Tapewire

NYSE · USD

ROK

ROCKWELL AUTOMATION, INC

Export transactions ↓
Tapewire entity
906
SEC CIK
0001024478
Parsed reports
1,011

Last 12 months

Inside the activity.

0 purchase rows · 164 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 20250101
Jan 202601
Feb 2026029
Mar 202607
Apr 202604
May 2026010
Jun 202602
Jul 202601
Aug 202603
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2023 Filed Jun 7, 2023 22:34 UTC
Myers Tessa M.SVP, Intelligent Devices
SaleCommon Stock 169 $296.77 $50,154.94
Disclosure

SEC source: 0001024478-23-000066 · wf-form4_168617724984906.xml · nonDerivative · entry 3

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,737

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.4600 to $297.2300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 22:34 UTC
Myers Tessa M.SVP, Intelligent Devices
SaleCommon Stock 76 $296.13 $22,505.69
Disclosure

SEC source: 0001024478-23-000066 · wf-form4_168617724984906.xml · nonDerivative · entry 2

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,906

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.4000 to $296.3400. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 22:14 UTC
Woods IsaacVice President and Treasurer
SaleCommon Stock 236 $296.72 $70,027.08
Disclosure

SEC source: 0001024478-23-000064 · wf-form4_168617603265666.xml · nonDerivative · entry 3

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,090

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.4500 to $297.1600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 22:14 UTC
Woods IsaacVice President and Treasurer
SaleCommon Stock 57 $295.90 $16,866.56
Disclosure

SEC source: 0001024478-23-000064 · wf-form4_168617603265666.xml · nonDerivative · entry 2

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,326

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/23/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.4100 to $296.3300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 22:08 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
SaleCommon Stock 300 $296.77 $89,030.31
Disclosure

SEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · nonDerivative · entry 3

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,364

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.5500 to $297.1100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 22:08 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
SaleCommon Stock 189 $296.21 $55,983.60
Disclosure

SEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · nonDerivative · entry 2

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,664

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023 to cover taxes due on restricted stock units that vested on 6/6/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $295.5400 to $296.4200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2023 Filed Jun 8, 2023 21:54 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
SaleCommon Stock 700 $300.01 $210,009.10
Disclosure

SEC source: 0001024478-23-000070 · wf-form4_168626127312966.xml · nonDerivative · entry 1

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,664

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $300 to $300.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:39 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · derivative · entry 5

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,104

Underlying: Common Stock · 1,551 shares

Expires 2025-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:39 UTC
Nardecchia ChristopherSVP, Chief Information Officer
Exercise / conversionCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000068 · wf-form4_168617756220397.xml · nonDerivative · entry 1

Nardecchia Christopher · CIK 0001720483 · SVP, Chief Information Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:34 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionRestricted Stock Units · Derivative 776 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000066 · wf-form4_168617724984906.xml · derivative · entry 5

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,552

Underlying: Common Stock · 776 shares

Expires 2025-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:34 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 776 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000066 · wf-form4_168617724984906.xml · nonDerivative · entry 1

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:14 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionRestricted Stock Units · Derivative 931 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000064 · wf-form4_168617603265666.xml · derivative · entry 5

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,862

Underlying: Common Stock · 931 shares

Expires 2025-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:14 UTC
Woods IsaacVice President and Treasurer
Exercise / conversionCommon Stock 931 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000064 · wf-form4_168617603265666.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:08 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionRestricted Stock Units · Derivative 1,551 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · derivative · entry 5

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,104

Underlying: Common Stock · 1,551 shares

Expires 2025-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 22:08 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
Exercise / conversionCommon Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000062 · wf-form4_168617570992291.xml · nonDerivative · entry 1

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:07 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionRestricted Stock Units · Derivative 776 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000060 · wf-form4_168617202878953.xml · derivative · entry 3

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,552

Underlying: Common Stock · 776 shares

Expires 2025-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 21:07 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
Exercise / conversionCommon Stock 776 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000060 · wf-form4_168617202878953.xml · nonDerivative · entry 1

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 21:08 UTC
Perducat CyrilSVP, Chief Technology Officer
SaleCommon Stock 645 $289.23 $186,553.41
Disclosure

SEC source: 0001024478-23-000054 · wf-form4_168574007371579.xml · nonDerivative · entry 2

