Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Root, Inc.ROOT · Entity 764 | Director | June 03, 2026 | June 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Root, Inc.
Report date June 03, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,983 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 2,864 · Balance 3,983 F1: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,606 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,606 F2: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 33,824 |
Reported balance
Holding disclosure · report date 2026-06-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 33,824 F3: Reflects change in form of beneficial ownership of 25,928 shares previously reported in prior reports as directly-held shares. F4: Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.
F2: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.
F3: Reflects change in form of beneficial ownership of 25,928 shares previously reported in prior reports as directly-held shares.
F4: Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 4, 2026 21:26 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 2,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001827699-26-000001 · wk-form4_1780608414.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,983 F1 · shares: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:22 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 33,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · derivative · entry 8 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:22 UTC | Root, Inc. ROOT · Entity 764 | Exercise / conversionClass B Common Stock · Derivative | 33,352 | $0.65 | $21,612.10 |
DisclosureSEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · derivative · entry 7 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,352 Underlying: Class A Common Stock · 33,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:22 UTC | Root, Inc. ROOT · Entity 764 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,352 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · derivative · entry 6 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 33,352 shares Expires 2027-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:22 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 13,152 | $45.11 | $593,299.87 |
DisclosureSEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · nonDerivative · entry 3 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,047 F4 · price: The shares were sold at prices ranging from $45.01 to $45.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:22 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 473 | $45.77 | $21,649.21 |
DisclosureSEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · nonDerivative · entry 2 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,199 F3 · shares: Represents shares withheld by the Issuer to satisfy the exercise price related obligations in connection with the exercise of the options reported herein. Read SEC document |
| March 09, 2026 Filed Mar 11, 2026 20:22 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 33,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:03 UTC | Root, Inc. ROOT · Entity 764 | GiftClass A Common Stock | 2,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-054751 · wk-form4_1764709424.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 7,896 F1 · shares: Represents a contribution to a donor-advised fund. F2 · ownership.nature: Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:59 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 1,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-030047 · wk-form4_1749243540.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,320 F1 · shares: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:10 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · derivative · entry 7 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:10 UTC | Root, Inc. ROOT · Entity 764 | Exercise / conversionClass B Common Stock · Derivative | 2,000 | $0.65 | $1,296.00 |
DisclosureSEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · derivative · entry 6 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,000 Underlying: Class A Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:10 UTC | Root, Inc. ROOT · Entity 764 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · derivative · entry 5 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,352 Underlying: Class B Common Stock · 2,000 shares Expires 2027-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:10 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 2,000 | $175.00 | $350,000.00 |
DisclosureSEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · nonDerivative · entry 2 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,201 F3 · shares: The shares were sold pursuant to a 10b5-1 trading plan. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:10 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:15 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · derivative · entry 7 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:15 UTC | Root, Inc. ROOT · Entity 764 | Exercise / conversionClass B Common Stock · Derivative | 4,000 | $0.65 | $2,592.00 |
DisclosureSEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · derivative · entry 6 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,000 Underlying: Class A Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · kind: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:15 UTC | Root, Inc. ROOT · Entity 764 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · derivative · entry 5 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,352 Underlying: Class B Common Stock · 4,000 shares Expires 2027-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:15 UTC | Root, Inc. ROOT · Entity 764 | SaleClass A Common Stock | 4,000 | $138.53 | $554,120.00 |
DisclosureSEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · nonDerivative · entry 2 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,201 F3 · shares: The shares were sold pursuant to a 10b5-1 trading plan. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:15 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:10 UTC | Root, Inc. ROOT · Entity 764 | GiftClass A Common Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-051382 · wk-form4_1734383408.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,201 F1 · shares: Represents a contribution to a donor-advised fund. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:23 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 2,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-027281 · wk-form4_1717791779.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,852 F1 · shares: Represents the grant of restricted stock units that vest on the date of the Issuer's 2025 Annual Meeting of Stockholders. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:05 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 7,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046523 · doc4.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,547 F1 · shares: Represents the grant of restricted stock units ("RSUs"). Half of the shares subject to the RSUs vest on date of the Company's 2024 Annual Meeting of Stockholders, and the other half vest on date of the Company's 2025 Annual Meeting of Stockholders. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:24 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 115,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 2 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,609 F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances. Read SEC document |
| April 12, 2022 Filed Jun 9, 2022 21:24 UTC | Root, Inc. ROOT · Entity 764 | GiftClass A Common Stock | 172,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 3 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 172,911 F2 · ownership.nature: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee. Read SEC document |
| April 12, 2022 Filed Jun 9, 2022 21:24 UTC | Root, Inc. ROOT · Entity 764 | GiftClass A Common Stock | 172,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,402 Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 22:48 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 9,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-044577 · doc4.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,313 F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 21:22 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass B Common Stock · Derivative | 172,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-040999 · doc4.xml · derivative · entry 2 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 172,911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 21:22 UTC | Root, Inc. ROOT · Entity 764 | ConversionClass A Common Stock | 172,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-040999 · doc4.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:24 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 15,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039569 · doc4.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,290 F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:11 UTC | Root, Inc. ROOT · Entity 764 | OtherStock Option (Right to Buy) · Derivative | 708,340 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001209191-20-056796 · doc4.xml · derivative · entry 4 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 708,340 Underlying: Class B Common Stock · 708,340 shares Expires 2027-01-17 F3 · derivative.exercise_date: Fully vested. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:11 UTC | Root, Inc. ROOT · Entity 764 | OtherStock Option (Right to Buy) · Derivative | 708,340 | $0.00 Strike: $0.04 | $0.00 |
DisclosureSEC source: 0001209191-20-056796 · doc4.xml · derivative · entry 3 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 708,340 shares Expires 2027-01-17 F3 · derivative.exercise_date: Fully vested. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:11 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 172,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056796 · doc4.xml · derivative · entry 2 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,911 Underlying: Class A Common Stock · 172,911 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:11 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 172,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056796 · doc4.xml · nonDerivative · entry 1 Ulman Doug · CIK 0001827699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.