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ROOT

Root, Inc.

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764
SEC CIK
0001788882
Parsed reports
333

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202607
Apr 202602
May 202602
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2022 Filed Jun 9, 2022 21:24 UTC
Ulman DougDirector
GrantClass A Common Stock 115,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,609

F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:10 UTC
Timm Alexander E.Director · Chief Executive Officer · 10% owner
GrantClass A Common Stock 1,108,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027155 · doc4.xml · nonDerivative · entry 2

Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554,970

F2 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on April 1, 2023 and the remainder vest quarterly thereafter.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:10 UTC
Timm Alexander E.Director · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 9,654 $1.91 $18,439.14
Disclosure

SEC source: 0001209191-22-027155 · doc4.xml · nonDerivative · entry 1

Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,382

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:59 UTC
Rosenthal Daniel HDirector · Ch. Rev. and Operating Officer
GrantClass A Common Stock 676,513 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-027142 · doc4.xml · nonDerivative · entry 2

Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,375

F2 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on April 1, 2023 and the remainder vest quarterly thereafter.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:59 UTC
Rosenthal Daniel HDirector · Ch. Rev. and Operating Officer
Tax withholdingClass A Common Stock 8,647 $1.91 $16,515.77
Disclosure

SEC source: 0001209191-22-027142 · doc4.xml · nonDerivative · entry 1

Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,862

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:31 UTC
Bonakdarpour MahtiyarChief Technology Officer
Tax withholdingClass A Common Stock 4,743 $1.91 $9,059.13
Disclosure

SEC source: 0001209191-22-027101 · doc4.xml · nonDerivative · entry 1

Bonakdarpour Mahtiyar · CIK 0001913361 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,793,904

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2022 Filed May 4, 2022 20:28 UTC
Binkley MeganChief Accounting Officer
Tax withholdingClass A Common Stock 503 $1.91 $960.73
Disclosure

SEC source: 0001209191-22-027093 · doc4.xml · nonDerivative · entry 1

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,044

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
April 12, 2022 Filed Jun 9, 2022 21:24 UTC
Ulman DougDirector
GiftClass A Common Stock 172,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 3

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 172,911

F2 · ownership.nature: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.

Read SEC document
April 12, 2022 Filed Jun 9, 2022 21:24 UTC
Ulman DougDirector
GiftClass A Common Stock 172,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402

Read SEC document
April 11, 2022 Filed Apr 13, 2022 16:10 UTC
Bateman Robert H.Chief Financial Officer
GrantClass A Common Stock 653,416 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024272 · doc4.xml · nonDerivative · entry 1

Bateman Robert H. · CIK 0001557065 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,416

F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on the first anniversary of the grant date and the remainder vest quarterly thereafter.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:50 UTC
Binkley MeganChief Accounting Officer
GrantClass A Common Stock 77,629 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023340 · doc4.xml · nonDerivative · entry 1

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,547

F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on the first anniversary of the grant date and the remainder vest quarterly thereafter.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:38 UTC
Bonakdarpour MahtiyarChief Technology Officer
GrantClass A Common Stock 1,562,746 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023333 · doc4.xml · nonDerivative · entry 2

Bonakdarpour Mahtiyar · CIK 0001913361 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,798,647

F2 · shares: Represents the grant of RSUs. One-half of the shares subject to the RSUs vest on the first anniversary of the grant date and the remainder vest quarterly thereafter.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:38 UTC
Bonakdarpour MahtiyarChief Technology Officer
GrantClass A Common Stock 1,059,871 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023333 · doc4.xml · nonDerivative · entry 1

Bonakdarpour Mahtiyar · CIK 0001913361 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235,901

F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-quarter of the shares subject to the RSUs vest on the first anniversary of the grant date and the remainder vest quarterly thereafter.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:27 UTC GrantClass A Common Stock 4,826 $1.71 $8,248.60
Disclosure

SEC source: 0001209191-22-022655 · doc4.xml · nonDerivative · entry 1

Maw Scott Harlan · CIK 0001483625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,173

F1 · shares: Represents the receipt of fully vested restricted stock units.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:28 UTC GrantClass A Common Stock 17,552 $1.71 $29,999.88
Disclosure

SEC source: 0001209191-22-022656 · doc4.xml · nonDerivative · entry 1

Hilsheimer Lawrence A. · CIK 0001414433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,634

F1 · shares: Represents the receipt of fully vested restricted stock units.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:38 UTC
Rosenthal Daniel HDirector · Ch.Rev.Ofc, COO, CFO
PurchaseClass A Common Stock 100,000 $1.52 $151,810.00
Disclosure

SEC source: 0001209191-22-019281 · doc4.xml · nonDerivative · entry 1

Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,509

F1 · price: The shares were purchased at prices ranging from $1.495 to $1.53. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 13:48 UTC PurchaseClass A Common Stock 28,735 $1.75 $50,418.43
Disclosure