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,491

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/20/2023 to cover taxes due on restricted stock units that vested on 6/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $289.2300 to $289.3150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:13 UTC
Fordenwalt Matthew W.SVP Lifecycle Services
GrantRestricted Stock Units · Derivative 1,783 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000057 · wf-form4_168574042709680.xml · derivative · entry 1

Fordenwalt Matthew W. · CIK 0001979295 · SVP Lifecycle Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,783

Underlying: Common Stock · 1,783 shares

Expires 2026-06-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:08 UTC
Perducat CyrilSVP, Chief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 2,240 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000054 · wf-form4_168574007371579.xml · derivative · entry 3

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,240

Underlying: Common Stock · 2,240 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:08 UTC
Perducat CyrilSVP, Chief Technology Officer
Exercise / conversionCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000054 · wf-form4_168574007371579.xml · nonDerivative · entry 1

Perducat Cyril · CIK 0001862211 · SVP, Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2023 Filed May 26, 2023 21:48 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $0.00 Strike: $108.89 $0.00
Disclosure

SEC source: 0001820074-23-000002 · primary_doc.xml · derivative · entry 4

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 25, 2023 Filed May 26, 2023 21:48 UTC
MILLER JOHN MVP and Chief IP Counsel
Tax withholdingCommon Stock 358 $273.43 $97,887.94
Disclosure

SEC source: 0001820074-23-000002 · primary_doc.xml · nonDerivative · entry 2

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,823

Read SEC document
May 25, 2023 Filed May 26, 2023 21:48 UTC
MILLER JOHN MVP and Chief IP Counsel
Exercise / conversionCommon Stock 900 $108.89 $98,001.00
Disclosure

SEC source: 0001820074-23-000002 · primary_doc.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2023 Filed May 18, 2023 21:24 UTC
GENEREUX SCOTTSr.VP, Chief Revenue Officer
SaleCommon Stock 500 $280.00 $140,000.00
Disclosure

SEC source: 0001024478-23-000051 · wf-form4_168444505477038.xml · nonDerivative · entry 1

GENEREUX SCOTT · CIK 0001456171 · Sr.VP, Chief Revenue Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,376

F1 · kind: Sale of shares pursuant to a Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
May 15, 2023 Filed May 16, 2023 12:57 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 800 $115.69 Strike: $115.69 $92,552.00
Disclosure

SEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · derivative · entry 5

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800 shares

Expires 2024-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 15, 2023 Filed May 16, 2023 12:57 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $108.89 Strike: $108.89 $98,001.00
Disclosure

SEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · derivative · entry 4

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 900 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
May 15, 2023 Filed May 16, 2023 12:57 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 800 $115.69 $92,552.00
Disclosure

SEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · nonDerivative · entry 2

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
May 15, 2023 Filed May 16, 2023 12:57 UTC
Moret Blake D.Director · President and CEO
Exercise / conversionCommon Stock 900 $108.89 $98,001.00
Disclosure

SEC source: 0001024478-23-000049 · wf-form4_168424181496024.xml · nonDerivative · entry 1

Moret Blake D. · CIK 0001515154 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of options pursuant to Rule 10b5-1 plan entered into on 2/23/2023.

Read SEC document
May 02, 2023 Filed May 3, 2023 21:22 UTC
MILLER JOHN MVP and Chief IP Counsel
SaleCommon Stock 556 $279.09 $155,174.87
Disclosure

SEC source: 0001024478-23-000047 · wf-form4_168314896775923.xml · nonDerivative · entry 1

MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,281

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:56 UTC GrantRestricted Stock Units · Derivative 114 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000040 · wf-form4_168064535722207.xml · derivative · entry 1

Gipson William P · CIK 0001826765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,397

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:53 UTC GrantRestricted Stock Units · Derivative 93 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000038 · wf-form4_168064520063107.xml · derivative · entry 1

SODERBERY ROBERT · CIK 0001820713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · kind: Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

F3 · derivative.exercise_date: Payable upon retirement, change of control and certain other circumstances.

F3 · derivative.expiration_date: Payable upon retirement, change of control and certain other circumstances.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 23:20 UTC
Gangestad Nicholas CSr. VP and CFO
SaleCommon Stock 210 $294.67 $61,880.81
Disclosure

SEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · nonDerivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,757

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 3/1/2023.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.62 to $294.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2023 Filed Mar 2, 2023 23:20 UTC
Gangestad Nicholas CSr. VP and CFO
SaleCommon Stock 1,765 $294.20 $519,261.41
Disclosure

SEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,967

F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 3/1/2023.

