Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Root, Inc.ROOT · Entity 764 | Director · Ch. Rev. and Operating Officer | February 01, 2023 | February 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Root, Inc.
Report date February 01, 2023 · Filed February 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 94,784 |
Reported balance
After 2023-02-01 transaction · row 1
1 source rowRow 1 · 2023-02-01 · Tax withholding · Disposed 385 · Balance 94,784 F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2023 Filed Feb 3, 2023 22:46 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 385 | $6.12 | $2,356.20 |
DisclosureSEC source: 0001209191-23-007117 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,784 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:00 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 481 | $8.07 | $3,881.67 |
DisclosureSEC source: 0001209191-22-055532 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,170 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. F2 · balance_after: The issuer effected a 1-for-18 reverse stock split of its Class A Common Stock and Class B Common Stock on August 12, 2022. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:04 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 8,647 | $1.05 | $9,079.35 |
DisclosureSEC source: 0001209191-22-044236 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,721,728 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:59 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 676,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027142 · doc4.xml · nonDerivative · entry 2 Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,730,375 F2 · shares: Represents the grant of restricted stock units ("RSUs"). One-half of the shares subject to the RSUs vest on April 1, 2023 and the remainder vest quarterly thereafter. Read SEC document |
| May 02, 2022 Filed May 4, 2022 20:59 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 8,647 | $1.91 | $16,515.77 |
DisclosureSEC source: 0001209191-22-027142 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch. Rev. and Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,862 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:38 UTC | Root, Inc. ROOT · Entity 764 | PurchaseClass A Common Stock | 100,000 | $1.52 | $151,810.00 |
DisclosureSEC source: 0001209191-22-019281 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,509 F1 · price: The shares were purchased at prices ranging from $1.495 to $1.53. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 22:47 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 702,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013287 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 962,509 F1 · shares: Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest on June 15, 2023. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:10 UTC | Root, Inc. ROOT · Entity 764 | Tax withholdingClass A Common Stock | 26,433 | $2.10 | $55,509.30 |
DisclosureSEC source: 0001209191-22-006855 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,991 F1 · shares: These shares of common stock were withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| August 17, 2021 Filed Feb 3, 2022 22:10 UTC | Root, Inc. ROOT · Entity 764 | GiftClass B Common Stock · Derivative | 340,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006855 · doc4.xml · derivative · entry 3 Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 340,247 Underlying: Class A Common Stock · 340,247 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: Shares held by the 2020 Courtney A. Granville Family Trust, for which the Reporting Person and a sibling are co-trustees. Read SEC document |
| August 17, 2021 Filed Feb 3, 2022 22:10 UTC | Root, Inc. ROOT · Entity 764 | GiftClass B Common Stock · Derivative | 340,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-006855 · doc4.xml · derivative · entry 2 Rosenthal Daniel H · CIK 0001827674 · Director · Ch.Rev.Ofc, COO, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Class A Common Stock · 340,247 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:54 UTC | Root, Inc. ROOT · Entity 764 | GrantClass A Common Stock | 286,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-031008 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,424 F1 · shares: Represents the grant of restricted stock units ("RSUs"). One-quarter of the shares subject to the RSUs vest on February 1, 2022 and the remainder vest quarterly thereafter. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherStock Option (Right to Buy) · Derivative | 1,009,908 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 10 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,908 Underlying: Class B Common Stock · 1,009,908 shares Expires 2029-07-17 F5 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award shall vest on the date of the achievement of each of the four performance targets, subject to the Reporting Person's continuous service through each vesting date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherStock Option (Right to Buy) · Derivative | 1,009,908 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 9 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,009,908 shares Expires 2029-07-17 F5 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award shall vest on the date of the achievement of each of the four performance targets, subject to the Reporting Person's continuous service through each vesting date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherStock Option (Right to Buy) · Derivative | 504,056 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 8 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,056 Underlying: Class B Common Stock · 504,056 shares Expires 2029-07-17 F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on July 17, 2020, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service through each such vesting date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherStock Option (Right to Buy) · Derivative | 504,056 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 7 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 504,056 shares Expires 2029-07-17 F4 · derivative.exercise_date: The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on July 17, 2020, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service through each such vesting date. F1 · derivative.underlying: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 340,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 6 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 340,247 Underlying: Class A Common Stock · 340,247 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 340,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 5 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 340,247 Underlying: Class A Common Stock · 340,247 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The shares are held by the 2020 Daniel H. Rosenthal Family Trust for which the Reporting Person's spouse is the trustee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherClass B Common Stock · Derivative | 273,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · derivative · entry 4 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,797 Underlying: Class A Common Stock · 273,797 shares Expires not disclosed F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 340,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · nonDerivative · entry 3 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 340,247 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · nonDerivative · entry 2 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · ownership.nature: The shares are held by the 2020 Daniel H. Rosenthal Family Trust for which the Reporting Person's spouse is the trustee. Read SEC document |
| October 30, 2020 Filed Nov 4, 2020 01:03 UTC | Root, Inc. ROOT · Entity 764 | OtherCommon Stock | 273,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-056792 · doc4.xml · nonDerivative · entry 1 Rosenthal Daniel H · CIK 0001827674 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · price: Immediately prior to the completion of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.