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person · Reporting owner

Rothrock Ray A.

Disclosed activity across 3 companies

Tapewire entity
34577
SEC CIK
0001500899

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CENTRUS ENERGY CORPLEU · Entity 4159DirectorJune 26, 2026June 30, 2026
CHECK POINT SOFTWARE TECHNOLOGIES LTDCHKP · Entity 1642DirectorMarch 18, 2026March 18, 2026
ROKU, INCROKU · Entity 2524DirectorJune 11, 2026June 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CENTRUS ENERGY CORP

Report date June 26, 2026 · Filed June 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect2,680 Reported balance After 2026-06-26 transaction · row 1
1 source row

Row 1 · 2026-06-26 · Tax withholding · Disposed 235 · Balance 2,680

F1: Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of 2025 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of 2025 RSUs.

CHECK POINT SOFTWARE TECHNOLOGIES LTD

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, NIS 0.01 Per ShareSEC Table I · non-derivativeDirect4,008 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,008

F1: Includes 392 Restricted Share Units (RSUs) that are scheduled to vest as follows: 196 on June 3, 2026 and 196 on September 3, 2026, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $122.41 · Expires 2027-08-02DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $123.05 · Expires 2028-08-09DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $122.12 · Expires 2029-08-29DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $131.96 · Expires 2030-08-02DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $173.21 · Expires 2031-10-30DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $191.47 · Expires 2032-09-02DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F3: 2,500 Ordinary Shares underlying the option are vested as of March 18, 2026, and the remaining 2,500 Ordinary Shares underlying the option will vest as follows: 1,250 options on June 3, 2026 and 1,250 options on September 3, 2026, subject to the Reporting Person's continued service a Service Provider of the Issuer on the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 392 Restricted Share Units (RSUs) that are scheduled to vest as follows: 196 on June 3, 2026 and 196 on September 3, 2026, subject to the Reporting Person's continued service as a Service Provider of the Issuer on each vesting date. Each RSU represents the right to receive one Ordinary Share of the Issuer upon vesting and settlement.

F2: 100% of the Ordinary Shares underlying the option are vested as of March 18, 2026.

F3: 2,500 Ordinary Shares underlying the option are vested as of March 18, 2026, and the remaining 2,500 Ordinary Shares underlying the option will vest as follows: 1,250 options on June 3, 2026 and 1,250 options on September 3, 2026, subject to the Reporting Person's continued service a Service Provider of the Issuer on the vesting date.

ROKU, INC

Report date June 11, 2026 · Filed June 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect44,784 Reported balance After 2026-06-11 transaction · row 1
1 source row

Row 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 44,784

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect1,027 Reported balance After 2026-06-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10Direct1,745 Reported balance After 2026-06-11 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Filing footnotes · ownership attribution and instrument terms

F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2026 Filed Jun 30, 2026 21:25 UTC CENTRUS ENERGY CORP LEU · Entity 4159 Tax withholdingClass A Common Stock 235 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-046304 · wk-form4_1782854704.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

F1 · kind: Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of 2025 RSUs.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 23:59 UTC CENTRUS ENERGY CORP LEU · Entity 4159 GrantClass A Common Stock 757 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-045018 · wk-form4_1782259141.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,915

F1 · balance_after: Includes 684 vested RSUs, 1,474 Class A common stock, and 757 unvested RSUs under the Company's equity incentive plan. The newly acquired restricted stock units vest on June 16, 2027 and will be settled at that time by issuing shares.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:08 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 1,745 $0.00 Strike: $119.64 $0.00
Disclosure

SEC source: 0001500899-26-000005 · form4.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,745

Underlying: Class A Common Stock · 1,745 shares

Expires 2036-06-10

F4 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:08 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001500899-26-000005 · form4.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Class A Common Stock · 1,027 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F3 · derivative.expiration_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:08 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,847 $0.00 $0.00
Disclosure

SEC source: 0001500899-26-000005 · form4.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Read SEC document
June 11, 2026 Filed Jun 13, 2026 01:08 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,847 $0.00 $0.00
Disclosure

SEC source: 0001500899-26-000005 · form4.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:20 UTC CENTRUS ENERGY CORP LEU · Entity 4159 Tax withholdingClass A Common Stock 1,575 $0.00 $0.00
Disclosure

SEC source: 0001065059-25-000051 · wk-form4_1750803606.xml · nonDerivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,158

F2 · kind: Represents the surrender of shares to the company in exchange for cash to satisfy the reporting person's tax liability with respect to the settlement of 2024 RSUs.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:20 UTC CENTRUS ENERGY CORP LEU · Entity 4159 GrantClass A Common Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001065059-25-000051 · wk-form4_1750803606.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,733

F1 · balance_after: Includes 3,049 Class A Common Stock pursuant to the Company's equity incentive plan. The newly acquired restricted stock units vest on June 18, 2026 and will be settled at that time by issuing shares.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 22:47 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,140 $0.00 Strike: $80.48 $0.00
Disclosure

SEC source: 0001062993-25-011710 · form4.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,140

Underlying: Class A Common Stock · 3,140 shares

Expires 2035-06-10

F3 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 22:47 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,847 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011710 · form4.xml · derivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,847

Underlying: Class A Common Stock · 1,847 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 22:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,029 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011285 · form4.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 06, 2025 Filed Jun 9, 2025 22:57 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-011285 · form4.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 18:50 UTC CENTRUS ENERGY CORP LEU · Entity 4159 GrantCLASS A COMMON STOCK 3,049 $0.00 $0.00
Disclosure

