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DRIVE CAPITAL OVERDRIVE FUND I, L.P.

Disclosed activity across 1 company

Tapewire entity
79327
SEC CIK
0001773446

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2025-05-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,443,376 Reported balance After 2025-05-21 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2025-05-21 · Conversion · Acquired 1,443,376 · Balance 1,443,376

F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2025-05-21 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2025-05-21 · Other · Disposed 1,443,376 · Balance 0

F3: Represents a pro-rata, in-kind distribution by DC I Investment to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 1,103,520 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I") and 339,856 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC ("GP I"), on a pro rata basis.

F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote339,856 Reported balance After 2025-05-21 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2025-05-21 · Other · Acquired 339,856 · Balance 339,856

F4: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration.

F5: The shares are held of record by GP I. Olsen is the managing member of GP I and has voting and dispositive power with respect to the shares held of record by GP I. Olsen disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote112,469 Reported balance Holding disclosure · report date 2025-05-21 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 112,469

F6: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Olsen is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote54,382 Reported balance Holding disclosure · report date 2025-05-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 54,382

F7: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Overdrive GP I is the General Partner of Overdrive TE I. Olsen is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote1,593 Reported balance Holding disclosure · report date 2025-05-21 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,593

F8: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Overdrive GP I is the General Partner of Overdrive Ignition I. Olsen is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2025-05-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-05-21 · Conversion · Disposed 1,443,376 · Balance 0

F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

F3: Represents a pro-rata, in-kind distribution by DC I Investment to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 1,103,520 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I") and 339,856 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC ("GP I"), on a pro rata basis.

F4: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration.

F5: The shares are held of record by GP I. Olsen is the managing member of GP I and has voting and dispositive power with respect to the shares held of record by GP I. Olsen disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F6: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Olsen is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

F7: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Overdrive GP I is the General Partner of Overdrive TE I. Olsen is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

F8: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Overdrive GP I is the General Partner of Overdrive Ignition I. Olsen is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

F9: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2025 Filed May 23, 2025 20:50 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 1,443,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-052558 · tm2516126-1_4seq1.xml · derivative · entry 7

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,443,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:50 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 339,856 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-052558 · tm2516126-1_4seq1.xml · nonDerivative · entry 3

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 339,856

F4 · kind: The shares were obtained pursuant to a pro-rata distribution from DC I Investment, for no consideration.

F5 · ownership.nature: The shares are held of record by GP I. Olsen is the managing member of GP I and has voting and dispositive power with respect to the shares held of record by GP I. Olsen disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:50 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 1,443,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-052558 · tm2516126-1_4seq1.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 1,103,520 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I") and 339,856 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC ("GP I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
May 21, 2025 Filed May 23, 2025 20:50 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 1,443,376 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-052558 · tm2516126-1_4seq1.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,443,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen ("Olsen") is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:56 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 1,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048604 · doc4.xml · derivative · entry 7

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,593 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

F5 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:56 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 54,382 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048604 · doc4.xml · derivative · entry 6

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 54,382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

F4 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:56 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 112,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048604 · doc4.xml · derivative · entry 5

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 112,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

F3 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:56 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-048604 · doc4.xml · nonDerivative · entry 3

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

F5 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:56 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 54,382 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-048604 · doc4.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 54,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

F4 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 19:56 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 112,469 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-048604 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 112,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

F3 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") is the managing member of Overdrive GP I and has voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I and Olsen disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:20 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066892 · doc4.xml · derivative · entry 3

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,980,779

Underlying: Class A Common Stock · 10,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:20 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066892 · doc4.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:20 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 10,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066892 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000534 · doc4a.xml · derivative · entry 4

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 25,980,779

Underlying: Class A Common Stock · 10,100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 10,100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000534 · doc4a.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 10,100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-000534 · doc4a.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 10,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:17 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 9,979,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041205 · doc4.xml · derivative · entry 3

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 36,080,779

Underlying: Class A Common Stock · 9,979,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:17 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 9,979,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041205 · doc4.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 9,979,790 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:17 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 9,979,790 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041205 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,979,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:51 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 452,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040473 · doc4.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 452,721

F3 · kind: These shares were received as part of a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration.

F4 · ownership.nature: The shares are held of record by Drive Capital I (GP), LLC ("GP I"). Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of GP I and share voting and dispositive power with respect to the shares held of record by GP I. Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 21:51 UTC Root, Inc. ROOT · Entity 764 OtherClass A Common Stock 5,117,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040473 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 4,665,120 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis, and 452,721 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
May 17, 2021 Filed Jun 9, 2021 13:15 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 5,117,841 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039122 · doc4.xml · derivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 46,060,569

Underlying: Class A Common Stock · 5,117,841 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
May 17, 2021 Filed Jun 9, 2021 13:15 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 5,117,841 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-039122 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,117,841

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.

F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherClass B Common Stock · Derivative 28,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 19

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,683

Underlying: Class A Common Stock · 28,683 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherClass B Common Stock · Derivative 978,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 18

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 978,891

Underlying: Class A Common Stock · 978,891 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherClass B Common Stock · Derivative 2,024,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 17

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,024,456

Underlying: Class A Common Stock · 2,024,456 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherClass B Common Stock · Derivative 51,178,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 16

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 51,178,410

Underlying: Class A Common Stock · 51,178,410 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries E Preferred Stock · Derivative 28,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 15

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 28,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries E Preferred Stock · Derivative 978,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 14

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 978,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries E Preferred Stock · Derivative 2,024,456 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 13

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,024,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries B Preferred Stock · Derivative 12,178,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 12

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 12,178,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F4 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F4 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries A-3 Preferred Stock · Derivative 10,447,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 11

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 10,447,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · derivative.exercise_date: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · derivative.expiration_date: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries A-2 Preferred Stock · Derivative 13,602,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 10

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 13,602,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

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October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionSeries A-1 Preferred Stock · Derivative 14,949,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 9

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 14,949,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherCommon Stock 28,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 8

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherCommon Stock 978,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 7

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherCommon Stock 2,024,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 6

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 OtherCommon Stock 51,178,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 5

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionCommon Stock 28,683 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 4

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionCommon Stock 978,891 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 3

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 978,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionCommon Stock 2,024,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 2

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,024,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.

Read SEC document
October 30, 2020 Filed Nov 3, 2020 20:14 UTC Root, Inc. ROOT · Entity 764 ConversionCommon Stock 51,178,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 1

DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner

DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner

Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner

Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner

DC I Investment LLC · CIK 0001830765 · 10% owner

KVAMME MARK · CIK 0001201327 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 51,178,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F2 · price: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F3 · price: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F4 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date.

F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.