Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Root, Inc.ROOT · Entity 764 | 10% owner | November 23, 2021 | January 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Root, Inc.
Report date November 23, 2021 · Filed January 04, 2022 · Amendment
Jointly reported with DRIVE CAPITAL OVERDRIVE FUND I, L.P., DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P., Drive Capital Overdrive Fund I (GP), LLC, DC I Investment LLC, Drive Capital I (GP) LLC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 10,100,000 |
Reported balance
After 2021-11-23 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-11-23 · Conversion · Acquired 10,100,000 · Balance 10,100,000 F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2021-11-23 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-11-23 · Other · Disposed 10,100,000 · Balance 0 F3: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis. F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 452,721 |
Reported balance
Holding disclosure · report date 2021-11-23 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 452,721 F4: The shares are held of record by Drive Capital I (GP), LLC ("GP I"). Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of GP I and share voting and dispositive power with respect to the shares held of record by GP I. Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 25,980,779 |
Reported balance
After 2021-11-23 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2021-11-23 · Conversion · Disposed 10,100,000 · Balance 25,980,779 F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 2,024,456 |
Reported balance
Holding disclosure · report date 2021-11-23 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 2,024,456 F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 978,891 |
Reported balance
Holding disclosure · report date 2021-11-23 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 978,891 F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 28,683 |
Reported balance
Holding disclosure · report date 2021-11-23 · row 7
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 7 · Balance 28,683 F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration.
F2: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment.
F3: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis.
F4: The shares are held of record by Drive Capital I (GP), LLC ("GP I"). Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of GP I and share voting and dispositive power with respect to the shares held of record by GP I. Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
F5: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F6: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
F7: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
F8: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 23, 2021 Filed Nov 24, 2021 21:20 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066892 · doc4.xml · derivative · entry 3 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,980,779 Underlying: Class A Common Stock · 10,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 21:20 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-066892 · doc4.xml · nonDerivative · entry 2 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 21:20 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 10,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-066892 · doc4.xml · nonDerivative · entry 1 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000534 · doc4a.xml · derivative · entry 4 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 25,980,779 Underlying: Class A Common Stock · 10,100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 10,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000534 · doc4a.xml · nonDerivative · entry 2 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 10,100,000 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| November 23, 2021 Filed Jan 4, 2022 13:50 UTC Amendment | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 10,100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-000534 · doc4a.xml · nonDerivative · entry 1 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 21:17 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 9,979,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041205 · doc4.xml · derivative · entry 3 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,080,779 Underlying: Class A Common Stock · 9,979,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 21:17 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 9,979,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-041205 · doc4.xml · nonDerivative · entry 2 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 9,979,790 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 21:17 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 9,979,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041205 · doc4.xml · nonDerivative · entry 1 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Drive Capital I (GP) LLC · CIK 0001867317 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,979,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:51 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 452,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040473 · doc4.xml · nonDerivative · entry 2 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 452,721 F3 · kind: These shares were received as part of a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. F4 · ownership.nature: The shares are held of record by Drive Capital I (GP), LLC ("GP I"). Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of GP I and share voting and dispositive power with respect to the shares held of record by GP I. Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 21:51 UTC | Root, Inc. ROOT · Entity 764 | OtherClass A Common Stock | 5,117,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040473 · doc4.xml · nonDerivative · entry 1 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Represents a pro-rata, in-kind distribution by DC I Investment LLC ("DC I Investment") to its indirect equity holders, without additional consideration. DC I Investment distributed an aggregate of 4,665,120 shares to the limited partners of its two members, Drive Capital Fund I, L.P. ("Fund I") and Drive Capital Ignition Fund I, L.P. ("Ignition Fund I"), on a pro rata basis, and 452,721 shares to the general partner of Fund I and Ignition Fund I, Drive Capital I (GP), LLC. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| May 17, 2021 Filed Jun 9, 2021 13:15 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 5,117,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039122 · doc4.xml · derivative · entry 2 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 46,060,569 Underlying: Class A Common Stock · 5,117,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| May 17, 2021 Filed Jun 9, 2021 13:15 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 5,117,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-039122 · doc4.xml · nonDerivative · entry 1 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 5,117,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These shares were converted from Class B Common Stock into Class A Common Stock on a one-for-one basis for no consideration. F2 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 28,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 19 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,683 Underlying: Class A Common Stock · 28,683 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 978,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 18 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 978,891 Underlying: Class A Common Stock · 978,891 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 2,024,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 17 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,024,456 Underlying: Class A Common Stock · 2,024,456 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 51,178,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 16 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 51,178,410 Underlying: Class A Common Stock · 51,178,410 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 28,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 15 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 28,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 978,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 14 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 978,891 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries E Preferred Stock · Derivative | 2,024,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 13 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 2,024,456 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.exercise_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F6 · derivative.expiration_date: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries B Preferred Stock · Derivative | 12,178,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 12 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 12,178,320 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · derivative.exercise_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · derivative.expiration_date: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries A-3 Preferred Stock · Derivative | 10,447,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 11 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 10,447,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.exercise_date: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · derivative.expiration_date: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries A-2 Preferred Stock · Derivative | 13,602,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 10 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 13,602,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionSeries A-1 Preferred Stock · Derivative | 14,949,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · derivative · entry 9 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 14,949,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 28,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 8 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 978,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 7 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 2,024,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 6 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 51,178,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 5 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F10 · security: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F10 · price: Immediately prior to the completion of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 28,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 4 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 28,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares are held of record by Drive Capital Overdrive Ignition Fund I, L.P. ("Overdrive Ignition I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive Ignition I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive Ignition I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 978,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 3 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 978,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I (TE), L.P. ("Overdrive TE I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive TE I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive TE I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 2,024,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 2 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,024,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series E Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F7 · ownership.nature: The shares are held of record by Drive Capital Overdrive Fund I, L.P. ("Overdrive I"). Drive Capital Overdrive Fund I (GP), LLC ("Overdrive GP I") is the General Partner of Overdrive I. Christopher Olsen ("Olsen") and Mark Kvamme ("Kvamme") are the managing members of Overdrive GP I and share voting and dispositive power with respect to the shares held of record by Overdrive I. Overdrive GP I, Olsen and Kvamme disclaim beneficial ownership of such shares except to the extent of their pecuniary interests therein. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 20:14 UTC | Root, Inc. ROOT · Entity 764 | ConversionCommon Stock | 51,178,410 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056799 · doc4.xml · nonDerivative · entry 1 DRIVE CAPITAL OVERDRIVE FUND I, L.P. · CIK 0001773446 · 10% owner DRIVE CAPITAL OVERDRIVE FUND I (TE), L.P. · CIK 0001773441 · 10% owner Drive Capital Overdrive Ignition Fund I, L.P. · CIK 0001799650 · 10% owner Drive Capital Overdrive Fund I (GP), LLC · CIK 0001830378 · 10% owner DC I Investment LLC · CIK 0001830765 · 10% owner KVAMME MARK · CIK 0001201327 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 51,178,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series A-1 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F2 · price: The Series A-2 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F3 · price: The Series A-3 Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F4 · price: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's initial public offering and had no expiration date. F5 · ownership.nature: The shares are held of record by DC I Investment LLC ("DC I Investment"). Christopher Olsen is the Managing Director of DC I Investment and has sole voting and dispositive power with respect to the shares held of record by DC I Investment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.