Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Root, Inc.
Report date May 21, 2025 · Filed May 24, 2025
Section 16 reporting ended · disclosed 2025-05-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,443,376 |
Reported balance
After 2025-05-21 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2025-05-21 · Conversion · Acquired 1,443,376 · Balance 1,443,376 F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2025-05-21 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2025-05-21 · Other · Disposed 1,443,376 · Balance 0 F3: Represents a pro-rata, in-kind distribution by DC I Investment to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 1,103,520 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I") and 339,856 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC ("GP I"), on a pro rata basis. F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 339,856 |
Reported balance
After 2025-05-21 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2025-05-21 · Other · Acquired 339,856 · Balance 339,856 F4: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration. F5: The shares are held of record by GP I. The Reporting Person is the managing member of GP I and has voting and dispositive power with respect to the shares held of record by GP I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,869 |
Reported balance
After 2025-05-21 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2025-05-21 · Other · Acquired 6,869 · Balance 6,869 F4: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration. F6: The shares are held of record by Dwight H. Hibbard Family Trust f/b/o Christoper Olsen - Exempt (the "Trust"). The Reporting Person is the Trustee of the Trust and has sole voting and dispositive power with respect to the shares held of record by the Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,288 |
Reported balance
Holding disclosure · report date 2025-05-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 6,288 F7: The shares are held of record by Purple Dot LLC ("Purple Dot"). The Reporting Person is the Managing Member of Purple Dot and has sole voting and dispositive power with respect to the shares held of record by Purple Dot. On February 26, 2024, Purple Dot obtained 12,576 shares pursuant to a pro-rata, in-kind distribution by GP I, and on March 6, 2024, Purple Dot transferred 6,288 shares to the Reporting Person's ex-spouse pursuant to a domestic relations order. These two prior transactions were exempt from reporting under Section 16 and therefore were not included in previous Form 4 filings. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 112,469 |
Reported balance
Holding disclosure · report date 2025-05-21 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 112,469 F8: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. The Reporting Person is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 54,382 |
Reported balance
Holding disclosure · report date 2025-05-21 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 54,382 F9: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Overdrive GP I is the General Partner of Overdrive TE I. The Reporting Person is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,593 |
Reported balance
Holding disclosure · report date 2025-05-21 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,593 F10: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Overdrive GP I is the General Partner of Overdrive Ignition I. The Reporting Person is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2025-05-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-05-21 · Conversion · Disposed 1,443,376 · Balance 0 F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.
F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.
F3: Represents a pro-rata, in-kind distribution by DC I Investment to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 1,103,520 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I") and 339,856 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC ("GP I"), on a pro rata basis.
F4: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration.
F5: The shares are held of record by GP I. The Reporting Person is the managing member of GP I and has voting and dispositive power with respect to the shares held of record by GP I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6: The shares are held of record by Dwight H. Hibbard Family Trust f/b/o Christoper Olsen - Exempt (the "Trust"). The Reporting Person is the Trustee of the Trust and has sole voting and dispositive power with respect to the shares held of record by the Trust.
F7: The shares are held of record by Purple Dot LLC ("Purple Dot"). The Reporting Person is the Managing Member of Purple Dot and has sole voting and dispositive power with respect to the shares held of record by Purple Dot. On February 26, 2024, Purple Dot obtained 12,576 shares pursuant to a pro-rata, in-kind distribution by GP I, and on March 6, 2024, Purple Dot transferred 6,288 shares to the Reporting Person's ex-spouse pursuant to a domestic relations order. These two prior transactions were exempt from reporting under Section 16 and therefore were not included in previous Form 4 filings.
F8: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. The Reporting Person is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
F9: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Overdrive GP I is the General Partner of Overdrive TE I. The Reporting Person is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
F10: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Overdrive GP I is the General Partner of Overdrive Ignition I. The Reporting Person is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and the Reporting Person disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
F11: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2025 Filed May 24, 2025 00:52 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 1,443,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-052560 · tm2516126-2_4seq1.xml · derivative · entry 9 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,443,376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| May 21, 2025 Filed May 24, 2025 00:52 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 6,869 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-052560 · tm2516126-2_4seq1.xml · nonDerivative · entry 4 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,869 F4 · kind: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration. F6 · ownership.nature: The shares are held of record by Dwight H. Hibbard Family Trust f/b/o Christoper Olsen - Exempt (the "Trust"). The Reporting Person is the Trustee of the Trust and has sole voting and dispositive power with respect to the shares held of record by the Trust. Read SEC document |
| May 21, 2025 Filed May 24, 2025 00:52 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 339,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-052560 · tm2516126-2_4seq1.xml · nonDerivative · entry 3 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 339,856 F4 · kind: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration. F5 · ownership.nature: The shares are held of record by GP I. The Reporting Person is the managing member of GP I and has voting and dispositive power with respect to the shares held of record by GP I. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2025 Filed May 24, 2025 00:52 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 1,443,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-052560 · tm2516126-2_4seq1.xml · nonDerivative · entry 2 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 1,103,520 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I") and 339,856 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC ("GP I"), on a pro rata basis. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| May 21, 2025 Filed May 24, 2025 00:52 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 1,443,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-052560 · tm2516126-2_4seq1.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,443,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). The Reporting Person is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:54 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048603 · doc4.xml · derivative · entry 7 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. F5 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:54 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 54,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048603 · doc4.xml · derivative · entry 6 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 54,382 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. F4 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:54 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 112,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-048603 · doc4.xml · derivative · entry 5 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 112,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. F3 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:54 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 1,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048603 · doc4.xml · nonDerivative · entry 3 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. F5 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:54 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 54,382 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048603 · doc4.xml · nonDerivative · entry 2 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 54,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. F4 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 23:54 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 112,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-048603 · doc4.