Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2018 Filed Jan 10, 2018 21:56 UTC |
Moore Edward W.SVP, GC & CCO
|
Exercise / conversionCommon Stock, $0.01 par value | 22,500 | $44.60 | $1,003,500.00 |
DisclosureSEC source: 0001209191-18-003126 · doc4.xml · nonDerivative · entry 1 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Jul 16, 2018 20:28 UTC |
SULLIVAN FRANK CDirector · Chairman and CEO
|
GiftCommon Stock, $0.01 par value | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042635 · doc5.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 Disclosed balance after: 3,350 Read SEC document |
| November 07, 2017 Filed Nov 9, 2017 22:13 UTC |
RICE RONALD APresident and COO
|
Tax withholdingCommon Stock, $0.01 par value | 41,935 | $52.20 | $2,189,007.00 |
DisclosureSEC source: 0001209191-17-060028 · doc4.xml · nonDerivative · entry 1 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,677 F1 · kind: On November 7, 2017, 14,786 shares of Common Stock issued to the reporting person pursuant to the 1997 RPM International Inc. Restricted Stock Plan and 77,480 shares of Common Stock issued to the reporting person under the 2007 RPM International Inc. Restricted Stock Plan (the "Plans") vested. In accordance with the terms of the Plans, the reporting person disposed of a total of 41,935 shares back to the issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 31,986 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 8,066 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 42,265 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:27 UTC |
Nance Frederick R.Director
|
Tax withholdingCommon Stock, $0.01 par value | 738 | $53.33 | $39,357.54 |
DisclosureSEC source: 0001209191-17-058861 · doc4.xml · nonDerivative · entry 1 Nance Frederick R. · CIK 0001388816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,333 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 738 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:29 UTC |
SUMMERS WILLIAM B JRDirector
|
Tax withholdingCommon Stock, $0.01 par value | 763 | $53.33 | $40,690.79 |
DisclosureSEC source: 0001209191-17-058863 · doc4.xml · nonDerivative · entry 1 SUMMERS WILLIAM B JR · CIK 0001216772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,293 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 763 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:25 UTC |
Morford Craig SDirector
|
Tax withholdingCommon Stock, $0.01 par value | 713 | $53.33 | $38,024.29 |
DisclosureSEC source: 0001209191-17-058858 · doc4.xml · nonDerivative · entry 1 Morford Craig S · CIK 0001434592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,524 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 713 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:24 UTC |
GROSS THOMASDirector
|
Tax withholdingCommon Stock, $0.01 par value | 749 | $53.33 | $39,944.17 |
DisclosureSEC source: 0001209191-17-058855 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,367 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 749 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:22 UTC |
FAZZOLARI SALVATORE DDirector
|
Tax withholdingCommon Stock, $0.01 par value | 702 | $53.33 | $37,437.66 |
DisclosureSEC source: 0001209191-17-058850 · doc4.xml · nonDerivative · entry 1 FAZZOLARI SALVATORE D · CIK 0001201346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,546 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 702 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:21 UTC |
Daberko David A.Director
|
Tax withholdingCommon Stock, $0.01 par value | 625 | $53.33 | $33,331.25 |
DisclosureSEC source: 0001209191-17-058845 · doc4.xml · nonDerivative · entry 1 Daberko David A. · CIK 0001181653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,337 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 625 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:19 UTC |
CARBONARI BRUCE ADirector
|
Tax withholdingCommon Stock, $0.01 par value | 625 | $53.33 | $33,331.25 |
DisclosureSEC source: 0001209191-17-058837 · doc4.xml · nonDerivative · entry 1 CARBONARI BRUCE A · CIK 0001224021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,677 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 625 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:18 UTC |
Abizaid John P.Director
|
Tax withholdingCommon Stock, $0.01 par value | 625 | $53.33 | $33,331.25 |
DisclosureSEC source: 0001209191-17-058832 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,689 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 625 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 17, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
SaleCommon Stock, $0.01 par value | 44,839 | $51.83 | $2,324,005.37 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · nonDerivative · entry 5 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,612 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $51.8 - $51.89. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 109,466 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $25.87 | $0.00 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · derivative · entry 8 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 50,000 shares Expires 2022-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Stock Appreciation Rights vested on July 16, 2013 and 2014. F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2017 and expire 10 years from the date of grant. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $22.16 | $0.00 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · derivative · entry 7 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 100,000 shares Expires 2021-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 18, 2012, 2013, 2014 and 2015. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
Tax withholdingCommon Stock, $0.01 par value | 37,357 | $51.76 | $1,933,598.32 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · nonDerivative · entry 4 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409,443 Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
Disposition to issuerCommon Stock, $0.01 par value | 67,804 | $51.76 | $3,509,535.04 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · nonDerivative · entry 3 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 446,800 Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
Exercise / conversionCommon Stock, $0.01 par value | 50,000 | $25.87 | $1,293,500.00 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · nonDerivative · entry 2 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2017 Filed Oct 17, 2017 21:37 UTC |
RICE RONALD APresident and COO
|
Exercise / conversionCommon Stock, $0.01 par value | 100,000 | $22.16 | $2,216,000.00 |
DisclosureSEC source: 0001209191-17-057181 · doc4.xml · nonDerivative · entry 1 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,604 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:32 UTC |
SUMMERS WILLIAM B JRDirector
