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Fisher Brian J.

Disclosed activity across 1 company

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32675
SEC CIK
0001567382

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Regional Management Corp.RM · Entity 2197EVP, Chief Strat/Dev OfficerJuly 02, 2026July 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Regional Management Corp.

Report date July 02, 2026 · Filed July 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect46,117 Reported balance After 2026-07-02 transaction · row 1
1 source row

Row 1 · 2026-07-02 · Grant · Acquired 13,247 · Balance 46,117

F1: These shares represent a Performance Restricted Stock Unit granted on June 14, 2023. On July 2, 2026, the Human Resources and Compensation Committee of the Company's Board of Directors certified the level of achievement for the performance period ended June 14, 2026. The shares will settle on December 31, 2026 pursuant to the terms of the award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent a Performance Restricted Stock Unit granted on June 14, 2023. On July 2, 2026, the Human Resources and Compensation Committee of the Company's Board of Directors certified the level of achievement for the performance period ended June 14, 2026. The shares will settle on December 31, 2026 pursuant to the terms of the award agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2026 Filed Jul 2, 2026 20:30 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 13,247 $0.00 $0.00
Disclosure

SEC source: 0001567382-26-000008 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,117

F1 · shares: These shares represent a Performance Restricted Stock Unit granted on June 14, 2023. On July 2, 2026, the Human Resources and Compensation Committee of the Company's Board of Directors certified the level of achievement for the performance period ended June 14, 2026. The shares will settle on December 31, 2026 pursuant to the terms of the award agreement.

Read SEC document
May 13, 2026 Filed May 15, 2026 20:30 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 5,125 $0.00 $0.00
Disclosure

SEC source: 0001567382-26-000006 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,870

Read SEC document
April 17, 2026 Filed Apr 17, 2026 21:18 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 2,961 $38.95 $115,330.95
Disclosure

SEC source: 0001567382-26-000004 · ownership.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,745

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.

Read SEC document
April 15, 2026 Filed Apr 16, 2026 20:30 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,457 $38.09 $207,857.13
Disclosure

SEC source: 0001567382-26-000002 · ownership.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,745

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 21:18 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,918 $0.00 Strike: $19.99 $0.00
Disclosure

SEC source: 0001567382-26-000004 · ownership.xml · derivative · entry 4

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,918 shares

Expires 2027-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.

F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019. The option is now fully exercisable.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 21:18 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 5,957 $38.22 $227,676.54
Disclosure

SEC source: 0001567382-26-000004 · ownership.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,706

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.

F2 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on April 15, 2026; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F3 · price: Represents the closing market price of the issuer's common stock at the time of the option exercise on April 15, 2026.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 21:18 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 8,918 $19.99 $178,270.82
Disclosure

SEC source: 0001567382-26-000004 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.

Read SEC document
April 14, 2026 Filed Apr 16, 2026 20:30 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 3,000 $38.07 $114,210.00
Disclosure

SEC source: 0001567382-26-000002 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,202

F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:44 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 3,657 $38.75 $141,708.75
Disclosure

SEC source: 0001193125-26-002598 · ownership.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,202

F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:44 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 1,589 $38.75 $61,573.75
Disclosure

SEC source: 0001193125-26-002598 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,859

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon settlement of performance restricted stock units. This is a non-market transaction.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 1,592 $39.27 $62,517.84
Disclosure

SEC source: 0001193125-25-280197 · ownership.xml · nonDerivative · entry 5

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,448

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.17 to $39.47, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 12, 2025 Filed Nov 13, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 6,548 $38.65 $253,080.20
Disclosure

SEC source: 0001193125-25-280197 · ownership.xml · nonDerivative · entry 4

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,040

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.15 to $39.11, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,500 $38.24 $210,320.00
Disclosure

SEC source: 0001193125-25-280197 · ownership.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,588

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.06 to $38.38, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,379 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0001193125-25-280197 · ownership.xml · derivative · entry 6

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,379 shares

Expires 2026-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 7,609 $38.37 $291,957.33
Disclosure

SEC source: 0001193125-25-280197 · ownership.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,088

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on November 10, 2025; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercise on November 10, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 12,379 $17.08 $211,433.32
Disclosure

SEC source: 0001193125-25-280197 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:15 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 5,632 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042011 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,318

Read SEC document
January 29, 2025 Filed Jan 31, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 4,151 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-011751 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,686

F1 · shares: These shares represent a Performance Restricted Stock Unit granted on February 17, 2022. On January 29, 2025, the Human Resources and Compensation Committee of the Company's Board of Directors certified the level of achievement for the performance period ended December 31, 2024. The shares will settle on December 31, 2025 pursuant to the terms of the award agreement.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:15 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 3,047 $33.98 $103,537.06
Disclosure

SEC source: 0000950170-25-001181 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,535

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 21:50 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 11,968 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-068929 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,582

Read SEC document
April 12, 2024 Filed Apr 16, 2024 20:17 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 1,527 $25.00 $38,175.00
Disclosure

SEC source: 0000950170-24-044785 · ownership.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,614

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance-contingent restricted stock units. This is a non-market transaction.