SEC source: 0001209191-22-015211 · doc4.xml · nonDerivative · entry 1

Hilsheimer Lawrence A. · CIK 0001414433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,082

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased at prices ranging from $1.745 to $1.76. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:15 UTC GrantClass A Common Stock 22,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015658 · doc4.xml · nonDerivative · entry 1

Birnbaum Beth A · CIK 0001754374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,518

F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:36 UTC
Bonakdarpour MahtiyarChief Technology Officer
GrantClass A Common Stock 1,598,550 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015730 · doc4.xml · nonDerivative · entry 1

Bonakdarpour Mahtiyar · CIK 0001913361 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,176,030

F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on March 1, 2023, and the remainder vest quarterly thereafter.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:47 UTC
Rosenthal Daniel HDirector · Ch.Rev.Ofc, COO, CFO
GrantClass A Common Stock 702,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013287 · doc4.xml · nonDerivative · entry 1

Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,509

F1 · shares: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:03 UTC
Shah HemalChief Product Officer
Tax withholdingClass A Common Stock 27,733 $2.10 $58,239.30
Disclosure

SEC source: 0001209191-22-006849 · doc4.xml · nonDerivative · entry 2

Shah Hemal · CIK 0001869675 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,775

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 17:03 UTC
Shah HemalChief Product Officer
Tax withholdingClass A Common Stock 15,945 $2.10 $33,484.50
Disclosure

SEC source: 0001209191-22-006849 · doc4.xml · nonDerivative · entry 1

Shah Hemal · CIK 0001869675 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908,508

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:35 UTC
Timm Alexander E.Director · Chief Executive Officer · 10% owner
Tax withholdingClass A Common Stock 40,653 $2.10 $85,371.30
Disclosure

SEC source: 0001209191-22-006897 · doc4.xml · nonDerivative · entry 1

Timm Alexander E. · CIK 0001815994 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,036

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:10 UTC
Rosenthal Daniel HDirector · Ch.Rev.Ofc, COO, CFO
Tax withholdingClass A Common Stock 26,433 $2.10 $55,509.30
Disclosure

SEC source: 0001209191-22-006855 · doc4.xml · nonDerivative · entry 1

Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,991

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 22:00 UTC
Binkley MeganChief Accounting Officer
Tax withholdingClass A Common Stock 2,361 $2.10 $4,958.10
Disclosure

SEC source: 0001209191-22-006846 · doc4.xml · nonDerivative · entry 1

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,918

F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
December 08, 2021 Filed Feb 11, 2026 21:01 UTC OtherClass A Common Stock 2,342 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-007250 · wk-form5_1770843705.xml · nonDerivative · entry 3

KRAMER NANCY J · CIK 0001191893 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote.

Disclosed balance after: 10,317

F1 · shares: Acquired in pro-rata distribution from a fund in which the Reporting Person is a limited partner.

F3 · ownership.nature: Shares held by the Nancy J. Kramer Revocable Trust dated October 8, 2014.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:20 UTC
KVAMME MARK10% owner
ConversionClass B Common Stock · Derivative 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066892 · doc4.xml · derivative · entry 3

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,980,779

Underlying: Class A Common Stock · 10,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:20 UTC
KVAMME MARK10% owner
OtherClass A Common Stock 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066892 · doc4.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:20 UTC
KVAMME MARK10% owner
ConversionClass A Common Stock 10,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066892 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 25, 2021 02:16 UTC ConversionClass B Common Stock · Derivative 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066890 · doc4.xml · derivative · entry 4

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,980,779

Underlying: Class A Common Stock · 10,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 25, 2021 02:16 UTC OtherClass A Common Stock 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066890 · doc4.xml · nonDerivative · entry 2

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 25, 2021 02:16 UTC ConversionClass A Common Stock 10,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066890 · doc4.xml · nonDerivative · entry 1

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment
KVAMME MARK10% owner
ConversionClass B Common Stock · Derivative 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000534 · doc4a.xml · derivative · entry 4

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,980,779

Underlying: Class A Common Stock · 10,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment
KVAMME MARK10% owner
OtherClass A Common Stock 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000534 · doc4a.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment
KVAMME MARK10% owner
ConversionClass A Common Stock 10,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000534 · doc4a.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

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November 23, 2021 Filed Jan 4, 2022 18:57 UTC Amendment ConversionClass B Common Stock · Derivative 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000542 · doc4a.xml · derivative · entry 5

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,980,779

Underlying: Class A Common Stock · 10,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

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November 23, 2021 Filed Jan 4, 2022 18:57 UTC Amendment OtherClass A Common Stock 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000542 · doc4a.xml · nonDerivative · entry 2

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

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November 23, 2021 Filed Jan 4, 2022 18:57 UTC Amendment ConversionClass A Common Stock 10,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000542 · doc4a.xml · nonDerivative · entry 1

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

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November 19, 2021 Filed Jan 4, 2022 18:57 UTC Amendment Disposition to issuerClass A Common Stock 15,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000542 · doc4a.xml · nonDerivative · entry 3

Olsen Christopher · CIK 0001828005 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Represents the cancellation of restricted stock units ("RSUs") held by the Reporting Person for no consideration. The shares subject to the RSIs were unvested and therefore automatically forfeited at the time of the Reporting Person's resignation from the Issuer's Board of Directors. The RSUs were formally cancelled by the Issuer on 12/29/2021.