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056454 · doc4.xml · nonDerivative · entry 1 SUMMERS WILLIAM B JR · CIK 0001216772 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,056 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:36 UTC |
Livingston RobertDirector
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056472 · doc4.xml · nonDerivative · entry 1 Livingston Robert · CIK 0001302675 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:32 UTC |
Nance Frederick R.Director
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056451 · doc4.xml · nonDerivative · entry 1 Nance Frederick R. · CIK 0001388816 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,071 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:31 UTC |
Morford Craig SDirector
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056448 · doc4.xml · nonDerivative · entry 1 Morford Craig S · CIK 0001434592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,237 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:30 UTC |
Lagacy Julie A.Director
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056447 · doc4.xml · nonDerivative · entry 1 Lagacy Julie A. · CIK 0001712567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,150 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:30 UTC |
GROSS THOMASDirector
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056445 · doc4.xml · nonDerivative · entry 1 GROSS THOMAS · CIK 0001205244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:29 UTC |
FAZZOLARI SALVATORE DDirector
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056444 · doc4.xml · nonDerivative · entry 1 FAZZOLARI SALVATORE D · CIK 0001201346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,248 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:28 UTC |
Deckard Jenniffer D.Director
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056443 · doc4.xml · nonDerivative · entry 1 Deckard Jenniffer D. · CIK 0001621011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,950 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:28 UTC |
Daberko David A.Director
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056442 · doc4.xml · nonDerivative · entry 1 Daberko David A. · CIK 0001181653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,962 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:27 UTC |
CARBONARI BRUCE ADirector
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056441 · doc4.xml · nonDerivative · entry 1 CARBONARI BRUCE A · CIK 0001224021 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,302 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:26 UTC |
Abizaid John P.Director
|
GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056440 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,314 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| July 28, 2017 Filed Jul 31, 2017 20:23 UTC |
Moore Edward W.SVP, GC & CCO
|
SaleCommon Stock, $0.01 par value | 10,568 | $52.04 | $549,905.88 |
DisclosureSEC source: 0001209191-17-046676 · doc4.xml · nonDerivative · entry 4 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,917 F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $51.841 - 52.10. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. F2 · balance_after: Includes an aggregate of 9,883 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 6,534 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 43,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:23 UTC |
Moore Edward W.SVP, GC & CCO
|
Exercise / conversionStock Appreciation Rights · Derivative | 7,500 | $0.00 Strike: $33.80 | $0.00 |
DisclosureSEC source: 0001209191-17-046676 · doc4.xml · derivative · entry 5 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 7,500 shares Expires 2023-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2014 and 2017 and expire 10 years from the date of grant. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:23 UTC |
Moore Edward W.SVP, GC & CCO
|
Tax withholdingCommon Stock, $0.01 par value | 1,196 | $52.08 | $62,287.68 |
DisclosureSEC source: 0001209191-17-046676 · doc4.xml · nonDerivative · entry 3 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,485 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:23 UTC |
Moore Edward W.SVP, GC & CCO
|
Disposition to issuerCommon Stock, $0.01 par value | 4,868 | $52.08 | $253,525.44 |
DisclosureSEC source: 0001209191-17-046676 · doc4.xml · nonDerivative · entry 2 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,681 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 20:23 UTC |
Moore Edward W.SVP, GC & CCO
|
Exercise / conversionCommon Stock, $0.01 par value | 7,500 | $33.80 | $253,500.00 |
DisclosureSEC source: 0001209191-17-046676 · doc4.xml · nonDerivative · entry 1 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 22:00 UTC Amendment |
SULLIVAN FRANK CDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.01 par value | 25,353 | $54.67 | $1,386,048.51 |
DisclosureSEC source: 0001209191-17-046230 · doc4a.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,489 F1 · security: This amendment is being filed solely to correct a typographical error in Footnote 1 of the reporting person's Form 4 filed July 25, 2017, which incorrectly stated that 654,000 shares of Performance Earned Restricted Stock vested on July 21, 2017. The correct number of shares of Performance Earned Restricted Stock that vested on July 21, 2017 was 54,000 shares. F2 · kind: On July 21, 2017, 54,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 25,353 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:36 UTC |
SULLIVAN FRANK CDirector · Chairman and CEO
|
Tax withholdingCommon Stock, $0.01 par value | 25,353 | $54.67 | $1,386,048.51 |
DisclosureSEC source: 0001209191-17-046175 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 988,489 F1 · kind: On July 21, 2017, 654,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 25,353 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 35,985 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 125,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:35 UTC |
SMILEY KEITH RVP-Finance & Controller
|
Tax withholdingCommon Stock, $0.01 par value | 3,417 | $54.67 | $186,807.39 |
DisclosureSEC source: 0001209191-17-046173 · doc4.xml · nonDerivative · entry 1 SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,769 F1 · kind: On July 21, 2017, 7,200 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 3,417 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 7,310 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 12,241 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 13,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:34 UTC |
Slifstein BarryVP Investor Relations
|
Tax withholdingCommon Stock, $0.01 par value | 1,774 | $54.67 | $96,984.58 |
DisclosureSEC source: 0001209191-17-046171 · doc4.xml · nonDerivative · entry 1 Slifstein Barry · CIK 0001447766 · VP Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,245 F1 · kind: On July 21, 2017, 5,400 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,774 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 5,934 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 6,967 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:32 UTC |
