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Dunn Michael R

Disclosed activity across 1 company

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44144
SEC CIK
0001334037

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Regional Management Corp.RM · Entity 2197DirectorMay 21, 2026May 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Regional Management Corp.

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,692 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 3,583 · Balance 106,692

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 26, 2026 20:30 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 3,583 $0.00 $0.00
Disclosure

SEC source: 0001334037-26-000002 · ownership.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,692

Read SEC document
December 03, 2025 Filed Dec 4, 2025 21:30 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,580 $37.46 $209,026.80
Disclosure

SEC source: 0001193125-25-308142 · ownership.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,109

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.13 to $37.75 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 21:30 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 4,420 $37.44 $165,484.80
Disclosure

SEC source: 0001193125-25-308142 · ownership.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,689

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.40 to $37.72 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
May 22, 2025 Filed May 27, 2025 20:30 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 4,822 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-077749 · ownership.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,109

Read SEC document
May 23, 2024 Filed May 28, 2024 20:30 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 4,704 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-065265 · ownership.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,287

Read SEC document
May 25, 2023 Filed May 30, 2023 20:55 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032920 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,583

Read SEC document
May 26, 2022 Filed May 27, 2022 20:27 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 2,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032550 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,483

Read SEC document
March 02, 2022 Filed Mar 2, 2022 21:35 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 12,000 $49.94 $599,280.00
Disclosure

SEC source: 0001209191-22-014770 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,761

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.63 to $50.35, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:37 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 49,174 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0001209191-22-012718 · doc4.xml · derivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,174 shares

Expires 2026-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:37 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 28,661 $52.47 $1,503,842.67
Disclosure

SEC source: 0001209191-22-012718 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,761

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on February 22, 2022; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F2 · price: Represents the closing market price of the issuer's common stock at the time of option exercise on February 22, 2022.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 21:37 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 49,174 $17.08 $839,891.92
Disclosure

SEC source: 0001209191-22-012718 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 1,946 $59.70 $116,176.20
Disclosure

SEC source: 0001209191-21-063638 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,248

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.01 to $60.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 21:36 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 8,054 $58.15 $468,340.10
Disclosure

SEC source: 0001209191-21-063638 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,194

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $59.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 20:51 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,000 $58.44 $292,200.00
Disclosure

SEC source: 0001209191-21-054095 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,248

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.34 to $58.53, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $17.08 $0.00
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · derivative · entry 7

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,174

Underlying: Common Stock · 67,174 shares

Expires 2026-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2016, December 31, 2017, and December 31, 2018. The option is now fully exercisable.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 21,692 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · derivative · entry 6

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,692 shares

Expires 2025-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $15.06 $0.00
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · derivative · entry 5

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 30,614 $55.06 $1,685,606.84
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 4

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,248

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on August 19, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.

F2 · price: Represents the closing market price of the issuer's common stock at the time of the option exercises on August 19, 2021.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 18,000 $17.08 $307,440.00
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 21,692 $14.75 $319,957.00
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 10,000 $15.06 $150,600.00
Disclosure

SEC source: 0001209191-21-052960 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:28 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,000 $49.99 $249,950.00
Disclosure

SEC source: 0001209191-21-037664 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,170

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.96 to $50.09, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:18 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 2,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036815 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,170

Read SEC document
May 10, 2021 Filed May 11, 2021 21:11 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,000 $44.00 $220,000.00
Disclosure

SEC source: 0001209191-21-031758 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,878

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:37 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001209191-21-019025 · doc4.xml · derivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,692

Underlying: Common Stock · 50,000 shares

Expires 2025-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became fully vested and exercisable on December 31, 2017.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:37 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 30,056 $36.73 $1,103,956.88
Disclosure

SEC source: 0001209191-21-019025 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,878

F1 · shares: Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for payment of the exercise price based on the market price of the issuer's common stock at the time of the option exercise on March 5, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of stock options. This is a non-market transaction.