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 112,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. F3 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 02:16 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066890 · doc4.xml · derivative · entry 4 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,980,779 Underlying: Class A Common Stock · 10,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 02:16 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066890 · doc4.xml · nonDerivative · entry 2 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Nov 25, 2021 02:16 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 10,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066890 · doc4.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Jan 4, 2022 18:57 UTC Amendment | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000542 · doc4a.xml · derivative · entry 5 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,980,779 Underlying: Class A Common Stock · 10,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Jan 4, 2022 18:57 UTC Amendment | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000542 · doc4a.xml · nonDerivative · entry 2 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Jan 4, 2022 18:57 UTC Amendment | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 10,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-000542 · doc4a.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 19, 2021 Filed Jan 4, 2022 18:57 UTC Amendment | Root, Inc. ROOT · Entity 764 | Disposition to issuerClass A Common Stock | 15,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000542 · doc4a.xml · nonDerivative · entry 3 Olsen Christopher · CIK 0001828005 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: Represents the cancellation of restricted stock units ("RSUs") held by the Reporting Person for no consideration. The shares subject to the RSIs were unvested and therefore automatically forfeited at the time of the Reporting Person's resignation from the Issuer's Board of Directors. The RSUs were formally cancelled by the Issuer on 12/29/2021. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 01:53 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 452,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040474 · doc4.xml · nonDerivative · entry 3 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 452,721 F3 · kind: These shares were received as part of a pro-rata, in-kind distribution by DC I Investment LLC to its indirect equity holders, without additional consideration. F4 · ownership.nature: The shares are held of record by Drive Capital I (GP), LLC ("GP I"). Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of GP I and share voting and dispositive power with respect to the shares held of record by GP I. Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| June 10, 2021 Filed Jun 15, 2021 01:53 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 5,117,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040474 · doc4.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 4,665,120 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis, and 452,721 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 17:18 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 15,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039125 · doc4.xml · nonDerivative · entry 2 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,290 F3 · price: Represents the grant of restricted stock units ("RSUs") to the Reporting Person for no consideration. The shares subject to the RSUs vest on the date of the Issuer's 2022 annual meeting. Read SEC document |
| May 17, 2021 Filed Jun 9, 2021 17:18 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 5,117,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039125 · doc4.xml · derivative · entry 3 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 46,060,569 Underlying: Class A Common Stock · 5,117,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| May 17, 2021 Filed Jun 9, 2021 17:18 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 5,117,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-039125 · doc4.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,117,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 28,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 19 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,683 Underlying: Class A Common Stock · 28,683 shares Expires not disclosed F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F15 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · ownership.nature: Shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 978,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 18 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 978,891 Underlying: Class A Common Stock · 978,891 shares Expires not disclosed F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F15 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · ownership.nature: Shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 2,024,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 17 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,024,456 Underlying: Class A Common Stock · 2,024,456 shares Expires not disclosed F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F15 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · ownership.nature: Shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 51,178,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 16 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,178,410 Underlying: Class A Common Stock · 51,178,410 shares Expires not disclosed F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F15 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F15 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: Shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 28,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 15 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 28,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F14 · ownership.nature: The shares were held of record by Overdrive Ignition I. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 978,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 14 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 978,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F13 · ownership.nature: The shares were held of record by Overdrive TE I. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 2,024,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 13 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,024,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F12 · ownership.nature: The shares were held of record by Overdrive Fund I. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries B Preferred Stock · Derivative | 12,178,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 12 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 12,178,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F11 · ownership.nature: The shares were held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries A-3 Preferred Stock · Derivative | 10,447,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 11 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,447,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_price: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F11 · ownership.nature: The shares were held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries A-2 Preferred Stock · Derivative | 13,602,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 10 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 13,602,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_price: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F11 · ownership.nature: The shares were held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries A-1 Preferred Stock · Derivative | 14,949,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · derivative · entry 9 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 14,949,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_price: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F11 · ownership.nature: The shares were held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 28,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 8 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F14 · ownership.nature: The shares were held of record by Overdrive Ignition I. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 978,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 7 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F13 · ownership.nature: The shares were held of record by Overdrive TE I. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 2,024,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 6 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F12 · ownership.nature: The shares were held of record by Overdrive Fund I. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 51,178,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 5 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F11 · ownership.nature: The shares were held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 28,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 4 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: Shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 978,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 3 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 978,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: Shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 2,024,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 2 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,024,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: Shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:23 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 51,178,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056801 · doc4.xml · nonDerivative · entry 1 Olsen Christopher · CIK 0001828005 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 51,178,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · price: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · price: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: Shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.