RICE RONALD APresident and COO
|
Tax withholdingCommon Stock, $0.01 par value | 12,173 | $54.67 | $665,497.91 |
DisclosureSEC source: 0001209191-17-046169 · doc4.xml · nonDerivative · entry 1 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,604 F1 · kind: On July 21, 2017, 31,500 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 12,173 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 109,466 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:30 UTC |
Moore Edward W.SVP, GC & CCO
|
Tax withholdingCommon Stock, $0.01 par value | 4,368 | $54.67 | $238,798.56 |
DisclosureSEC source: 0001209191-17-046165 · doc4.xml · nonDerivative · entry 1 Moore Edward W. · CIK 0001414203 · SVP, GC & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,049 F1 · kind: On July 21, 2017, 13,500 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 4,368 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 9,883 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 6,534 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 43,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:31 UTC |
Ratajczak Matthew TVP-Global Tax and Treasurer
|
Tax withholdingCommon Stock, $0.01 par value | 1,772 | $54.67 | $96,875.24 |
DisclosureSEC source: 0001209191-17-046167 · doc4.xml · nonDerivative · entry 1 Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,927 F1 · kind: On July 21, 2017, 5,400 shares of Common Stock issued to the reporting person as Peformance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,772 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 19,317 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 11,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:29 UTC |
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
|
Tax withholdingCommon Stock, $0.01 par value | 2,221 | $54.67 | $121,422.07 |
DisclosureSEC source: 0001209191-17-046163 · doc4.xml · nonDerivative · entry 1 Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,274 F1 · kind: On July 21, 2017, 7,200 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,221 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 19,509 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 14,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 21, 2017 Filed Jul 25, 2017 20:28 UTC |
Gordon Russell LVP and CFO
|
Tax withholdingCommon Stock, $0.01 par value | 4,165 | $54.67 | $227,700.55 |
DisclosureSEC source: 0001209191-17-046161 · doc4.xml · nonDerivative · entry 1 Gordon Russell L · CIK 0001546777 · VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,502 F1 · kind: On July 21, 2017, 13,500 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 4,165 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes an aggregate of 32,808 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 23,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:55 UTC |
SULLIVAN FRANK CDirector · Chairman and CEO
|
GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $55.19 | $0.00 |
DisclosureSEC source: 0001209191-17-045720 · doc4.xml · derivative · entry 7 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,000 Underlying: Common Stock · 200,000 shares Expires 2027-07-17 F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 17, 2018. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2010 and 2017 and expire 10 years from the date of grant. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:55 UTC |
SULLIVAN FRANK CDirector · Chairman and CEO
|
GrantCommon Stock, $0.01 par value | 3,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045720 · doc4.xml · nonDerivative · entry 1 SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,842 F1 · kind: The reporting person was granted 3,469 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. F2 · balance_after: Includes an aggregate of 35,985 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 78,141 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 179,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 80,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:54 UTC |
Slifstein BarryVP Investor Relations
|
GrantCommon Stock, $0.01 par value | 954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045718 · doc4.xml · nonDerivative · entry 1 Slifstein Barry · CIK 0001447766 · VP Investor Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,019 F1 · kind: The reporting person was granted 954 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. F2 · balance_after: Includes an aggregate of 5,934 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 6,967 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:52 UTC |
SMILEY KEITH RVP-Finance & Controller
|
GrantCommon Stock, $0.01 par value | 1,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045715 · doc4.xml · nonDerivative · entry 1 SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,186 F1 · kind: The reporting person was granted 1,204 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. F2 · balance_after: Includes an aggregate of 7,310 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 12,241 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 20,200 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:51 UTC |
RICE RONALD APresident and COO
|
GrantStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $55.19 | $0.00 |
DisclosureSEC source: 0001209191-17-045713 · doc4.xml · derivative · entry 3 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 100,000 shares Expires 2027-07-17 F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 17, 2018. F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2011 and 2017 and expire 10 years from the date of grant. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:51 UTC |
RICE RONALD APresident and COO
|
GrantCommon Stock, $0.01 par value | 4,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045713 · doc4.xml · nonDerivative · entry 1 RICE RONALD A · CIK 0001224027 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,777 F1 · kind: The reporting person was granted 4,011 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. F2 · balance_after: Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 109,466 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 87,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity Incentive Plans, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 20:49 UTC |
Ratajczak Matthew TVP-Global Tax and Treasurer
|
GrantCommon Stock, $0.01 par value | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045710 · doc4.xml · nonDerivative · entry 1 Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,699 F1 · kind: The reporting person was granted 1,297 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. F2 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 19,317 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 16,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 5,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.