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RM

Regional Management Corp.

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2197
SEC CIK
0001519401
Parsed reports
423

Last 12 months

Inside the activity.

3 purchase rows · 98 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025039
Dec 2025015
Jan 202609
Feb 2026012
Mar 202610
Apr 2026014
May 202602
Jun 202600
Jul 202602
Aug 202621
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2018 Filed Feb 9, 2018 16:50 UTC
Knitzer Peter RDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 59,187 $0.00 Strike: $28.25 $0.00
Disclosure

SEC source: 0001209191-18-008885 · doc4.xml · derivative · entry 1

Knitzer Peter R · CIK 0001649178 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,187

Underlying: Common Stock · 59,187 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 21:53 UTC
Thomas Donald E.EVP and CFO
GrantEmployee Stock Option (right to buy) · Derivative 14,326 $0.00 Strike: $28.25 $0.00
Disclosure

SEC source: 0001209191-18-008899 · doc4.xml · derivative · entry 1

Thomas Donald E. · CIK 0001565814 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,326

Underlying: Common Stock · 14,326 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 21:53 UTC
Taggart Daniel J.SVP and Chief Risk Officer
GrantEmployee Stock Option (right to buy) · Derivative 8,878 $0.00 Strike: $28.25 $0.00
Disclosure

SEC source: 0001209191-18-008897 · doc4.xml · derivative · entry 1

Taggart Daniel J. · CIK 0001629886 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,878

Underlying: Common Stock · 8,878 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 21:52 UTC GrantEmployee Stock Option (right to buy) · Derivative 14,527 $0.00 Strike: $28.25 $0.00
Disclosure

SEC source: 0001209191-18-008894 · doc4.xml · derivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,527

Underlying: Common Stock · 14,527 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020.

Read SEC document
February 07, 2018 Filed Feb 9, 2018 21:51 UTC
Fisher Brian J.SVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 8,071 $0.00 Strike: $28.25 $0.00
Disclosure

SEC source: 0001209191-18-008893 · doc4.xml · derivative · entry 1

Fisher Brian J. · CIK 0001567382 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,071

Underlying: Common Stock · 8,071 shares

Expires 2028-02-07

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020.

Read SEC document
February 07, 2018 Filed Feb 12, 2018 21:38 UTC Amendment GrantEmployee Stock Option (right to buy) · Derivative 0 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-009223 · doc4a.xml · derivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · security: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · derivative.exercise_price: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · date: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · kind: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · shares: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · price: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · derivative.exercise_date: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · derivative.expiration_date: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · derivative.underlying: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · derivative.underlying_shares: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

F1 · balance_after: On February 9, 2018, the reporting person filed a Form 4 reporting an employee stock option award (right to buy), granted on February 7, 2018, for 14,527 shares of common stock at an exercise price of $28.25 per share, vesting in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. The Form 4 was inadvertently filed. The employee stock option award was never granted to the reporting person.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 01:20 UTC GrantCommon Stock 888 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-007713 · doc4.xml · nonDerivative · entry 1

Contreras-Sweet Maria · CIK 0001700964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888

Read SEC document
February 02, 2018 Filed Feb 7, 2018 01:50 UTC
BASSWOOD CAPITAL MANAGEMENT, L.L.C.Director · 10% owner · Director-by-Deputization
LINDENBAUM MATTHEW ADirector · 10% owner · Director-by-Deputization
LINDENBAUM BENNETT DDirector · 10% owner · Director-by-Deputization
GrantCommon Stock, par value $0.10 per share ("Common Stock") 799 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005421 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · Director · 10% owner · Director-by-Deputization

LINDENBAUM MATTHEW A · CIK 0000927943 · Director · 10% owner · Director-by-Deputization

LINDENBAUM BENNETT D · CIK 0000927942 · Director · 10% owner · Director-by-Deputization

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 799

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
February 02, 2018 Filed Feb 7, 2018 01:48 UTC GrantCommon Stock, par value $0.10 per share ("Common Stock") 799 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-005418 · doc1.xml · nonDerivative · entry 1

Brown Jonathan David · CIK 0001729585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799

Read SEC document
January 22, 2018 Filed Jan 23, 2018 22:26 UTC SaleCommon Stock 21,799 $27.50 $599,472.50
Disclosure

SEC source: 0001140361-18-002964 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 308,193

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
January 19, 2018 Filed Jan 23, 2018 22:26 UTC SaleCommon Stock, par value $0.10 per share ("Common Stock") 4,163 $27.84 $115,897.92
Disclosure

SEC source: 0001140361-18-002964 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 329,992

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:04 UTC PurchaseCommon Stock 3,550 $26.18 $92,939.00
Disclosure

SEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 5

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 27,525

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F6 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:04 UTC PurchaseCommon Stock 2,355 $26.18 $61,653.90
Disclosure

SEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 4

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 78,548

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F5 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:04 UTC SaleCommon Stock 1,486 $25.99 $38,621.14
Disclosure

SEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 3

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 25,984

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F4 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:04 UTC SaleCommon Stock 4,222 $25.99 $109,729.78
Disclosure

SEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 2

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 124,930

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F3 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 16:51 UTC
Dymski Michael SVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,022 $26.31 $26,888.82
Disclosure

SEC source: 0001209191-18-000974 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:04 UTC PurchaseCommon Stock, par value $0.10 per share ("Common Stock") 7,881 $26.40 $208,058.40
Disclosure

SEC source: 0001140361-18-000492 · doc1.xml · nonDerivative · entry 1

BASSWOOD CAPITAL MANAGEMENT, L.L.C. · CIK 0001085393 · 10% owner

LINDENBAUM MATTHEW A · CIK 0000927943 · 10% owner

LINDENBAUM BENNETT D · CIK 0000927942 · 10% owner

BASSWOOD FINANCIAL FUND, L.P. · CIK 0001519641 · 10% owner

BASSWOOD FINANCIAL LONG ONLY FUND, L.P. · CIK 0001538637 · 10% owner

BASSWOOD FINANCIAL FUND, INC. · CIK 0001576092 · 10% owner

BASSWOOD OPPORTUNITY FUND INC · CIK 0001269757 · 10% owner

BASSWOOD PARTNERS, L.L.C. · CIK 0001269758 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 334,155

F1 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

F2 · ownership.nature: Notes are included on Exhibit 99.1 hereto.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:42 UTC
Dymski Michael SVP & Chief Accounting Officer
Tax withholdingCommon Stock 503 $24.21 $12,177.63
Disclosure

SEC source: 0001209191-17-055176 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,907

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:44 UTC
Thomas Donald E.EVP and CFO
Tax withholdingCommon Stock 2,011 $24.21 $48,686.31
Disclosure

SEC source: 0001209191-17-055179 · doc4.xml · nonDerivative · entry 1

Thomas Donald E. · CIK 0001565814 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:43 UTC
Fisher Brian J.VP and General Counsel
Tax withholdingCommon Stock 1,509 $24.21 $36,532.89
Disclosure

SEC source: 0001209191-17-055177 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,557

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:19 UTC GrantEmployee Stock Option (right to buy) · Derivative 34,403 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-17-036781 · doc4.xml · derivative · entry 1

Schachtel John D. · CIK 0001708027 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,403

Underlying: Common Stock · 34,403 shares

Expires 2027-05-30

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vest and become exercisable on December 31, 2017, and forty percent (40%) of the shares subject to the option vest and become exercisable on each of December 31, 2018 and December 31, 2019.

Read SEC document
May 04, 2017 Filed May 5, 2017 20:41 UTC GrantCommon Stock 6,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030468 · doc4.xml · nonDerivative · entry 1

DEMOLINA ALVARO G · CIK 0001286112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,436

Read SEC document
May 04, 2017 Filed May 6, 2017 01:01 UTC GrantCommon Stock 4,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030472 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,529

Read SEC document
May 04, 2017 Filed May 6, 2017 00:53 UTC GrantCommon Stock 5,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030471 · doc4.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,309

Read SEC document
May 04, 2017 Filed May 6, 2017 01:09 UTC GrantCommon Stock 4,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030473 · doc4.xml · nonDerivative · entry 1

Godley Richard A · CIK 0001525517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,909

Read SEC document
May 04, 2017 Filed May 6, 2017 00:45 UTC GrantCommon Stock 6,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030469 · doc4.xml · nonDerivative · entry 1

Palomares Carlos · CIK 0001525514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,607

Read SEC document
May 04, 2017 Filed May 6, 2017 00:33 UTC GrantCommon Stock 5,755 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030467 · doc4.xml · nonDerivative · entry 1

Campos Roel C · CIK 0001525543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,854

Read SEC document
May 03, 2017 Filed May 6, 2017 01:01 UTC SaleCommon Stock 12,681 $20.88 $264,779.28
Disclosure

SEC source: 0001209191-17-030472 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,213

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person sold a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. There will be no further sales pursuant to this Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.64 to $21.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:42 UTC SaleCommon Stock 343 $20.09 $6,890.87
Disclosure

SEC source: 0001209191-17-029451 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,894

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.22, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 00:27 UTC SaleCommon Stock 3,467 $20.30 $70,380.10
Disclosure

SEC source: 0001209191-17-028528 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,237

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.14 to $20.76, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 00:27 UTC SaleCommon Stock 5,987 $20.92 $125,248.04
Disclosure

