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ROK

ROCKWELL AUTOMATION, INC

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906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2017 Filed May 23, 2017 21:42 UTC
Fooks Elik ISenior Vice President
Exercise / conversionCommon Stock 3,000 $29.37 $88,110.00
Disclosure

SEC source: 0001246360-17-001999 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,798.8046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:14 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-001889 · form.xml · derivative · entry 4

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,000 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:14 UTC
Etzel Steven W.VP and Treasurer
SaleCommon Stock 3,000 $158.54 $475,634.70
Disclosure

SEC source: 0001246360-17-001889 · form.xml · nonDerivative · entry 3

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $158.5300 to $158.5540. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 660 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:14 UTC
Etzel Steven W.VP and Treasurer
Exercise / conversionCommon Stock 3,000 $69.57 $208,710.00
Disclosure

SEC source: 0001246360-17-001889 · form.xml · nonDerivative · entry 2

Etzel Steven W. · CIK 0001417866 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:35 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-001893 · form.xml · derivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:35 UTC SaleCommon Stock 10,000 $158.00 $1,580,000.00
Disclosure

SEC source: 0001246360-17-001893 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:35 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-001893 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2017 Filed May 17, 2017 17:35 UTC SaleCommon Stock 432 $158.07 $68,287.71
Disclosure

SEC source: 0001246360-17-001892 · form.xml · nonDerivative · entry 1

MCCORMICK WILLIAM T JR/WI · CIK 0001204909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,109

F1 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $158.07 to $158.0749. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 10, 2017 Filed May 10, 2017 22:35 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-001791 · form.xml · derivative · entry 6

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 10, 2017 22:35 UTC SaleCommon Stock 10,000 $158.00 $1,580,000.00
Disclosure

SEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
May 10, 2017 Filed May 10, 2017 22:35 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 22:35 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-001791 · form.xml · derivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2017 Filed May 10, 2017 22:35 UTC SaleCommon Stock 10,000 $157.00 $1,570,000.00
Disclosure

SEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

Read SEC document
May 09, 2017 Filed May 10, 2017 22:35 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-001791 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:35 UTC OtherCommon Stock Share Equivalents · Derivative 370.1529 $0.00 Strike: $156.39 $0.00
Disclosure

SEC source: 0001246360-17-001773 · form.xml · derivative · entry 5

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual. Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 370.1529 shares

Expires not disclosed

F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:35 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-001773 · form.xml · derivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,500

Underlying: Common Stock · 10,000 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:35 UTC OtherCommon Stock 88.6406 $156.39 $13,862.50
Disclosure

SEC source: 0001246360-17-001773 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 0

F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 5/5/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:35 UTC SaleCommon Stock 10,000 $156.00 $1,560,000.00
Disclosure

SEC source: 0001246360-17-001773 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F1 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:35 UTC Exercise / conversionCommon Stock 10,000 $74.14 $741,400.00
Disclosure

SEC source: 0001246360-17-001773 · form.xml · nonDerivative · entry 1

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:14 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,563 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-17-001766 · form.xml · derivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,563 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:14 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 3,563 $156.19 $556,490.01
Disclosure

SEC source: 0001246360-17-001766 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,762.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $156.00 to $156.32. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:14 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 3,563 $80.11 $285,431.93
Disclosure

SEC source: 0001246360-17-001766 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,325.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · derivative · entry 12

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Underlying: Common Stock · 100 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 100 $156.00 $15,600.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 8

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,762.6663

F4 · ownership.direct: Includes 4,720 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
May 03, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 100 $80.11 $8,011.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 7

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,862.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,237 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · derivative · entry 11

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,663

Underlying: Common Stock · 16,237 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · derivative · entry 10

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,300 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · derivative · entry 9

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,300 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 210 $157.06 $32,983.61
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 6

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,762.6663

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $157.06 to $157.07. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
SaleCommon Stock 18,727 $156.19 $2,924,928.93
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 5

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,972.6663

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $156.00 to $156.99. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 16,237 $80.11 $1,300,746.07
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 4

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,699.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 1,400 $69.57 $97,398.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,462.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 3, 2017 21:49 UTC
CRANDALL THEODORE DSenior Vice President
Exercise / conversionCommon Stock 1,300 $74.14 $96,382.00
Disclosure

SEC source: 0001246360-17-001725 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,062.6663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed May 1, 2017 18:49 UTC SaleCommon Stock 7,173 $158.52 $1,137,063.96
Disclosure

SEC source: 0001246360-17-001663 · form.xml · nonDerivative · entry 1

ALEWINE BETTY C · CIK 0001204901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,584

Read SEC document
April 03, 2017 Filed Apr 4, 2017 13:56 UTC GrantRestricted Stock Units · Derivative 162 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001525 · form.xml · derivative · entry 1

Holloman James Phillip · CIK 0001424987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,485

Underlying: Common Stock · 162 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
March 17, 2017 Filed Dec 4, 2017 23:14 UTC SaleCommon Stock 23 $155.68 $3,580.64
Disclosure

