Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PGIM Global High Yield Fund, Inc.GHY · Entity 5514 | Director | September 01, 2017 | September 07, 2017 |
| PGIM High Yield Bond Fund, Inc.ISD · Entity 5630 | Director | September 01, 2017 | September 07, 2017 |
| PGIM Short Duration High Yield Opportunities FundSDHY · Entity 5671 | Director | October 30, 2020 | October 30, 2020 |
| ROKU, INCROKU · Entity 2524 | Director | June 11, 2026 | June 12, 2026 |
| TD SYNNEX CORPSNX · Entity 8882 | Director | March 29, 2021 | March 31, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PGIM Global High Yield Fund, Inc.
Report date September 01, 2017 · Filed September 07, 2017
This filing explicitly reported no securities owned.
PGIM High Yield Bond Fund, Inc.
Report date September 01, 2017 · Filed September 07, 2017
This filing explicitly reported no securities owned.
PGIM Short Duration High Yield Opportunities Fund
Report date October 30, 2020 · Filed October 30, 2020
This filing explicitly reported no securities owned.
ROKU, INC
Report date June 11, 2026 · Filed June 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,955 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Exercise / conversion · Acquired 1,847 · Balance 7,955 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-06-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-11 · Exercise / conversion · Disposed 1,847 · Balance 0 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,027 |
Reported balance
After 2026-06-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-11 · Grant · Acquired 1,027 · Balance 1,027 F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $119.64 · Expires 2036-06-10 | Direct | 1,745 |
Reported balance
After 2026-06-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-11 · Grant · Acquired 1,745 · Balance 1,745 F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F3: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
F4: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.
TD SYNNEX CORP
Report date March 29, 2021 · Filed March 31, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,866 |
Reported balance
After 2021-03-29 transaction · row 1
1 source rowRow 1 · 2021-03-29 · Grant · Acquired 1,459 · Balance 4,866 F1: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Corporate Capital Trust, Inc.
Report date December 19, 2018 · Filed December 21, 2018
Section 16 reporting ended · disclosed 2018-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-19 transaction · row 1
1 source rowRow 1 · 2018-12-19 · Disposition to issuer · Disposed 11,000 · Balance 0 F1: Disposed of in exchange for 25,907 shares of FS KKR Capital Corp. common stock in connection with the merger of IC Acquisition, Inc. with and into Corporate Capital Trust, Inc. and the subsequent merger of Corporate Capital Trust, Inc. with and into FS KKR Capital Corp pursuant to that certain Agreement and Plan of Merger, dated July 22, 2018, by and among FS KKR Capital Corp., IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC. The closing price of each share of FS KKR Capital Corp. common stock on the New York Stock Exchange on the date of the mergers was $5.36. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in exchange for 25,907 shares of FS KKR Capital Corp. common stock in connection with the merger of IC Acquisition, Inc. with and into Corporate Capital Trust, Inc. and the subsequent merger of Corporate Capital Trust, Inc. with and into FS KKR Capital Corp pursuant to that certain Agreement and Plan of Merger, dated July 22, 2018, by and among FS KKR Capital Corp., IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC. The closing price of each share of FS KKR Capital Corp. common stock on the New York Stock Exchange on the date of the mergers was $5.36.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 12, 2026 21:13 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 1,745 | $0.00 Strike: $119.64 | $0.00 |
DisclosureSEC source: 0001136783-26-000002 · form4.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,745 Underlying: Class A Common Stock · 1,745 shares Expires 2036-06-10 F4 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 21:13 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001136783-26-000002 · form4.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,027 Underlying: Class A Common Stock · 1,027 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. F3 · derivative.expiration_date: This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 21:13 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001136783-26-000002 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 21:13 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001136783-26-000002 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 18:46 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 3,140 | $0.00 Strike: $80.48 | $0.00 |
DisclosureSEC source: 0001062993-25-011709 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,140 Underlying: Class A Common Stock · 3,140 shares Expires 2035-06-10 F3 · derivative.exercise_date: This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 18:46 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 1,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011709 · form4.xml · derivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,847 Underlying: Class A Common Stock · 1,847 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. F2 · derivative.expiration_date: This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 19:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011288 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 19:07 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-011288 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2024 Filed Jun 10, 2024 20:03 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012334 · form4.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,164 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 10, 2024 Filed Jun 10, 2024 20:03 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012334 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:03 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 3,652 | $0.00 Strike: $57.97 | $0.00 |
DisclosureSEC source: 0001062993-24-012334 · form4.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,652 Underlying: Class A Common Stock · 3,652 shares Expires 2034-06-05 F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:03 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-012334 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,029 Underlying: Class A Common Stock · 2,029 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 6, 2024 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 1,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013389 · form4.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F4 · derivative.expiration_date: This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 19:32 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 1,317 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013389 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 19:32 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 3,895 | $0.00 Strike: $69.10 | $0.00 |
DisclosureSEC source: 0001062993-23-013389 · form4.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,895 Underlying: Class A Common Stock · 3,895 shares Expires 2033-06-07 F3 · derivative.exercise_date: The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 19:32 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 2,164 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-013389 · form4.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,164 Underlying: Class A Common Stock · 2,164 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:02 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:02 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000055 · edgar.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 19:02 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 3,423 | $92.37 Strike: $92.37 | $316,182.51 |
DisclosureSEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,423 Underlying: Class A Common Stock · 3,423 shares Expires 2032-06-08 F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 19:02 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 1,317 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,317 Underlying: Class A Common Stock · 1,317 shares Expires not disclosed F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:26 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 954 | $347.81 Strike: $347.81 | $331,810.74 |
DisclosureSEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 4 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 954 Underlying: Class A Common Stock · 954 shares Expires 2031-06-09 F3 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:26 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 3 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329 Underlying: Class A Common Stock · 329 shares Expires not disclosed F2 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:26 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionRestricted Stock Unit · Derivative | 269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000098 · edgar.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 20:26 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass A Common Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001716837-21-000098 · edgar.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:54 UTC | TD SYNNEX CORP SNX · Entity 8882 | GrantCommon Stock | 1,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012459 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,866 F1 · kind: Represents shares of restricted stock awarded under the 2020 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 19:29 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Options (right to buy) · Derivative | 780 | $289.10 Strike: $289.10 | $225,498.00 |
DisclosureSEC source: 0001716837-20-000223 · edgar.xml · derivative · entry 2 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780 Underlying: Class A Common Stock · 780 shares Expires 2030-12-02 F2 · derivative.exercise_date: The option vests in 6 equal monthly installments beginning on the one month anniversary of the grant date. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 19:29 UTC | ROKU, INC ROKU · Entity 2524 | GrantRestricted Stock Unit · Derivative | 269 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001716837-20-000223 · edgar.xml · derivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269 Underlying: Class A Common Stock · 269 shares Expires not disclosed F1 · derivative.expiration_date: This RSU was granted on 12/3/2020 and vests in one installment on 6/10/2021. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 16:10 UTC | TD SYNNEX CORP SNX · Entity 8882 | GrantCommon Stock | 2,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-013096 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 10:54 UTC | TD SYNNEX CORP SNX · Entity 8882 | GrantCommon Stock | 1,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015363 · form4.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,313 F1 · kind: Represents shares of restricted stock awarded under the 2013 Stock Incentive Plan prorated for the period of time between the director's appointment and the next annual meeting of shareholders. The restricted stock vests as to 25% of the shares on the last day of each of the four fiscal quarters following the date of grant. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 18:00 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | Disposition to issuerCommon Stock | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001387131-18-006965 · hodrick-form4_121918.xml · nonDerivative · entry 1 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in exchange for 25,907 shares of FS KKR Capital Corp. common stock in connection with the merger of IC Acquisition, Inc. with and into Corporate Capital Trust, Inc. and the subsequent merger of Corporate Capital Trust, Inc. with and into FS KKR Capital Corp pursuant to that certain Agreement and Plan of Merger, dated July 22, 2018, by and among FS KKR Capital Corp., IC Acquisition, Inc., Corporate Capital Trust, Inc. and FS/KKR Advisor, LLC. The closing price of each share of FS KKR Capital Corp. common stock on the New York Stock Exchange on the date of the mergers was $5.36. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.19 | $8,092.50 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 27 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 400 | $16.15 | $6,459.76 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 26 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 100 | $16.15 | $1,614.50 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 25 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.14 | $8,070.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 24 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.02 | $8,009.90 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 23 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.02 | $8,009.30 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 22 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.12 | $8,060.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 21 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 200 | $16.10 | $3,220.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 20 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.02 | $8,010.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 19 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 200 | $16.04 | $3,208.02 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 18 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,300 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 200 | $16.04 | $3,208.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 17 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.03 | $8,017.40 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 16 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 400 | $16.03 | $6,412.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 15 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.06 | $8,032.35 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 14 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.06 | $8,031.70 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 13 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.06 | $8,029.75 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 12 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.05 | $8,027.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 11 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.05 | $8,025.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 10 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 500 | $16.09 | $8,045.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 9 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 18:50 UTC | Corporate Capital Trust, Inc. CCT · Entity 161600 | PurchaseCommon Stock | 300 | $16.09 | $4,827.00 |
DisclosureSEC source: 0000894579-18-000120 · form4.xml · nonDerivative · entry 8 HODRICK LAURIE SIMON · CIK 0001136783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.