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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2016 Filed Nov 16, 2016 02:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 9,200 $131.95 $1,213,933.56
Disclosure

SEC source: 0001246360-16-007178 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,095

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.675 to $132.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 02:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 7,000 $69.57 $486,990.00
Disclosure

SEC source: 0001246360-16-007178 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 02:49 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 2,200 $47.10 $103,620.00
Disclosure

SEC source: 0001246360-16-007178 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Dec 6, 2016 21:14 UTC Amendment
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 9,200 $131.95 $1,213,933.56
Disclosure

SEC source: 0001246360-16-007317 · form.xml · nonDerivative · entry 3

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,295

F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.675 to 132.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 2,200 shares that were originally reported as a separate transaction and inadvertently omitted from the total amount of shares beneficially owned following the reported transactions.

F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 15, 2016 Filed Dec 6, 2016 21:14 UTC Amendment
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 7,000 $69.57 $486,990.00
Disclosure

SEC source: 0001246360-16-007317 · form.xml · nonDerivative · entry 2

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Dec 6, 2016 21:14 UTC Amendment
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionCommon Stock 2,200 $47.10 $103,620.00
Disclosure

SEC source: 0001246360-16-007317 · form.xml · nonDerivative · entry 1

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 20:35 UTC GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007142 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,277

Read SEC document
November 14, 2016 Filed Nov 16, 2016 00:49 UTC
MCDERMOTT JOHN PSr. Vice President
GiftCommon Stock 2,249 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007176 · form.xml · nonDerivative · entry 3

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,887

F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 00:49 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 11,117 $132.65 $1,474,632.25
Disclosure

SEC source: 0001246360-16-007176 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,136

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.2900 to $132.8900. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007171 · form.xml · derivative · entry 8

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
Tax withholdingCommon Stock 736 $132.22 $97,313.92
Disclosure

SEC source: 0001246360-16-007171 · form.xml · nonDerivative · entry 6

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594

Read SEC document
November 14, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007171 · form.xml · nonDerivative · entry 5

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 23:07 UTC SaleCommon Stock 40,000 $132.37 $5,294,844.00
Disclosure

SEC source: 0001246360-16-007182 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,896

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $132.0000 to $132.9300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-16-007146 · form.xml · derivative · entry 4

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 8,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
SaleCommon Stock 8,000 $130.96 $1,047,712.80
Disclosure

SEC source: 0001246360-16-007146 · form.xml · nonDerivative · entry 3

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $130.6600 to $131.2600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
Exercise / conversionCommon Stock 8,000 $74.14 $593,120.00
Disclosure

SEC source: 0001246360-16-007146 · form.xml · nonDerivative · entry 2

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $29.37 $0.00
Disclosure

SEC source: 0001246360-16-007145 · form.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 2,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC SaleCommon Stock 2,000 $129.55 $259,093.00
Disclosure

SEC source: 0001246360-16-007145 · form.xml · nonDerivative · entry 3

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,240

F2 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC Exercise / conversionCommon Stock 2,000 $29.37 $58,740.00
Disclosure

SEC source: 0001246360-16-007145 · form.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 800 $0.00 Strike: $115.69 $0.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · derivative · entry 12

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock · 800 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,133 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · derivative · entry 11

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467

Underlying: Common Stock · 1,133 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,300 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · derivative · entry 10

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Stock · 2,300 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,600 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · derivative · entry 9

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 3,600 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · derivative · entry 8

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 1,600 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 9,433 $130.96 $1,235,358.89
Disclosure

SEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 7

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,505

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $130.9550 to $130.9700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 800 $115.69 $92,552.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 6

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,133 $108.89 $123,372.37
Disclosure

SEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 5

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 2,300 $80.11 $184,253.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 3,600 $74.14 $266,904.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 3

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 1,600 $69.57 $111,312.00
Disclosure

SEC source: 0001246360-16-007144 · form.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,300 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007143 · form.xml · derivative · entry 5

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,700

Underlying: Common Stock · 11,300 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 3,674 $130.71 $480,212.37
Disclosure

SEC source: 0001246360-16-007143 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,830.6663

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $130.5400 to $130.8700. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 4,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
CRANDALL THEODORE DSr.VP and CFO
SaleCommon Stock 7,626 $130.14 $992,457.55
Disclosure

