Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Regional Management Corp.RM · Entity 2197 | EVP and CFO | March 22, 2019 | March 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Regional Management Corp.
Report date March 22, 2019 · Filed March 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,323 |
Reported balance
After 2019-03-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-22 · Grant · Acquired 11,323 · Balance 11,323 F1: Reflects an exempt transfer of 3,843 shares from an account held directly by the reporting person to The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Trust on January 23, 2018. |
| Common StockSEC Table I · non-derivative | Direct | 7,773 |
Reported balance
After 2019-03-22 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-22 · Tax withholding · Disposed 3,550 · Balance 7,773 F2: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction. |
| Common StockSEC Table I · non-derivative | Indirectsee footnote | 11,843 |
Reported balance
Holding disclosure · report date 2019-03-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,843 F1: Reflects an exempt transfer of 3,843 shares from an account held directly by the reporting person to The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Trust on January 23, 2018. F3: These shares of common stock are held by The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust. The reporting person and his wife, Jeanine Leigh Thomas, are the trustees of The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an exempt transfer of 3,843 shares from an account held directly by the reporting person to The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Trust on January 23, 2018.
F2: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.
F3: These shares of common stock are held by The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust. The reporting person and his wife, Jeanine Leigh Thomas, are the trustees of The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Living Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2019 Filed Mar 26, 2019 21:19 UTC | Regional Management Corp. RM · Entity 2197 | Tax withholdingCommon Stock | 3,550 | $24.64 | $87,472.00 |
DisclosureSEC source: 0001209191-19-021350 · doc4.xml · nonDerivative · entry 2 Thomas Donald E. · CIK 0001565814 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,773 F2 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:19 UTC | Regional Management Corp. RM · Entity 2197 | GrantCommon Stock | 11,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021350 · doc4.xml · nonDerivative · entry 1 Thomas Donald E. · CIK 0001565814 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,323 F1 · balance_after: Reflects an exempt transfer of 3,843 shares from an account held directly by the reporting person to The Donald Eugene Thomas and Jeanine Leigh Thomas Joint Revocable Trust on January 23, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:53 UTC | Regional Management Corp. RM · Entity 2197 | GrantEmployee Stock Option (right to buy) · Derivative | 14,326 | $0.00 Strike: $28.25 | $0.00 |
DisclosureSEC source: 0001209191-18-008899 · doc4.xml · derivative · entry 1 Thomas Donald E. · CIK 0001565814 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,326 Underlying: Common Stock · 14,326 shares Expires 2028-02-07 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2018, December 31, 2019, and December 31, 2020. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:44 UTC | Regional Management Corp. RM · Entity 2197 | Tax withholdingCommon Stock | 2,011 | $24.21 | $48,686.31 |
DisclosureSEC source: 0001209191-17-055179 · doc4.xml · nonDerivative · entry 1 Thomas Donald E. · CIK 0001565814 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 20:20 UTC | Regional Management Corp. RM · Entity 2197 | GrantEmployee Stock Option (right to buy) · Derivative | 19,063 | $0.00 Strike: $19.99 | $0.00 |
DisclosureSEC source: 0001209191-17-021373 · doc4.xml · derivative · entry 1 Thomas Donald E. · CIK 0001565814 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,063 Underlying: Common Stock · 19,063 shares Expires 2027-03-15 F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal installments on each of December 31, 2017, December 31, 2018, and December 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.