F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $293.62 to $294.61 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:20 UTC
Gangestad Nicholas CSr. VP and CFO
Exercise / conversionRestricted Stock Units · Derivative 5,308 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · derivative · entry 4

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309

Underlying: Common Stock · 5,308 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 23:20 UTC
Gangestad Nicholas CSr. VP and CFO
Exercise / conversionCommon Stock 5,308 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000036 · wf-form4_167779923115291.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 02:40 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 133 $246.77 Strike: $246.77 $32,820.41
Disclosure

SEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · derivative · entry 5

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,784

Underlying: Common Stock · 133 shares

Expires 2030-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 02:40 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 167 $196.43 Strike: $196.43 $32,803.81
Disclosure

SEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · derivative · entry 4

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Common Stock · 167 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 02:40 UTC Exercise / conversionCommon Stock 133 $246.77 $32,820.41
Disclosure

SEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · nonDerivative · entry 2

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 02:40 UTC Exercise / conversionCommon Stock 167 $196.43 $32,803.81
Disclosure

SEC source: 0001024478-23-000034 · wf-form4_167763842969974.xml · nonDerivative · entry 1

Kulaszewicz Frank C · CIK 0001516418 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Feb 27, 2023 22:45 UTC
Woods IsaacVice President and Treasurer
SaleCommon Stock 100 $294.34 $29,433.50
Disclosure

SEC source: 0001024478-23-000032 · wf-form4_167753790677909.xml · nonDerivative · entry 1

Woods Isaac · CIK 0001825762 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

F1 · balance_after: Includes 350 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 13, 2023 Filed Feb 14, 2023 23:13 UTC
Buttermore Robert L.SVP,Chief Supply Chain Officer
GrantRestricted Stock Units · Derivative 1,702 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000030 · wf-form4_167641638996698.xml · derivative · entry 1

Buttermore Robert L. · CIK 0001963701 · SVP,Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702

Underlying: Common Stock · 1,702 shares

Expires 2026-02-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Read SEC document
February 09, 2023 Filed Feb 9, 2023 21:56 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 81 $289.13 $23,419.77
Disclosure

SEC source: 0001024478-23-000024 · wf-form4_167597976804840.xml · nonDerivative · entry 4

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,989

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022.

F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $288.97 to $289.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6 · balance_after: Includes 1,370 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Read SEC document
February 09, 2023 Filed Feb 9, 2023 21:56 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 1,615 $288.18 $465,406.18
Disclosure

SEC source: 0001024478-23-000024 · wf-form4_167597976804840.xml · nonDerivative · entry 3

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022.

F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $287.8150 to $288.77. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 09, 2023 Filed Feb 9, 2023 21:56 UTC
House Rebecca WSVP, CLO and Secretary
SaleCommon Stock 1,482 $287.33 $425,818.17
Disclosure

SEC source: 0001024478-23-000024 · wf-form4_167597976804840.xml · nonDerivative · entry 2

House Rebecca W · CIK 0001693217 · SVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,685

F2 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 11/29/2022.

F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $286.76 to $287.75. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2023 Filed Feb 9, 2023 21:46 UTC GrantCommon Stock 453 $0.00 $0.00
Disclosure

SEC source: 0001024478-23-000022 · wf-form4_167597914655685.xml · nonDerivative · entry 1

Jolla Alice L. · CIK 0001819285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453

F1 · kind: Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:24 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $171.46 $0.00
Disclosure

SEC source: 0001024478-23-000018 · wf-form4_167538382914456.xml · derivative · entry 7

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,400 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:24 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,534 $0.00 Strike: $196.43 $0.00
Disclosure

SEC source: 0001024478-23-000018 · wf-form4_167538382914456.xml · derivative · entry 6

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,534 shares

Expires 2029-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:24 UTC
Myers Tessa M.SVP, Intelligent Devices
SaleCommon Stock 3,934 $290.48 $1,142,761.70
Disclosure

SEC source: 0001024478-23-000018 · wf-form4_167538382914456.xml · nonDerivative · entry 4

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206

F1 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $290.3543 to $290.65. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 02, 2023 Filed Feb 3, 2023 00:24 UTC
Myers Tessa M.SVP, Intelligent Devices
Exercise / conversionCommon Stock 1,400 $171.46 $240,044.00
Disclosure

SEC source: 0001024478-23-000018 · wf-form4_167538382914456.xml · nonDerivative · entry 3

Myers Tessa M. · CIK 0001769006 · SVP, Intelligent Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.