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Nasdaq · USD

ROKU

ROKU, INC

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Tapewire entity
2524
SEC CIK
0001428439
Parsed reports
726

Last 12 months

Inside the activity.

0 purchase rows · 180 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 2026012
Feb 202609
Mar 2026021
Apr 2026014
May 2026023
Jun 2026024
Jul 202609
Aug 202609
Sep 2026020
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2022 Filed Jun 13, 2022 23:04 UTC
Ahuja RaviDirector
Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000058 · edgar.xml · derivative · entry 4

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:04 UTC
Ahuja RaviDirector
Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000058 · edgar.xml · nonDerivative · entry 1

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:02 UTC Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · derivative · entry 4

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:02 UTC Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · nonDerivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:01 UTC
HUNT NEIL DDirector
Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000054 · edgar.xml · derivative · entry 4

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:01 UTC
HUNT NEIL DDirector
Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000054 · edgar.xml · nonDerivative · entry 1

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:00 UTC
LUNA GINADirector
Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000053 · edgar.xml · derivative · entry 4

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 23:00 UTC
LUNA GINADirector
Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000053 · edgar.xml · nonDerivative · entry 1

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 22:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 329 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · derivative · entry 4

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 22:59 UTC Exercise / conversionClass A Common Stock 329 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · nonDerivative · entry 1

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2022 Filed Aug 3, 2022 20:45 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass B Common Stock · Derivative 200,000 $8.82 Strike: $8.82 $1,764,000.00
Disclosure

SEC source: 0001716837-22-000082 · edgar.xml · derivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 16,979,611

Underlying: Class B Common Stock · 200,000 shares

Expires 2027-08-14

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 10, 2022 Filed Aug 3, 2022 20:45 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass B Common Stock · Derivative 200,000 $8.82 Strike: $8.82 $1,764,000.00
Disclosure

SEC source: 0001716837-22-000082 · edgar.xml · derivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 200,000 shares

Expires 2027-08-14

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 10, 2022 Filed Aug 3, 2022 20:45 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass B Common Stock · Derivative 200,000 $8.82 Strike: $8.82 $1,764,000.00
Disclosure

SEC source: 0001716837-22-000082 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class B Common Stock · 200,000 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
June 10, 2022 Filed Aug 3, 2022 20:45 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 200,000 $8.82 Strike: $8.82 $1,764,000.00
Disclosure

SEC source: 0001716837-22-000082 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Class B Common Stock · 200,000 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:02 UTC GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 3

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:02 UTC GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000055 · edgar.xml · derivative · entry 2

HODRICK LAURIE SIMON · CIK 0001136783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:03 UTC
Fyfield MaiDirector
GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000057 · edgar.xml · derivative · entry 3

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 19:03 UTC
Fyfield MaiDirector
GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000057 · edgar.xml · derivative · entry 2

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:04 UTC
Ahuja RaviDirector
GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000058 · edgar.xml · derivative · entry 3

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:04 UTC
Ahuja RaviDirector
GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000058 · edgar.xml · derivative · entry 2

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:02 UTC GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · derivative · entry 3

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:02 UTC GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000056 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:01 UTC
HUNT NEIL DDirector
GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000054 · edgar.xml · derivative · entry 3

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:01 UTC
HUNT NEIL DDirector
GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000054 · edgar.xml · derivative · entry 2

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:00 UTC
LUNA GINADirector
GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000053 · edgar.xml · derivative · entry 3

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 23:00 UTC
LUNA GINADirector
GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000053 · edgar.xml · derivative · entry 2

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:59 UTC GrantStock Options (right to buy) · Derivative 3,423 $92.37 Strike: $92.37 $316,182.51
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · derivative · entry 3

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,423

Underlying: Class A Common Stock · 3,423 shares

Expires 2032-06-08

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

Read SEC document
June 09, 2022 Filed Jun 13, 2022 22:59 UTC GrantRestricted Stock Unit · Derivative 1,317 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000052 · edgar.xml · derivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

Underlying: Class A Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.expiration_date: This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 23:39 UTC
Ozgen MustafaSVP and GM of Account Acquisit
SaleClass A Common Stock 4,973 $100.00 $497,300.00
Disclosure

SEC source: 0001716837-22-000044 · edgar.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 22:55 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 1,237 $92.58 $114,521.46
Disclosure

SEC source: 0001716837-22-000042 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,312

F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

Read SEC document
June 03, 2022 Filed Jun 3, 2022 22:51 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
SaleClass A Common Stock 2,892 $92.58 $267,741.36
Disclosure

SEC source: 0001716837-22-000040 · edgar.xml · nonDerivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,784

F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 22:55 UTC
KAY STEPHEN HSVP General Counsel, Secretary
SaleClass A Common Stock 668 $93.41 $62,397.88
Disclosure

SEC source: 0001716837-22-000042 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,549

