 $916.47
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 542,538

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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October 16, 2024 Filed Oct 17, 2024 21:07 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 54,880 $5.79 $317,952.77
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 4

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 472,578

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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October 16, 2024 Filed Oct 17, 2024 21:07 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 21,988 $5.79 $127,389.68
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 542,385

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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October 15, 2024 Filed Oct 17, 2024 21:07 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 369 $5.59 $2,064.44
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 417,698

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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October 15, 2024 Filed Oct 17, 2024 21:07 UTC RED ROBIN GOURMET BURGERS INC RRGB · Entity 6468 PurchaseCommon Stock, $0.001 par value 524 $5.59 $2,931.62
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 520,397

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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July 17, 2024 Filed Jul 20, 2024 00:09 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 1,250,000 $1.20 $1,500,000.00
Disclosure

SEC source: 0000921895-24-001610 · form408569036_07192024.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 1,618,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: On July 17, 2024, JCP Management, on behalf of the JCP Accounts (as defined below), entered into a stock purchase agreement (the "Stock Purchase Agreement") with SV Asset Management, LLC ("SV Asset Management"). Pursuant to the Stock Purchase Agreement, JCP Management agreed to purchase 1,250,000 shares from SV Asset Management at a price of $1.20 per share. The transaction is expected to close in the near future.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

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December 21, 2023 Filed Dec 22, 2023 21:15 UTC UNITED NATURAL FOODS INC UNFI · Entity 4293 GrantCommon Stock 12,892 $0.00 $0.00
Disclosure

SEC source: 0001020859-23-000145 · wk-form4_1703279724.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,892

F1 · shares: This restricted stock unit ("RSU") award was granted pursuant to the Third Amended and Restated 2020 Equity Incentive Plan and will fully vest on December 21, 2024. Each RSU represents the right to receive one share of common stock upon vesting in accordance with the terms of the reporting person's RSU agreement.

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November 15, 2023 Filed Nov 17, 2023 16:55 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock 5,000 $0.67 $3,350.00
Disclosure

SEC source: 0001185185-23-001218 · ownership.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 368,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

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November 14, 2023 Filed Nov 17, 2023 16:55 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock 250,000 $0.69 $172,500.00
Disclosure

SEC source: 0001185185-23-001218 · ownership.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 363,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

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February 15, 2023 Filed Feb 15, 2023 23:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 25,000 $0.38 $9,500.00
Disclosure

SEC source: 0000921895-23-000573 · form408569036_02152023.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,134,425

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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February 14, 2023 Filed Feb 15, 2023 23:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 47,700 $0.37 $17,420.04
Disclosure

SEC source: 0000921895-23-000573 · form408569036_02152023.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,109,425

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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February 13, 2023 Filed Feb 15, 2023 23:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 15,282 $0.35 $5,419.00
Disclosure

SEC source: 0000921895-23-000573 · form408569036_02152023.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,061,725

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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February 08, 2023 Filed Feb 10, 2023 21:19 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 360,000 $0.25 $90,000.00
Disclosure

SEC source: 0000921895-23-000403 · form408569036_02102023.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,046,443

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:13 UTC WESTWOOD HOLDINGS GROUP INC WHG · Entity 6385 SaleCommon Stock, $0.01 par value 482 $15.69 $7,564.22
Disclosure

SEC source: 0000921895-22-001975 · form408569042_06132022.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 16,795

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

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June 09, 2022 Filed Jun 13, 2022 22:13 UTC WESTWOOD HOLDINGS GROUP INC WHG · Entity 6385 SaleCommon Stock, $0.01 par value 12,000 $15.69 $188,320.80
Disclosure

SEC source: 0000921895-22-001975 · form408569042_06132022.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Asset Partnership VI, LP

Disclosed balance after: 418,214

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:13 UTC WESTWOOD HOLDINGS GROUP INC WHG · Entity 6385 SaleCommon Stock, $0.01 par value 11,518 $15.69 $180,756.58
Disclosure

SEC source: 0000921895-22-001975 · form408569042_06132022.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 401,407

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that no longer collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 18:28 UTC TANDY LEATHER FACTORY INC TLFA · Entity 7615 GrantRestricted Stock Units 2,800 $2,800.00 $7,840,000.00
Disclosure

SEC source: 0001567619-22-012513 · doc1.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

F1 · security: These securities will each convert into one share of the issuer's common stock, 25% on the first four anniversaries of the grant date, subject to the recipient's ongoing service to the issuer on each vesting date.

