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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 16, 2021 21:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 15,320 $339.82 $5,206,030.14
Disclosure

SEC source: 0001716837-21-000104 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 85,454

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.12 to $340.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
SaleClass A Common Stock 4,226 $338.79 $1,431,711.75
Disclosure

SEC source: 0001716837-21-000104 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 100,774

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $338.12 to $339.11 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 75,000 $2.76 $207,000.00
Disclosure

SEC source: 0001716837-21-000104 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 105,000

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass A Common Stock 75,000 $2.76 $207,000.00
Disclosure

SEC source: 0001716837-21-000104 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass A Common Stock 75,000 $2.76 $207,000.00
Disclosure

SEC source: 0001716837-21-000104 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:41 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass A Common Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001716837-21-000104 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 20:27 UTC
Fyfield MaiDirector
SaleClass A Common Stock 265 $348.00 $92,220.00
Disclosure

SEC source: 0001716837-21-000100 · edgar.xml · nonDerivative · entry 2

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 4

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 3

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 2

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:26 UTC Exercise / conversionClass A Common Stock 269 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000098 · edgar.xml · nonDerivative · entry 1

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:27 UTC
Fyfield MaiDirector
GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000100 · edgar.xml · derivative · entry 5

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F4 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:27 UTC
Fyfield MaiDirector
GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000100 · edgar.xml · derivative · entry 4

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:27 UTC
Fyfield MaiDirector
Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000100 · edgar.xml · derivative · entry 3

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:27 UTC
Fyfield MaiDirector
Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000100 · edgar.xml · nonDerivative · entry 1

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:28 UTC
Ahuja RaviDirector
GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000101 · edgar.xml · derivative · entry 4

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:28 UTC
Ahuja RaviDirector
GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000101 · edgar.xml · derivative · entry 3

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:28 UTC
Ahuja RaviDirector
Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000101 · edgar.xml · derivative · entry 2

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:28 UTC
Ahuja RaviDirector
Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000101 · edgar.xml · nonDerivative · entry 1

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:26 UTC Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000099 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:24 UTC
HUNT NEIL DDirector
GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000097 · edgar.xml · derivative · entry 4

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:24 UTC
HUNT NEIL DDirector
GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000097 · edgar.xml · derivative · entry 3

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:24 UTC
HUNT NEIL DDirector
Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000097 · edgar.xml · derivative · entry 2

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:24 UTC
HUNT NEIL DDirector
Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000097 · edgar.xml · nonDerivative · entry 1

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:23 UTC
LUNA GINADirector
GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000096 · edgar.xml · derivative · entry 4

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:23 UTC
LUNA GINADirector
GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000096 · edgar.xml · derivative · entry 3

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:23 UTC
LUNA GINADirector
Exercise / conversionRestricted Stock Unit · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000096 · edgar.xml · derivative · entry 2

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:23 UTC
LUNA GINADirector
Exercise / conversionClass A Common Stock 269 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000096 · edgar.xml · nonDerivative · entry 1

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 22:41 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
SaleClass A Common Stock 4,500 $332.06 $1,494,270.00
Disclosure

SEC source: 0001716837-21-000071 · edgar.xml · nonDerivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,181

F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 21:56 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,302 $332.06 $432,342.12
Disclosure

SEC source: 0001716837-21-000069 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,312

F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

Read SEC document
June 03, 2021 Filed Jun 3, 2021 21:58 UTC
Ozgen MustafaSVP and GM of Account Acquisit
SaleClass A Common Stock 4,933 $332.06 $1,638,051.98
Disclosure

SEC source: 0001716837-21-000070 · edgar.xml · nonDerivative · entry 3

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 22:41 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
SaleClass A Common Stock 4,919 $340.64 $1,675,625.38
Disclosure

SEC source: 0001716837-21-000071 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,681

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 21:56 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,335 $340.64 $454,758.81
Disclosure

SEC source: 0001716837-21-000069 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,614

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 21:58 UTC
Ozgen MustafaSVP and GM of Account Acquisit
SaleClass A Common Stock 5,056 $340.64 $1,722,293.03
Disclosure

SEC source: 0001716837-21-000070 · edgar.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,933

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

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June 01, 2021 Filed Jun 3, 2021 22:41 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionRestricted Stock Unit · Derivative 6,063 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000071 · edgar.xml · derivative · entry 5

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064

Underlying: Class A Common Stock · 6,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2020.

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June 01, 2021 Filed Jun 3, 2021 22:41 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionRestricted Stock Unit · Derivative 3,356 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000071 · edgar.xml · derivative · entry 4

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,356

Underlying: Class A Common Stock · 3,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 12 quarterly installments. The first installment vested on November 15, 2018.

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June 01, 2021 Filed Jun 3, 2021 22:41 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionClass A Common Stock 9,419 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000071 · edgar.xml · nonDerivative · entry 1

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2021 Filed Jun 3, 2021 21:56 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,637 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000069 · edgar.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,273

Underlying: Class A Common Stock · 2,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020.

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June 01, 2021 Filed Jun 3, 2021 21:56 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 2,637 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000069 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2021 Filed Jun 3, 2021 21:58 UTC
Ozgen MustafaSVP and GM of Account Acquisit
Exercise / conversionRestricted Stock Unit · Derivative 9,989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000070 · edgar.xml · derivative · entry 4

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,925

Underlying: Class A Common Stock · 9,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.

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June 01, 2021 Filed Jun 3, 2021 21:58 UTC
Ozgen MustafaSVP and GM of Account Acquisit
Exercise / conversionClass A Common Stock 9,989 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000070 · edgar.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2021 Filed Jun 3, 2021 21:54 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 166 $0.00 Strike: $347.71 $0.00
Disclosure

SEC source: 0001716837-21-000068 · edgar.xml · derivative · entry 20

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166

Underlying: Class A Common Stock · 166 shares

Expires 2031-05-31

F15 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the Reporting Person of $20,000.00.

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June 01, 2021 Filed Jun 3, 2021 21:54 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
ConversionClass B Common Stock · Derivative 45,000 $2.76 Strike: $2.76 $124,200.00
Disclosure

SEC source: 0001716837-21-000068 · edgar.xml · derivative · entry 19

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.