Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | GM, Sr. VP Platform Business | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date June 01, 2022 · Filed June 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 75,784 |
Ending reported balance
After 2022-06-03 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-06-01 · Exercise / conversion · Acquired 4,849 · Balance 80,633 Row 2 · 2022-06-02 · Sale · Disposed 1,957 · Balance 78,676 F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Row 3 · 2022-06-03 · Sale · Disposed 2,892 · Balance 75,784 F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,849 |
Reported balance
After 2022-06-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-06-01 · Exercise / conversion · Disposed 4,849 · Balance 4,849 F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. |
| Class A Common StockSEC Table I · non-derivative | IndirectRosenberg 2021 Gift Trust | 26,253 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 26,253 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.
F3: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2022 Filed Jun 3, 2022 22:51 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,892 | $92.58 | $267,741.36 |
DisclosureSEC source: 0001716837-22-000040 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,784 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 22:51 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,957 | $93.41 | $182,803.37 |
DisclosureSEC source: 0001716837-22-000040 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,676 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:51 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000040 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,849 Underlying: Class A Common Stock · 4,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:51 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 4,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000040 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2022 Filed Mar 4, 2022 00:34 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,980 | $131.12 | $390,737.60 |
DisclosureSEC source: 0001716837-22-000015 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,784 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 00:34 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 1,869 | $129.33 | $241,712.72 |
DisclosureSEC source: 0001716837-22-000015 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,764 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:34 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000015 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,698 Underlying: Class A Common Stock · 4,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:34 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 4,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000015 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,633 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 6,176 | $5.70 Strike: $5.70 | $35,203.20 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · derivative · entry 9 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2027-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 6,176 | $5.70 Strike: $5.70 | $35,203.20 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · derivative · entry 8 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,176 Underlying: Class A Common Stock · 6,176 shares Expires 2027-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,176 | $5.70 Strike: $5.70 | $35,203.20 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · derivative · entry 7 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Class B Common Stock · 6,176 shares Expires 2027-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 54,487 | $6.12 Strike: $6.12 | $333,460.44 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 54,487 | $6.12 Strike: $6.12 | $333,460.44 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,487 Underlying: Class A Common Stock · 54,487 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 54,487 | $6.12 Strike: $6.12 | $333,460.44 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,511 Underlying: Class B Common Stock · 54,487 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 6,176 | $5.70 | $35,203.20 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 21:28 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 54,487 | $6.12 | $333,460.44 |
DisclosureSEC source: 0001716837-21-000163 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:27 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 7,500 | $5.64 Strike: $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000155 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 7,500 | $5.64 Strike: $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000155 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class A Common Stock · 7,500 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:27 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $5.64 Strike: $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000155 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 7,500 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:27 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 7,500 | $233.56 | $1,751,700.00 |
DisclosureSEC source: 0001716837-21-000155 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| November 22, 2021 Filed Nov 23, 2021 21:27 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 7,500 | $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000155 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 00:33 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,132 | $263.75 | $562,315.00 |
DisclosureSEC source: 0001716837-21-000151 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 00:33 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,716 | $272.03 | $738,827.23 |
DisclosureSEC source: 0001716837-21-000151 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,253 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:33 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000151 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,547 Underlying: Class A Common Stock · 4,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021. Read SEC document |
| November 15, 2021 Filed Nov 18, 2021 00:33 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 4,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000151 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 3, 2021 22:08 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,062 | $334.27 | $1,357,804.74 |
DisclosureSEC source: 0001716837-21-000135 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 22:08 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 5,358 | $358.02 | $1,918,276.52 |
DisclosureSEC source: 0001716837-21-000135 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,183 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:08 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,064 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000135 · edgar.xml · derivative · entry 6 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2020. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:08 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000135 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 12 quarterly installments. The first installment vested on November 15, 2018. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:08 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000135 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 23:06 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 7,500 | $5.64 Strike: $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000126 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 23:06 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 7,500 | $5.64 Strike: $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000126 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,500 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 23:06 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,500 | $5.64 Strike: $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000126 · edgar.xml · derivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Class B Common Stock · 7,500 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 23:06 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 7,500 | $354.72 | $2,660,400.00 |
DisclosureSEC source: 0001716837-21-000126 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 23:06 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 7,500 | $5.64 | $42,300.00 |
DisclosureSEC source: 0001716837-21-000126 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:04 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 6,242 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000122 · edgar.xml · derivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,242 Underlying: Class A Common Stock · 6,242 shares Expires not disclosed F2 · derivative.exercise_date: This Award vests in four equal quarterly installments beginning on the vesting commencement date of 11/15/2023. F2 · derivative.expiration_date: This Award vests in four equal quarterly installments beginning on the vesting commencement date of 11/15/2023. Read SEC document |
| August 16, 2021 Filed Aug 18, 2021 23:04 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 18,103 | $0.00 Strike: $356.58 | $0.00 |
DisclosureSEC source: 0001716837-21-000122 · edgar.xml · derivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,103 Underlying: Class A Common Stock · 18,103 shares Expires 2031-08-15 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 12/4/2023. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:54 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 200 | $390.56 | $78,111.00 |
DisclosureSEC source: 0001716837-21-000114 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,121 Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:54 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 16,607 | $389.76 | $6,472,709.45 |
DisclosureSEC source: 0001716837-21-000114 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,321 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $389.52 to $390.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 21:54 UTC | ROKU, INC ROKU · Entity 2524 | GiftClass A Common Stock | 26,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000114 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,928 Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 22:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,500 | $332.06 | $1,494,270.00 |
DisclosureSEC source: 0001716837-21-000071 · edgar.xml · nonDerivative · entry 3 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,181 F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:41 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 4,919 | $340.64 | $1,675,625.38 |
DisclosureSEC source: 0001716837-21-000071 · edgar.xml · nonDerivative · entry 2 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,681 F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,063 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000071 · edgar.xml · derivative · entry 5 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,064 Underlying: Class A Common Stock · 6,063 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2020. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 3,356 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000071 · edgar.xml · derivative · entry 4 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,356 Underlying: Class A Common Stock · 3,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU vests ratably in 12 quarterly installments. The first installment vested on November 15, 2018. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000071 · edgar.xml · nonDerivative · entry 1 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:50 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 3,700 | $5.64 Strike: $5.64 | $20,868.00 |
DisclosureSEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 16 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 3,700 | $5.64 Strike: $5.64 | $20,868.00 |
DisclosureSEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 15 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,700 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,700 | $5.64 Strike: $5.64 | $20,868.00 |
DisclosureSEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 14 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Class B Common Stock · 3,700 shares Expires 2025-08-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:50 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 15,000 | $5.64 Strike: $5.64 | $84,600.00 |
DisclosureSEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 13 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| May 24, 2021 Filed May 26, 2021 22:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 15,000 | $5.64 Strike: $5.64 | $84,600.00 |
DisclosureSEC source: 0001716837-21-000060 · edgar.xml · derivative · entry 12 Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 15,000 shares Expires 2026-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.