SEC source: 0001209191-17-028528 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,704

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 25, 2017 Filed Apr 28, 2017 00:27 UTC SaleCommon Stock 8,405 $20.91 $175,748.55
Disclosure

SEC source: 0001209191-17-028528 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,691

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 24, 2017 Filed Apr 25, 2017 00:27 UTC SaleCommon Stock 5,387 $20.57 $110,810.59
Disclosure

SEC source: 0001209191-17-028029 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,096

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.75, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 21, 2017 Filed Apr 25, 2017 00:27 UTC SaleCommon Stock 12,478 $20.24 $252,554.72
Disclosure

SEC source: 0001209191-17-028029 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,483

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 20, 2017 Filed Apr 25, 2017 00:27 UTC SaleCommon Stock 5,252 $20.09 $105,512.68
Disclosure

SEC source: 0001209191-17-028029 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,961

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.19, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 19, 2017 Filed Apr 20, 2017 00:02 UTC SaleCommon Stock 849 $20.03 $17,005.47
Disclosure

SEC source: 0001209191-17-027597 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,213

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.09, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 18, 2017 Filed Apr 20, 2017 00:02 UTC SaleCommon Stock 30 $20.01 $600.30
Disclosure

SEC source: 0001209191-17-027597 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,062

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

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April 17, 2017 Filed Apr 20, 2017 00:02 UTC SaleCommon Stock 917 $20.03 $18,367.51
Disclosure

SEC source: 0001209191-17-027597 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,092

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.12, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 11, 2017 Filed Apr 12, 2017 22:47 UTC SaleCommon Stock 7,493 $20.03 $150,084.79
Disclosure

SEC source: 0001209191-17-026735 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,009

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.13, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 10, 2017 Filed Apr 12, 2017 22:47 UTC SaleCommon Stock 5,300 $20.07 $106,371.00
Disclosure

SEC source: 0001209191-17-026735 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,502

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.27, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 07, 2017 Filed Apr 8, 2017 00:06 UTC SaleCommon Stock 5,111 $20.12 $102,833.32
Disclosure

SEC source: 0001209191-17-026362 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,802

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.22, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 05, 2017 Filed Apr 8, 2017 00:06 UTC SaleCommon Stock 1,300 $20.00 $26,000.00
Disclosure

SEC source: 0001209191-17-026362 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,913

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, which is intended to comply with rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

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March 15, 2017 Filed Mar 17, 2017 20:20 UTC
Thomas Donald E.EVP and CFO
GrantEmployee Stock Option (right to buy) · Derivative 19,063 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001209191-17-021373 · doc4.xml · derivative · entry 1

Thomas Donald E. · CIK 0001565814 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,063

Underlying: Common Stock · 19,063 shares

Expires 2027-03-15

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019.

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March 15, 2017 Filed Mar 17, 2017 20:19 UTC
Taggart Daniel J.SVP and Chief Risk Officer
GrantEmployee Stock Option (right to buy) · Derivative 11,817 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001209191-17-021368 · doc4.xml · derivative · entry 1

Taggart Daniel J. · CIK 0001629886 · SVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,817

Underlying: Common Stock · 11,817 shares

Expires 2027-03-15

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019.

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March 15, 2017 Filed Mar 17, 2017 20:18 UTC
Fisher Brian J.VP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 8,918 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001209191-17-021365 · doc4.xml · derivative · entry 1

Fisher Brian J. · CIK 0001567382 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,918

Underlying: Common Stock · 8,918 shares

Expires 2027-03-15

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019.

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March 15, 2017 Filed Mar 17, 2017 20:18 UTC
Anderson Jody L.President and COO
GrantEmployee Stock Option (right to buy) · Derivative 19,230 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001209191-17-021362 · doc4.xml · derivative · entry 1

Anderson Jody L. · CIK 0001621275 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,230

Underlying: Common Stock · 19,230 shares

Expires 2027-03-15

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019.

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March 14, 2017 Filed Mar 16, 2017 17:51 UTC
Dymski Michael SVP & Chief Accounting Officer
GrantCommon Stock 5,947 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021159 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,410

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February 15, 2017 Filed Feb 17, 2017 21:16 UTC
Fisher Brian J.VP and General Counsel
Tax withholdingCommon Stock 842 $21.43 $18,044.06
Disclosure

SEC source: 0001209191-17-012081 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,066

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

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February 10, 2017 Filed Feb 14, 2017 16:16 UTC
Dymski Michael SVP & Chief Accounting Officer
SaleCommon Stock 8,516 $22.20 $189,055.20
Disclosure

SEC source: 0001209191-17-010460 · doc4.xml · nonDerivative · entry 1

Dymski Michael S · CIK 0001673742 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.36, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.