SEC source: 0001246360-16-007143 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,504.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $129.5200 to $130.5000. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 11, 2016 Filed Nov 14, 2016 20:42 UTC
CRANDALL THEODORE DSr.VP and CFO
Exercise / conversionCommon Stock 11,300 $69.57 $786,141.00
Disclosure

SEC source: 0001246360-16-007143 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,130.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 11, 2016 01:14 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-16-007123 · form.xml · derivative · entry 7

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 6,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 11, 2016 01:14 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
SaleCommon Stock 6,000 $129.53 $777,193.20
Disclosure

SEC source: 0001246360-16-007123 · form.xml · nonDerivative · entry 6

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $129.2700 to $129.8500. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 10, 2016 Filed Nov 11, 2016 01:14 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
Exercise / conversionCommon Stock 6,000 $74.14 $444,840.00
Disclosure

SEC source: 0001246360-16-007123 · form.xml · nonDerivative · entry 5

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,800 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-16-007171 · form.xml · derivative · entry 7

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

Underlying: Common Stock · 17,800 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
GiftCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007171 · form.xml · nonDerivative · entry 4

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,930

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 17,800 $130.58 $2,324,368.50
Disclosure

SEC source: 0001246360-16-007171 · form.xml · nonDerivative · entry 3

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,018

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $130.4100 to $130.8400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
November 10, 2016 Filed Nov 15, 2016 20:49 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 17,800 $69.57 $1,238,346.00
Disclosure

SEC source: 0001246360-16-007171 · form.xml · nonDerivative · entry 2

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2016 Filed Nov 11, 2016 01:14 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
GiftCommon Stock 1,373 $0.00 $0.00
Disclosure

SEC source: 0001246360-16-007123 · form.xml · nonDerivative · entry 4

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,338

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November 09, 2016 Filed Nov 11, 2016 01:14 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
SaleCommon Stock 1,600 $127.85 $204,564.00
Disclosure

SEC source: 0001246360-16-007123 · form.xml · nonDerivative · entry 3

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,711

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November 09, 2016 Filed Nov 11, 2016 01:14 UTC
HAGERMAN DOUGLAS MSr. VP, Gen Counsel and Sec.
SaleCommon Stock 1,466 $125.45 $183,907.21
Disclosure

SEC source: 0001246360-16-007123 · form.xml · nonDerivative · entry 2

HAGERMAN DOUGLAS M · CIK 0001287504 · Sr. VP, Gen Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,311

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November 09, 2016 Filed Nov 11, 2016 01:56 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-16-007127 · form.xml · derivative · entry 4

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 6,000 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:56 UTC
DORGAN DAVID MVP and Controller
OtherCommon Stock 5,518.3287 $126.85 $700,000.00
Disclosure

SEC source: 0001246360-16-007127 · form.xml · nonDerivative · entry 3

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 1,541.0822

F3 · ownership.nature: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/10/2016. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

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November 09, 2016 Filed Nov 11, 2016 01:56 UTC
DORGAN DAVID MVP and Controller
SaleCommon Stock 6,000 $127.27 $763,647.00
Disclosure

SEC source: 0001246360-16-007127 · form.xml · nonDerivative · entry 2

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,300

F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $127.2500 to $127.2800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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November 09, 2016 Filed Nov 11, 2016 01:56 UTC
DORGAN DAVID MVP and Controller
Exercise / conversionCommon Stock 6,000 $46.16 $276,960.00
Disclosure

SEC source: 0001246360-16-007127 · form.xml · nonDerivative · entry 1

DORGAN DAVID M · CIK 0001204907 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:21 UTC
Chand SujeetSr VP & Chief Tech. Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,700 $0.00 Strike: $46.16 $0.00
Disclosure

SEC source: 0001246360-16-007125 · form.xml · derivative · entry 5

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,700 shares

Expires 2019-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:21 UTC
Chand SujeetSr VP & Chief Tech. Officer
SaleCommon Stock 800 $126.30 $101,043.04
Disclosure

SEC source: 0001246360-16-007125 · form.xml · nonDerivative · entry 4

Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,295

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $126.0100 to $126.6800. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.