Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | Pres, Devices, Prod, and Tech | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,569 |
Ending reported balance
After 2026-09-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-09-01 · Exercise / conversion · Acquired 16,151 · Balance 35,336 Row 2 · 2026-09-01 · Tax withholding · Disposed 6,357 · Balance 28,979 F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. Row 3 · 2026-09-02 · Sale · Disposed 3,410 · Balance 25,569 F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-01 · Exercise / conversion · Disposed 4,910 · Balance 0 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 27,159 |
Reported balance
After 2026-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-01 · Exercise / conversion · Disposed 6,790 · Balance 27,159 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 35,604 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 4,451 · Balance 35,604 F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
F2: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.
F3: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
F5: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
F6: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 3, 2026 23:39 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,410 | $155.64 | $530,732.40 |
DisclosureSEC source: 0001767033-26-000010 · form4.xml · nonDerivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,569 F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 23:39 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000010 · form4.xml · derivative · entry 6 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,604 Underlying: Class A Common Stock · 4,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F6 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). F6 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 23:39 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000010 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,159 Underlying: Class A Common Stock · 6,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 23:39 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000010 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 23:39 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 6,357 | $155.53 | $988,704.21 |
DisclosureSEC source: 0001767033-26-000010 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,979 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 23:39 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000010 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 35,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2026 Filed Aug 17, 2026 23:26 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 32,765 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000008 · form4.xml · derivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,765 Underlying: Class A Common Stock · 32,765 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026. F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026. Read SEC document |
| June 12, 2026 Filed Jun 13, 2026 01:04 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 10,194 | $144.00 | $1,467,936.00 |
DisclosureSEC source: 0001767033-26-000006 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 19,185 F1 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 Plan. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000004 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,055 Underlying: Class A Common Stock · 4,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000004 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,949 Underlying: Class A Common Stock · 6,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000004 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,910 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:28 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 6,357 | $129.03 | $820,243.71 |
DisclosureSEC source: 0001767033-26-000004 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,379 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026. Read SEC document |
| June 01, 2026 Filed Jun 3, 2026 22:28 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000004 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000002 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,505 Underlying: Class A Common Stock · 4,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000002 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,739 Underlying: Class A Common Stock · 6,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000002 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,820 Underlying: Class A Common Stock · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:24 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 6,356 | $98.09 | $623,460.04 |
DisclosureSEC source: 0001767033-26-000002 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,586 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. Read SEC document |
| March 02, 2026 Filed Mar 5, 2026 02:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-26-000002 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2025 Filed Nov 20, 2025 00:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-25-000003 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,956 Underlying: Class A Common Stock · 4,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025. Read SEC document |
| November 17, 2025 Filed Nov 20, 2025 00:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-25-000003 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,529 Underlying: Class A Common Stock · 6,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| November 17, 2025 Filed Nov 20, 2025 00:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-25-000003 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,729 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| November 17, 2025 Filed Nov 20, 2025 00:41 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 6,357 | $96.89 | $615,929.73 |
DisclosureSEC source: 0001767033-25-000003 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,792 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025. Read SEC document |
| November 17, 2025 Filed Nov 20, 2025 00:41 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001767033-25-000003 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2025 Filed Sep 10, 2025 22:15 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 50,527 | $100.00 | $5,052,700.00 |
DisclosureSEC source: 0001062993-25-015529 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-015343 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,318 Underlying: Class A Common Stock · 6,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-015343 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,639 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 4,605 | $95.86 | $441,435.30 |
DisclosureSEC source: 0001062993-25-015343 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,527 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 2, 2025. Read SEC document |
| September 02, 2025 Filed Sep 4, 2025 23:09 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 11,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-015343 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 22:19 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 53,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-014712 · form4.xml · derivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,406 Underlying: Class A Common Stock · 53,406 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments. The first installment vests on November 15, 2025. F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments. The first installment vests on November 15, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 23:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011034 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,108 Underlying: Class A Common Stock · 6,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 23:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011034 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,549 Underlying: Class A Common Stock · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 23:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011034 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 23:54 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 6,477 | $73.01 | $472,885.77 |
DisclosureSEC source: 0001062993-25-011034 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,432 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 2, 2025. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 23:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,458 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011034 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004667 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,898 Underlying: Class A Common Stock · 6,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004667 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,458 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004667 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,759 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:46 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 8,343 | $80.26 | $669,609.18 |
DisclosureSEC source: 0001062993-25-004667 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,451 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 3, 2025. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:46 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004667 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 6,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019379 · form4.xml · derivative · entry 5 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,688 Underlying: Class A Common Stock · 6,789 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F5 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. F5 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019379 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,368 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019379 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,518 Underlying: Class A Common Stock · 4,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:50 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 8,161 | $68.87 | $562,048.07 |
DisclosureSEC source: 0001062993-24-019379 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,335 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 15, 2024. Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:50 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 16,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-019379 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016233 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,278 Underlying: Class A Common Stock · 4,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016233 · form4.xml · derivative · entry 3 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,276 Underlying: Class A Common Stock · 4,759 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. F3 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:24 UTC | ROKU, INC ROKU · Entity 2524 | Tax withholdingClass A Common Stock | 4,794 | $65.22 | $312,664.68 |
DisclosureSEC source: 0001062993-24-016233 · form4.xml · nonDerivative · entry 2 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,039 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 3, 2024. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 22:24 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 9,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016233 · form4.xml · nonDerivative · entry 1 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2024 Filed Aug 20, 2024 22:25 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 81,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-015465 · form4.xml · derivative · entry 1 Ozgen Mustafa · CIK 0001767033 · President, Devices 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,477 Underlying: Class A Common Stock · 81,477 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2024. F2 · derivative.expiration_date: This RSU vests in 12 substantially equal quarterly installments beginning on the vesting commencement date of 11/15/2024. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 21:06 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012004 · form4.xml · derivative · entry 4 Ozgen Mustafa · CIK 0001767033 · Pres, Devices, Prod, and Tech 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,187 Underlying: Class A Common Stock · 4,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. F4 · derivative.expiration_date: This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.