SEC source: 0001246360-17-003180 · form.xml · nonDerivative · entry 17

Kingsley Lawrence D · CIK 0001301427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,825.868

F1 · kind: The transactions reported in this Form 4 were executed by the reporting person's investment advisor in managed accounts as part of the investment advisor's implementation of large-cap investment strategies involving the securities of multiple issuers. The reporting person has voluntarily paid $7,213.77 to the issuer, representing the full amount of any short-swing profit that would be payable if the reported transactions were deemed subject to Section 16(b) of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 13, 2017 Filed Mar 16, 2017 00:35 UTC
Fooks Elik ISenior Vice President
GrantEmployee stock option (right to buy) · Derivative 5,300 $0.00 Strike: $154.45 $0.00
Disclosure

SEC source: 0001246360-17-001399 · form.xml · derivative · entry 3

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2027-03-13

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
March 13, 2017 Filed Mar 16, 2017 00:35 UTC
Fooks Elik ISenior Vice President
GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001246360-17-001399 · form.xml · nonDerivative · entry 2

Fooks Elik I · CIK 0001699819 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798.8046

F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan.

F4 · ownership.direct: Includes 970 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 01:28 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 33,900 $0.00 Strike: $69.57 $0.00
Disclosure

SEC source: 0001246360-17-001121 · form.xml · derivative · entry 4

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,900 shares

Expires 2020-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 01:28 UTC SaleCommon Stock 33,900 $151.00 $5,118,900.00
Disclosure

SEC source: 0001246360-17-001121 · form.xml · nonDerivative · entry 3

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,286

F2 · ownership.direct: Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 01:28 UTC Exercise / conversionCommon Stock 33,900 $69.57 $2,358,423.00
Disclosure

SEC source: 0001246360-17-001121 · form.xml · nonDerivative · entry 2

NOSBUSCH KEITH D · CIK 0001204912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 01:42 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,700 $0.00 Strike: $74.14 $0.00
Disclosure

SEC source: 0001246360-17-001073 · form.xml · derivative · entry 4

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300

Underlying: Common Stock · 13,700 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 01:42 UTC
Schmitt SusanSr. VP, HR
SaleCommon Stock 13,700 $150.92 $2,067,591.67
Disclosure

SEC source: 0001246360-17-001073 · form.xml · nonDerivative · entry 3

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.9066 to $151.02. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.direct: Includes 2,310 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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February 27, 2017 Filed Feb 28, 2017 01:42 UTC
Schmitt SusanSr. VP, HR
Exercise / conversionCommon Stock 13,700 $74.14 $1,015,718.00
Disclosure

SEC source: 0001246360-17-001073 · form.xml · nonDerivative · entry 2

Schmitt Susan · CIK 0001405747 · Sr. VP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Mar 2, 2017 02:21 UTC
CRANDALL THEODORE DSr.VP and CFO
OtherCommon Stock Share Equivalents · Derivative 2,497.0629 $0.00 Strike: $151.26 $0.00
Disclosure

SEC source: 0001246360-17-001143 · form.xml · derivative · entry 3

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · Nonqual. Savings Plan

Disclosed balance after: 0

Underlying: Common Stock · 2,497.0629 shares

Expires not disclosed

F3 · shares: Includes share equivalents represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/27/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F4 · derivative.exercise_date: The share equivalents are payable in cash upon retirement or after termination of employment.

F4 · derivative.expiration_date: The share equivalents are payable in cash upon retirement or after termination of employment.

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February 27, 2017 Filed Mar 2, 2017 02:21 UTC
CRANDALL THEODORE DSr.VP and CFO
OtherCommon Stock 4,188.4798 $151.26 $633,549.45
Disclosure

SEC source: 0001246360-17-001143 · form.xml · nonDerivative · entry 2

CRANDALL THEODORE D · CIK 0001278026 · Sr.VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Savings Plan

Disclosed balance after: 0

F2 · shares: Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 2/27/2017. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

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February 24, 2017 Filed Feb 27, 2017 15:49 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 14,800 $0.00 Strike: $80.11 $0.00
Disclosure

SEC source: 0001246360-17-001046 · form.xml · derivative · entry 5

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,800 shares

Expires 2022-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2017 Filed Feb 27, 2017 15:49 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 1,600 $151.05 $241,682.08
Disclosure

SEC source: 0001246360-17-001046 · form.xml · nonDerivative · entry 4

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,634

F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.02 to $151.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: Includes 2,910 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

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February 24, 2017 Filed Feb 27, 2017 15:49 UTC
MCDERMOTT JOHN PSr. Vice President
SaleCommon Stock 15,275 $150.47 $2,298,378.84
Disclosure

SEC source: 0001246360-17-001046 · form.xml · nonDerivative · entry 3

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,234

F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.00 to $150.85. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

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February 24, 2017 Filed Feb 27, 2017 15:49 UTC
MCDERMOTT JOHN PSr. Vice President
Exercise / conversionCommon Stock 14,800 $80.11 $1,185,628.00
Disclosure

SEC source: 0001246360-17-001046 · form.xml · nonDerivative · entry 2

MCDERMOTT JOHN P · CIK 0001278046 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.