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 22:53 UTC
Ozgen MustafaSVP and GM of Account Acquisit
SaleClass A Common Stock 5,016 $93.41 $468,544.56
Disclosure

SEC source: 0001716837-22-000041 · edgar.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 22:51 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
SaleClass A Common Stock 1,957 $93.41 $182,803.37
Disclosure

SEC source: 0001716837-22-000040 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,676

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:23 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 2,571 $0.00 Strike: $90.77 $0.00
Disclosure

SEC source: 0001716837-22-000034 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571

Underlying: Class A Common Stock · 2,571 shares

Expires 2032-05-31

F1 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the Reporting Person of $83,333.33.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:55 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionRestricted Stock Unit · Derivative 1,905 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000042 · edgar.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810

Underlying: Class A Common Stock · 1,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on March 1, 2022.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:55 UTC
KAY STEPHEN HSVP General Counsel, Secretary
Exercise / conversionClass A Common Stock 1,905 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000042 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:53 UTC
Ozgen MustafaSVP and GM of Account Acquisit
Exercise / conversionRestricted Stock Unit · Derivative 9,989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000041 · edgar.xml · derivative · entry 3

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,968

Underlying: Class A Common Stock · 9,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 22:53 UTC
Ozgen MustafaSVP and GM of Account Acquisit
Exercise / conversionClass A Common Stock 9,989 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000041 · edgar.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2022 Filed Jun 3, 2022 22:51 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionRestricted Stock Unit · Derivative 4,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000040 · edgar.xml · derivative · entry 5

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,849

Underlying: Class A Common Stock · 4,849 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 4 quarterly installments. The first installment vested on November 15, 2021.

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June 01, 2022 Filed Jun 3, 2022 22:51 UTC
Rosenberg Scott A.GM, Sr. VP Platform Business
Exercise / conversionClass A Common Stock 4,849 $0.00 $0.00
Disclosure

SEC source: 0001716837-22-000040 · edgar.xml · nonDerivative · entry 1

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2022 Filed May 20, 2022 20:15 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass B Common Stock · Derivative 208,333 $8.82 Strike: $8.82 $1,837,497.06
Disclosure

SEC source: 0001716837-22-000031 · edgar.xml · derivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 16,779,611

Underlying: Class B Common Stock · 208,333 shares

Expires 2027-08-14

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 19, 2022 Filed May 20, 2022 20:15 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass B Common Stock · Derivative 208,333 $8.82 Strike: $8.82 $1,837,497.06
Disclosure

SEC source: 0001716837-22-000031 · edgar.xml · derivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 208,333 shares

Expires 2027-08-14

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 19, 2022 Filed May 20, 2022 20:15 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass B Common Stock · Derivative 208,333 $8.82 Strike: $8.82 $1,837,497.06
Disclosure

SEC source: 0001716837-22-000031 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,333

Underlying: Class B Common Stock · 208,333 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 19, 2022 Filed May 20, 2022 20:15 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 208,333 $8.82 Strike: $8.82 $1,837,497.06
Disclosure

SEC source: 0001716837-22-000031 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Class B Common Stock · 208,333 shares

Expires 2027-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested.

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May 11, 2022 Filed May 13, 2022 20:19 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass B Common Stock · Derivative 330,163 $5.64 Strike: $5.64 $1,862,119.32
Disclosure

SEC source: 0001716837-22-000029 · edgar.xml · derivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 16,571,278

Underlying: Class B Common Stock · 330,163 shares

Expires 2025-08-10

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 11, 2022 Filed May 13, 2022 20:19 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GiftClass B Common Stock · Derivative 330,163 $5.64 Strike: $5.64 $1,862,119.32
Disclosure

SEC source: 0001716837-22-000029 · edgar.xml · derivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 330,163 shares

Expires 2025-08-10

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

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May 11, 2022 Filed May 13, 2022 20:19 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionClass B Common Stock · Derivative 330,163 $5.64 Strike: $5.64 $1,862,119.32
Disclosure

SEC source: 0001716837-22-000029 · edgar.xml · derivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,163

Underlying: Class B Common Stock · 330,163 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:19 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 330,163 $5.64 Strike: $5.64 $1,862,119.32
Disclosure

SEC source: 0001716837-22-000029 · edgar.xml · derivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 330,163 shares

Expires 2025-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option is fully vested.

Read SEC document
May 02, 2022 Filed May 3, 2022 22:29 UTC
Wood Anthony J.Director · CEO and Chairman BOD · 10% owner
GrantEmployee Stock Option (right to buy) · Derivative 2,263 $0.00 Strike: $103.13 $0.00
Disclosure

SEC source: 0001716837-22-000025 · edgar.xml · derivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263

Underlying: Class A Common Stock · 2,263 shares

Expires 2032-05-01

F3 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the Reporting Person of $83,333.33.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.