SEC source: 0001065059-24-000047 · form4.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,049

F1 · balance_after: RSUs issued pursuant to the Company's equity incentive plan that will vest on June 20, 2025 and will be settled at that time by issuing shares.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 00:03 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012335 · form4.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,164 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2024 Filed Jun 11, 2024 00:03 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012335 · form4.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 00:03 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,652 $0.00 Strike: $57.97 $0.00
Disclosure

SEC source: 0001062993-24-012335 · form4.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652

Underlying: Class A Common Stock · 3,652 shares

Expires 2034-06-05

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 06, 2024 Filed Jun 11, 2024 00:03 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 2,029 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-012335 · form4.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029

Underlying: Class A Common Stock · 2,029 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 23:50 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,317 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013392 · form4.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F4 · derivative.expiration_date: This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 23:50 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,317 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013392 · form4.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:50 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,895 $0.00 Strike: $69.10 $0.00
Disclosure

SEC source: 0001062993-23-013392 · form4.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Class A Common Stock · 3,895 shares

Expires 2033-06-07

F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 23:50 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 2,164 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-013392 · form4.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,164

Underlying: Class A Common Stock · 2,164 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 22:59 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 22:59 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:59 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:59 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 954 $347.81 Strike: $347.81 $331,810.74
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

Underlying: Class A Common Stock · 954 shares

Expires 2031-06-09

F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 00:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

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June 10, 2021 Filed Jun 15, 2021 00:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001716837-21-000095 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 13, 2020 Filed Nov 17, 2020 23:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,056 $0.00 Strike: $113.80 $0.00
Disclosure

SEC source: 0001716837-20-000188 · edgar.xml · derivative · entry 6

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,479

Underlying: Class A Common Stock · 1,056 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in 12 equal monthly installments. The first installment vested on 7/10/2020.

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November 13, 2020 Filed Nov 17, 2020 23:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,937 $0.00 Strike: $88.02 $0.00
Disclosure

SEC source: 0001716837-20-000188 · edgar.xml · derivative · entry 5

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,937 shares

Expires 2029-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

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November 13, 2020 Filed Nov 17, 2020 23:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,856 $0.00 Strike: $35.99 $0.00
Disclosure

SEC source: 0001716837-20-000188 · edgar.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,856 shares

Expires 2028-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

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November 13, 2020 Filed Nov 17, 2020 23:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,056 $113.80 $120,172.80
Disclosure

SEC source: 0001716837-20-000188 · edgar.xml · nonDerivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,937 $88.02 $258,514.74
Disclosure

SEC source: 0001716837-20-000188 · edgar.xml · nonDerivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 23:22 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 5,856 $35.99 $210,757.44
Disclosure

SEC source: 0001716837-20-000188 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 22:10 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000126 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,371

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:45 UTC ROKU, INC ROKU · Entity 2524 GrantStock Options (right to buy) · Derivative 2,535 $113.80 Strike: $113.80 $288,483.00
Disclosure

SEC source: 0001716837-20-000120 · edgar.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Class A Common Stock · 2,535 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

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June 10, 2020 Filed Jun 12, 2020 21:45 UTC ROKU, INC ROKU · Entity 2524 GrantRestricted Stock Unit · Derivative 878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000120 · edgar.xml · derivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

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May 26, 2020 Filed May 27, 2020 21:45 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 3,889 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000097 · edgar.xml · nonDerivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,371

Read SEC document
May 22, 2020 Filed May 27, 2020 21:45 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 1,065 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000097 · edgar.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:45 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 1,065 $0.00 $0.00
Disclosure

SEC source: 0001716837-20-000097 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2019 Filed Sep 5, 2019 00:58 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000152 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,195

Read SEC document
June 14, 2019 Filed Jun 19, 2019 00:33 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 6,110 $105.40 $643,994.00
Disclosure

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 6

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,195

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.03 to $106.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 14, 2019 Filed Jun 19, 2019 00:33 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 18,688 $104.46 $1,952,148.48
Disclosure

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 5

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,305

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.03 to $105.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 14, 2019 Filed Jun 19, 2019 00:33 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 14,850 $103.52 $1,537,272.00
Disclosure

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,993

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.02 to $104.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 14, 2019 Filed Jun 19, 2019 00:33 UTC ROKU, INC ROKU · Entity 2524 SaleClass A Common Stock 10,352 $102.52 $1,061,287.04
Disclosure

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,843

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.02 to $103.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 04, 2019 Filed Jun 19, 2019 00:33 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,195

Read SEC document
May 28, 2019 Filed Jun 19, 2019 00:33 UTC ROKU, INC ROKU · Entity 2524 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000115 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,195

Read SEC document
May 24, 2019 Filed May 24, 2019 23:43 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionRestricted Stock Unit · Derivative 2,222 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000095 · edgar.xml · derivative · entry 7

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This RSU was granted on 5/24/2018 and vests in one installment on the anniversary of the grant date.

F6 · derivative.expiration_date: This RSU was granted on 5/24/2018 and vests in one installment on the anniversary of the grant date.

Read SEC document
May 24, 2019 Filed May 24, 2019 23:43 UTC ROKU, INC ROKU · Entity 2524 Exercise / conversionClass A Common Stock 2,222 $0.00 $0.00
Disclosure

SEC source: 0001716837-19-000095 · edgar.xml · nonDerivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.