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August 26, 2021 Filed Aug 30, 2021 21:33 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 3,125,000 $0.40 $1,250,000.00
Disclosure

SEC source: 0000921895-21-002225 · form408569036_08302021.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 7,686,443

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:46 UTC WESTWOOD HOLDINGS GROUP INC WHG · Entity 6385 PurchaseCommon Stock, $0.01 par value 505 $17.89 $9,035.81
Disclosure

SEC source: 0000921895-21-001194 · form408569042_05032021.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · 10% owner · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 17,277

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:46 UTC WESTWOOD HOLDINGS GROUP INC WHG · Entity 6385 PurchaseCommon Stock, $0.01 par value 12,500 $17.89 $223,658.75
Disclosure

SEC source: 0000921895-21-001194 · form408569042_05032021.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · 10% owner · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Asset Partnership VI, LP

Disclosed balance after: 430,214

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership VI. JCP Partners, as the general partner of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. JCP Management, as the investment manager of JCP Partnership VI, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership VI.

Read SEC document
April 29, 2021 Filed May 3, 2021 20:46 UTC WESTWOOD HOLDINGS GROUP INC WHG · Entity 6385 PurchaseCommon Stock, $0.01 par value 11,995 $17.89 $214,622.94
Disclosure

SEC source: 0000921895-21-001194 · form408569042_05032021.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner · See Footnote 1

JCP Asset Partnership VI, LP · CIK 0001845388 · 10% owner · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 412,925

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Asset Partnership VI, LP ("JCP Partnership VI"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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February 23, 2021 Filed Feb 24, 2021 18:22 UTC TANDY LEATHER FACTORY INC TLFA · Entity 7615 Exercise / conversionRestricted Stock Unit · Derivative 451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004755 · doc1.xml · derivative · entry 2

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

Underlying: common stock, par value $0.0024 · 451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: These RSUs do not expire

Read SEC document
February 23, 2021 Filed Feb 24, 2021 18:22 UTC TANDY LEATHER FACTORY INC TLFA · Entity 7615 Exercise / conversioncommon stock, par value $0.0024 451 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-004755 · doc1.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 5,566 $0.40 $2,224.17
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 4

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 113,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 94,434 $0.40 $37,735.83
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,561,443

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 927 $0.40 $370.80
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 107,926

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:03 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 15,696 $0.40 $6,278.40
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,467,009

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 21:11 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 140 $0.35 $49.00
Disclosure

SEC source: 0000921895-20-002382 · form408569036_09112020.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,999

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

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September 09, 2020 Filed Sep 11, 2020 21:11 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 2,360 $0.35 $826.00
Disclosure

SEC source: 0000921895-20-002382 · form408569036_09112020.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,451,313

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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September 04, 2020 Filed Sep 4, 2020 20:56 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 557 $0.35 $194.95
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 4

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,859

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

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September 04, 2020 Filed Sep 4, 2020 20:56 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 9,443 $0.35 $3,305.05
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,448,953

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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September 02, 2020 Filed Sep 4, 2020 20:56 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 56 $0.35 $19.60
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,302

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

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September 02, 2020 Filed Sep 4, 2020 20:56 UTC INNOVATIVE FOOD HOLDINGS INC IVFH · Entity 7870 PurchaseCommon Stock, $0.0001 par value 944 $0.35 $330.40
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,439,510

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.