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November 15, 2021 Filed Nov 17, 2021 17:40 UTC
Shah HemalChief Product Officer
GrantClass A Common Stock 457,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065190 · doc4.xml · nonDerivative · entry 2

Shah Hemal · CIK 0001869675 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,453

F3 · shares: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023.

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November 15, 2021 Filed Nov 17, 2021 17:40 UTC
Shah HemalChief Product Officer
SaleClass A Common Stock 41,666 $5.12 $213,329.92
Disclosure

SEC source: 0001209191-21-065190 · doc4.xml · nonDerivative · entry 1

Shah Hemal · CIK 0001869675 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,887

F1 · shares: The shares were sold pursuant to a 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.985 to $5.435, inclusive. The reporting person will provide upon request to the SEC, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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November 15, 2021 Filed Nov 17, 2021 21:41 UTC
Binkley MeganChief Accounting Officer
GrantClass A Common Stock 36,289 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065118 · doc4.xml · nonDerivative · entry 1

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,279

F1 · shares: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023.

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August 17, 2021 Filed Feb 3, 2022 22:10 UTC
Rosenthal Daniel HDirector · Ch.Rev.Ofc, COO, CFO
GiftClass B Common Stock · Derivative 340,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006855 · doc4.xml · derivative · entry 3

Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 340,247

Underlying: Class A Common Stock · 340,247 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Shares held by the 2020 Courtney A. Granville Family Trust, for which the Reporting Person and a sibling are co-trustees.

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August 17, 2021 Filed Feb 3, 2022 22:10 UTC
Rosenthal Daniel HDirector · Ch.Rev.Ofc, COO, CFO
GiftClass B Common Stock · Derivative 340,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006855 · doc4.xml · derivative · entry 2

Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Class A Common Stock · 340,247 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 16, 2021 Filed Aug 18, 2021 14:31 UTC
Binkley MeganChief Accounting Officer
ConversionClass B Common Stock · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052141 · doc4.xml · derivative · entry 4

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On August 16, 2021, the Reporting Person exercised stock options regarding 2,500 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting Person received 2,500 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 16, 2021 Filed Aug 18, 2021 14:31 UTC
Binkley MeganChief Accounting Officer
Exercise / conversionClass B Common Stock · Derivative 2,500 $2.40 $6,000.00
Disclosure

SEC source: 0001209191-21-052141 · doc4.xml · derivative · entry 3

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On August 16, 2021, the Reporting Person exercised stock options regarding 2,500 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting Person received 2,500 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 16, 2021 Filed Aug 18, 2021 14:31 UTC
Binkley MeganChief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001209191-21-052141 · doc4.xml · derivative · entry 2

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class B Common Stock · 2,500 shares

Expires 2029-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On August 16, 2021, the Reporting Person exercised stock options regarding 2,500 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting Person received 2,500 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F3 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on April 18, 2020, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service through each such vesting date.

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August 16, 2021 Filed Aug 18, 2021 14:31 UTC
Binkley MeganChief Accounting Officer
ConversionClass A Common Stock 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-052141 · doc4.xml · nonDerivative · entry 1

Binkley Megan · CIK 0001828747 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On August 16, 2021, the Reporting Person exercised stock options regarding 2,500 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting Person received 2,500 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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July 02, 2021 Filed Feb 11, 2026 21:01 UTC OtherClass A Common Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-007250 · wk-form5_1770843705.xml · nonDerivative · entry 2

KRAMER NANCY J · CIK 0001191893 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote.

Disclosed balance after: 7,975

F1 · shares: Acquired in pro-rata distribution from a fund in which the Reporting Person is a limited partner.

F3 · ownership.nature: Shares held by the Nancy J. Kramer Revocable Trust dated October 8, 2014.

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July 01, 2021 Filed Jul 1, 2021 18:39 UTC
Kundu AnirbanChief Technology Officer
GrantClass A Common Stock 773,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044568 · doc4.xml · nonDerivative · entry 2

Kundu Anirban · CIK 0001869700 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321,913

F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-quarter of the shares subject to the RSUs vest on the first anniversary of the grant date and the remainder vest quarterly thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.