Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Regional Management Corp.RM · Entity 2197 | EVP, Chief Credit Risk Officer | December 31, 2019 | January 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Regional Management Corp.
Report date December 31, 2019 · Filed January 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,576 |
Reported balance
After 2019-12-31 transaction · row 1
1 source rowRow 1 · 2019-12-31 · Tax withholding · Disposed 555 · Balance 11,576 F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 22:15 UTC | Regional Management Corp. RM · Entity 2197 | Tax withholdingCommon Stock | 555 | $30.03 | $16,666.65 |
DisclosureSEC source: 0001209191-20-001200 · doc4.xml · nonDerivative · entry 1 Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,576 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 21:45 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 3,351 | $32.74 | $109,711.74 |
DisclosureSEC source: 0001209191-19-057949 · doc4.xml · nonDerivative · entry 1 Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,131 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.68 to $32.80, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:18 UTC | Regional Management Corp. RM · Entity 2197 | Tax withholdingCommon Stock | 1,706 | $24.64 | $42,035.84 |
DisclosureSEC source: 0001209191-19-021348 · doc4.xml · nonDerivative · entry 2 Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,482 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:18 UTC | Regional Management Corp. RM · Entity 2197 | GrantCommon Stock | 7,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021348 · doc4.xml · nonDerivative · entry 1 Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,188 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:12 UTC | Regional Management Corp. RM · Entity 2197 | GrantEmployee Stock Option (right to buy) · Derivative | 15,793 | $0.00 Strike: $27.89 | $0.00 |
DisclosureSEC source: 0001209191-19-008647 · doc4.xml · derivative · entry 2 Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,793 Underlying: Common Stock · 15,793 shares Expires 2029-02-06 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2019, December 31, 2020, and December 31, 2021. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:12 UTC | Regional Management Corp. RM · Entity 2197 | GrantCommon Stock | 6,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-008647 · doc4.xml · nonDerivative · entry 1 Taggart Daniel J. · CIK 0001629886 · EVP, Chief Credit Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,185 Read SEC document |
| February 26, 2018 Filed Feb 27, 2018 02:31 UTC | Regional Management Corp. RM · Entity 2197 | SaleCommon Stock | 3,200 | $30.45 | $97,440.00 |
DisclosureSEC source: 0001209191-18-013701 · doc4.xml · nonDerivative · entry 1 Taggart Daniel J. · CIK 0001629886 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,351 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.44 to $30.53, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:53 UTC | Regional Management Corp. RM · Entity 2197 | GrantEmployee Stock Option (right to buy) · Derivative | 8,878 | $0.00 Strike: $28.25 | $0.00 |
DisclosureSEC source: 0001209191-18-008897 · doc4.xml · derivative · entry 1 Taggart Daniel J. · CIK 0001629886 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,878 Underlying: Common Stock · 8,878 shares Expires 2028-02-07 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:19 UTC | Regional Management Corp. RM · Entity 2197 | GrantEmployee Stock Option (right to buy) · Derivative | 11,817 | $0.00 Strike: $19.99 | $0.00 |
DisclosureSEC source: 0001209191-17-021368 · doc4.xml · derivative · entry 1 Taggart Daniel J. · CIK 0001629886 · SVP and Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,817 Underlying: Common Stock · 11,817 shares Expires 2027-03-15 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.