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Ulman Doug

Disclosed activity across 1 company

Tapewire entity
41208
SEC CIK
0001827699

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Root, Inc.ROOT · Entity 764DirectorJune 03, 2026June 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Root, Inc.

Report date June 03, 2026 · Filed June 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect3,983 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 2,864 · Balance 3,983

F1: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote9,606 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,606

F2: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote33,824 Reported balance Holding disclosure · report date 2026-06-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 33,824

F3: Reflects change in form of beneficial ownership of 25,928 shares previously reported in prior reports as directly-held shares.

F4: Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

F2: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.

F3: Reflects change in form of beneficial ownership of 25,928 shares previously reported in prior reports as directly-held shares.

F4: Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 4, 2026 21:26 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 2,864 $0.00 $0.00
Disclosure

SEC source: 0001827699-26-000001 · wk-form4_1780608414.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,983

F1 · shares: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:22 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 33,352 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · derivative · entry 8

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:22 UTC Root, Inc. ROOT · Entity 764 Exercise / conversionClass B Common Stock · Derivative 33,352 $0.65 $21,612.10
Disclosure

SEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · derivative · entry 7

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,352

Underlying: Class A Common Stock · 33,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:22 UTC Root, Inc. ROOT · Entity 764 Exercise / conversionStock Option (Right to Buy) · Derivative 33,352 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · derivative · entry 6

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 33,352 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F7 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:22 UTC Root, Inc. ROOT · Entity 764 SaleClass A Common Stock 13,152 $45.11 $593,299.87
Disclosure

SEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · nonDerivative · entry 3

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,047

F4 · price: The shares were sold at prices ranging from $45.01 to $45.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:22 UTC Root, Inc. ROOT · Entity 764 Tax withholdingClass A Common Stock 473 $45.77 $21,649.21
Disclosure

SEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · nonDerivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,199

F3 · shares: Represents shares withheld by the Issuer to satisfy the exercise price related obligations in connection with the exercise of the options reported herein.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:22 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 33,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-016839 · wk-form4_1773260534.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: On March 9, 2026, the Reporting Person exercised stock options regarding 33,352 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 33,352 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:03 UTC Root, Inc. ROOT · Entity 764 GiftClass A Common Stock 2,505 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-054751 · wk-form4_1764709424.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 7,896

F1 · shares: Represents a contribution to a donor-advised fund.

F2 · ownership.nature: Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:59 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 1,119 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-030047 · wk-form4_1749243540.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,320

F1 · shares: Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:10 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · derivative · entry 7

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:10 UTC Root, Inc. ROOT · Entity 764 Exercise / conversionClass B Common Stock · Derivative 2,000 $0.65 $1,296.00
Disclosure

SEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · derivative · entry 6

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Class A Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:10 UTC Root, Inc. ROOT · Entity 764 Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · derivative · entry 5

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,352

Underlying: Class B Common Stock · 2,000 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:10 UTC Root, Inc. ROOT · Entity 764 SaleClass A Common Stock 2,000 $175.00 $350,000.00
Disclosure

SEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · nonDerivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,201

F3 · shares: The shares were sold pursuant to a 10b5-1 trading plan.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 20:10 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-014964 · wk-form4_1743019831.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: On March 24, 2025, the Reporting Person exercised stock options regarding 2,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 2,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:15 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · derivative · entry 7

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:15 UTC Root, Inc. ROOT · Entity 764 Exercise / conversionClass B Common Stock · Derivative 4,000 $0.65 $2,592.00
Disclosure

SEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · derivative · entry 6

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Class A Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · kind: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:15 UTC Root, Inc. ROOT · Entity 764 Exercise / conversionStock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · derivative · entry 5

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,352

Underlying: Class B Common Stock · 4,000 shares

Expires 2027-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F6 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:15 UTC Root, Inc. ROOT · Entity 764 SaleClass A Common Stock 4,000 $138.53 $554,120.00
Disclosure

SEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · nonDerivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,201

F3 · shares: The shares were sold pursuant to a 10b5-1 trading plan.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:15 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-25-013118 · wk-form4_1742242552.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:10 UTC Root, Inc. ROOT · Entity 764 GiftClass A Common Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051382 · wk-form4_1734383408.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,201

F1 · shares: Represents a contribution to a donor-advised fund.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:23 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 2,305 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-027281 · wk-form4_1717791779.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,852

F1 · shares: Represents the grant of restricted stock units that vest on the date of the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:05 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 7,792 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046523 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,547

F1 · shares: Represents the grant of restricted stock units ("RSUs"). Half of the shares subject to the RSUs vest on date of the Company's 2024 Annual Meeting of Stockholders, and the other half vest on date of the Company's 2025 Annual Meeting of Stockholders.

F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

Read SEC document
June 07, 2022 Filed Jun 9, 2022 21:24 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 115,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,609

F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances.

Read SEC document
April 12, 2022 Filed Jun 9, 2022 21:24 UTC Root, Inc. ROOT · Entity 764 GiftClass A Common Stock 172,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 3

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 172,911

F2 · ownership.nature: Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.

Read SEC document
April 12, 2022 Filed Jun 9, 2022 21:24 UTC Root, Inc. ROOT · Entity 764 GiftClass A Common Stock 172,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035494 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402

Read SEC document
June 30, 2021 Filed Jul 1, 2021 22:48 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 9,112 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-044577 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,313

F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:22 UTC Root, Inc. ROOT · Entity 764 ConversionClass B Common Stock · Derivative 172,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-040999 · doc4.xml · derivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 172,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 21:22 UTC Root, Inc. ROOT · Entity 764 ConversionClass A Common Stock 172,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-040999 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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June 08, 2021 Filed Jun 10, 2021 21:24 UTC Root, Inc. ROOT · Entity 764 GrantClass A Common Stock 15,290 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039569 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,290

F1 · shares: Represents the grant of restricted stock units that vest on the date of the next annual meeting of the Issuer's stockholders, subject to the reporting person's continuous service on the applicable vesting date, and in certain other circumstances.

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October 30, 2020 Filed Nov 4, 2020 01:11 UTC Root, Inc. ROOT · Entity 764 OtherStock Option (Right to Buy) · Derivative 708,340 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-20-056796 · doc4.xml · derivative · entry 4

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,340

Underlying: Class B Common Stock · 708,340 shares

Expires 2027-01-17

F3 · derivative.exercise_date: Fully vested.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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October 30, 2020 Filed Nov 4, 2020 01:11 UTC Root, Inc. ROOT · Entity 764 OtherStock Option (Right to Buy) · Derivative 708,340 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-20-056796 · doc4.xml · derivative · entry 3

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 708,340 shares

Expires 2027-01-17

F3 · derivative.exercise_date: Fully vested.

F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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October 30, 2020 Filed Nov 4, 2020 01:11 UTC Root, Inc. ROOT · Entity 764 OtherClass B Common Stock · Derivative 172,911 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056796 · doc4.xml · derivative · entry 2

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,911

Underlying: Class A Common Stock · 172,911 shares

Expires not disclosed

F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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October 30, 2020 Filed Nov 4, 2020 01:11 UTC Root, Inc. ROOT · Entity 764 OtherCommon Stock 172,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-056796 · doc4.xml · nonDerivative · entry 1

Ulman Doug · CIK 0001827699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.