Read SEC document
April 12, 2024 Filed Apr 16, 2024 20:17 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 4,963 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-044785 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,141

Read SEC document
December 31, 2023 Filed Jan 3, 2024 22:22 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 2,440 $25.08 $61,195.20
Disclosure

SEC source: 0000950170-24-001143 · ownership.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,178

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 21:15 UTC Regional Management Corp. RM · Entity 2197 OtherCommon Stock 21,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055743 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,618

F1 · kind: The shares were transferred from the Reporting Person to his ex-wife pursuant to a marital settlement agreement entered into in connection with divorce proceedings. The Reporting Person no longer has a reportable beneficial ownership in these securities.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 20:25 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 11,058 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037867 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,180

Read SEC document
April 06, 2023 Filed Apr 10, 2023 22:04 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 4,089 $25.74 $105,250.86
Disclosure

SEC source: 0001209191-23-023934 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,122

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance-contingent restricted stock units. This is a non-market transaction.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 22:04 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 13,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-023934 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,211

Read SEC document
December 31, 2022 Filed Jan 5, 2023 01:55 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 2,038 $28.08 $57,227.04
Disclosure

SEC source: 0001209191-23-001511 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,958

F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
June 01, 2022 Filed Jan 5, 2023 01:55 UTC Regional Management Corp. RM · Entity 2197 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001511 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,996

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:43 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 900 $47.05 $42,345.00
Disclosure

SEC source: 0001209191-22-024220 · doc4.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,996

F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:43 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 2,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024220 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,896

Read SEC document
March 01, 2022 Filed Apr 12, 2022 23:43 UTC Regional Management Corp. RM · Entity 2197 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-024220 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,028

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 17, 2022 Filed Feb 18, 2022 21:40 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 6,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-011326 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,028

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:31 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 2,761 $57.46 $158,647.06
Disclosure

SEC source: 0001209191-22-001321 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,604

F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.

Read SEC document
December 02, 2021 Filed Jan 5, 2022 02:31 UTC Regional Management Corp. RM · Entity 2197 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001321 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,365

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 21:43 UTC Regional Management Corp. RM · Entity 2197 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 4

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,365

F4 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:43 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 826 $62.03 $51,236.78
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,365

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.96 to $62.12, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:43 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 2,348 $61.26 $143,838.48
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,191

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.91 to $61.76, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 21:43 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,472 $60.27 $329,797.44
Disclosure

SEC source: 0001209191-21-065122 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,539

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.89 to $60.89, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 12, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 100 $60.21 $6,021.00
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 6

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Read SEC document
November 11, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 4,860 $60.44 $293,738.40
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 5

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,111

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.91, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,143 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · derivative · entry 9

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,143 shares

Expires 2025-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,500 $0.00 Strike: $15.06 $0.00
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · derivative · entry 8

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable.

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November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,644 $0.00 Strike: $17.76 $0.00
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · derivative · entry 7

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,644 shares

Expires 2024-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 20,681 $60.33 $1,247,684.73
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 4

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,971

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on November 9, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercises on November 9, 2021.

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November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 13,143 $14.75 $193,859.25
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 11,500 $15.06 $173,190.00
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2021 Filed Nov 12, 2021 23:03 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 9,644 $17.76 $171,277.44
Disclosure

SEC source: 0001209191-21-064310 · doc4.xml · nonDerivative · entry 1

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 03, 2021 Filed Sep 7, 2021 23:25 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 3,000 $57.41 $172,230.00
Disclosure

SEC source: 0001209191-21-055073 · doc4.xml · nonDerivative · entry 3

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,365

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.39 to $57.64, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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September 01, 2021 Filed Sep 7, 2021 23:25 UTC Regional Management Corp. RM · Entity 2197 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-055073 · doc4.xml · nonDerivative · entry 2

Fisher Brian J. · CIK 0001567382 · EVP, Chief Strat/Dev Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,365

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to the Fisher Family Philanthropic Fund, a donor advised fund, pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.