Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | October 31, 2018 | November 02, 2018 |
| Virtu Financial, Inc.VIRT · Entity 3811 | Director | July 01, 2018 | July 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RPM INTERNATIONAL INC/DE/
Report date October 31, 2018 · Filed November 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 27,917 |
Reported balance
After 2018-10-31 transaction · row 1
1 source rowRow 1 · 2018-10-31 · Tax withholding · Disposed 572 · Balance 27,917 F1: On October 31, 2018, 2,600 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 572 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 31, 2018, 2,600 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 572 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
Virtu Financial, Inc.
Report date July 01, 2018 · Filed July 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 26,063 |
Reported balance
After 2018-07-01 transaction · row 1
1 source rowRow 1 · 2018-07-01 · Exercise / conversion · Acquired 6,965 · Balance 26,063 F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-07-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-01 · Exercise / conversion · Disposed 6,965 · Balance 0 F2: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3: The RSUs vested on July 1, 2018. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,998 |
Reported balance
After 2018-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-07-01 · Grant · Acquired 4,998 · Balance 4,998 F2: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4: The RSUs vest on July 1, 2019. |
| Non-voting common interest units of Virtu Financial LLCSEC Table II · derivative / convertible security | IndirectSee footnote | 7,661 |
Reported balance
Holding disclosure · report date 2018-07-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,661 F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C common stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C common stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan.
F2: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer.
F3: The RSUs vested on July 1, 2018.
F4: The RSUs vest on July 1, 2019.
F5: Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C common stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire.
F6: By Virtu Employee Holdco LLC, a holding vehicle through which employees and directors of the Issuer hold vested and unvested Virtu Financial Units and shares of Class C common stock. The reporting person disclaims beneficial ownership in such Virtu Financial Units and shares held by Virtu Employee Holdco LLC except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 20:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 572 | $61.17 | $34,989.24 |
DisclosureSEC source: 0001209191-18-056920 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,917 F1 · kind: On October 31, 2018, 2,600 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 572 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 20:28 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-054386 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,489 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 4,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009438 · edgar.xml · derivative · entry 3 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,998 Underlying: Class A common stock · 4,998 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2019. F4 · derivative.expiration_date: The RSUs vest on July 1, 2019. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009438 · edgar.xml · derivative · entry 2 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2018. F3 · derivative.expiration_date: The RSUs vested on July 1, 2018. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:40 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 6,965 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009438 · edgar.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan. Read SEC document |
| October 31, 2017 Filed Nov 2, 2017 20:18 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 625 | $53.33 | $33,331.25 |
DisclosureSEC source: 0001209191-17-058832 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,689 F1 · kind: On October 31, 2017, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 625 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 20:26 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-056440 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,314 F1 · kind: Represents a grant of 2,150 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:45 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | GrantRestricted Stock Unit · Derivative | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010084 · edgar.xml · derivative · entry 3 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,965 Underlying: Class A common stock · 6,965 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F4 · derivative.exercise_date: The RSUs vest on July 1, 2018. F4 · derivative.expiration_date: The RSUs vest on July 1, 2018. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:45 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionRestricted Stock Unit · Derivative | 7,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010084 · edgar.xml · derivative · entry 2 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,019 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. F3 · derivative.exercise_date: The RSUs vested on July 1, 2017. F3 · derivative.expiration_date: The RSUs vested on July 1, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:45 UTC | Virtu Financial, Inc. VIRT · Entity 3811 | Exercise / conversionClass A common stock | 7,019 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010084 · edgar.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common stock issued in settlement of vested restricted stock units ("RSUs") granted under the Issuer's Amended and Restated 2015 Management Incentive Plan based on the closing price of the Issuer's Class A common stock on June 30, 2016 of 17.65. Read SEC document |
| October 31, 2016 Filed Nov 1, 2016 20:13 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 625 | $47.54 | $29,712.50 |
DisclosureSEC source: 0001209191-16-147626 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,164 F1 · kind: On October 31, 2016, 2,500 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 625 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. F2 · balance_after: Includes 7,300 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| October 05, 2016 Filed Oct 6, 2016 20:56 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-145249 · doc4.xml · nonDerivative · entry 1 Abizaid John P. · CIK 0001425152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,789 F1 · kind: Represents a grant of 2,200 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. F2 · balance_after: Includes 9,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.