F2 · price: Represents the closing market price of the issuer's common stock at the time of option exercise on March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 21:37 UTC Regional Management Corp. RM · Entity 2197 Exercise / conversionCommon Stock 50,000 $14.75 $737,500.00
Disclosure

SEC source: 0001209191-21-019025 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 22:53 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 7,278 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033734 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,934

Read SEC document
September 05, 2019 Filed Sep 6, 2019 22:34 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 28,795 $28.01 $806,547.95
Disclosure

SEC source: 0001209191-19-048814 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,656

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, as amended on August 5, 2019, under which the reporting person sold a total of 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. There will be no further sales pursuant to this Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.09, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:42 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 10,256 $28.01 $287,270.56
Disclosure

SEC source: 0001209191-19-046230 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,451

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, as amended on August 5, 2019, under which the reporting person intends to sell up to a total of 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.08, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
July 16, 2019 Filed Aug 6, 2019 21:19 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 4,681 $27.00 $126,387.00
Disclosure

SEC source: 0001209191-19-044858 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,707

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, under which the reporting person intends to sell up to 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.03, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
July 15, 2019 Filed Aug 6, 2019 21:19 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 155 $27.00 $4,185.00
Disclosure

SEC source: 0001209191-19-044858 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,388

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, under which the reporting person intends to sell up to 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 12, 2019 Filed Aug 6, 2019 21:19 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 16,113 $27.00 $435,051.00
Disclosure

SEC source: 0001209191-19-044858 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,543

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on May 14, 2019, under which the reporting person intends to sell up to 60,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.02, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:21 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 3,649 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027704 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,656

Read SEC document
March 22, 2019 Filed Mar 26, 2019 21:16 UTC Regional Management Corp. RM · Entity 2197 Tax withholdingCommon Stock 3,975 $24.64 $97,944.00
Disclosure

SEC source: 0001209191-19-021346 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,007

F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of performance contingent restricted stock units. This is a non-market transaction.

Read SEC document
March 22, 2019 Filed Mar 26, 2019 21:16 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 11,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021346 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,982

Read SEC document
May 02, 2018 Filed May 4, 2018 20:20 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 2,608 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028108 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,137

Read SEC document
May 04, 2017 Filed May 6, 2017 01:01 UTC Regional Management Corp. RM · Entity 2197 GrantCommon Stock 4,316 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030472 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,529

Read SEC document
May 03, 2017 Filed May 6, 2017 01:01 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 12,681 $20.88 $264,779.28
Disclosure

SEC source: 0001209191-17-030472 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,213

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person sold a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended. There will be no further sales pursuant to this Rule 10b5-1 Sales Plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.64 to $21.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:42 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 343 $20.09 $6,890.87
Disclosure

SEC source: 0001209191-17-029451 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,894

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.22, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 27, 2017 Filed Apr 28, 2017 00:27 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 3,467 $20.30 $70,380.10
Disclosure

SEC source: 0001209191-17-028528 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,237

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.14 to $20.76, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 26, 2017 Filed Apr 28, 2017 00:27 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,987 $20.92 $125,248.04
Disclosure

SEC source: 0001209191-17-028528 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,704

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 25, 2017 Filed Apr 28, 2017 00:27 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 8,405 $20.91 $175,748.55
Disclosure

SEC source: 0001209191-17-028528 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,691

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.75 to $21.00, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 24, 2017 Filed Apr 25, 2017 00:27 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,387 $20.57 $110,810.59
Disclosure

SEC source: 0001209191-17-028029 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,096

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.75, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 21, 2017 Filed Apr 25, 2017 00:27 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 12,478 $20.24 $252,554.72
Disclosure

SEC source: 0001209191-17-028029 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,483

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.44, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 20, 2017 Filed Apr 25, 2017 00:27 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 5,252 $20.09 $105,512.68
Disclosure

SEC source: 0001209191-17-028029 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,961

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.19, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 19, 2017 Filed Apr 20, 2017 00:02 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 849 $20.03 $17,005.47
Disclosure

SEC source: 0001209191-17-027597 · doc4.xml · nonDerivative · entry 3

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,213

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.09, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 18, 2017 Filed Apr 20, 2017 00:02 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 30 $20.01 $600.30
Disclosure

SEC source: 0001209191-17-027597 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,062

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

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April 17, 2017 Filed Apr 20, 2017 00:02 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 917 $20.03 $18,367.51
Disclosure

SEC source: 0001209191-17-027597 · doc4.xml · nonDerivative · entry 1

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,092

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.12, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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April 11, 2017 Filed Apr 12, 2017 22:47 UTC Regional Management Corp. RM · Entity 2197 SaleCommon Stock 7,493 $20.03 $150,084.79
Disclosure

SEC source: 0001209191-17-026735 · doc4.xml · nonDerivative · entry 2

Dunn Michael R · CIK 0001334037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,009

F1 · kind: The transactions covered by this Form 4 have been effected pursuant to a Rule 10b5-1 Sales Plan adopted on February 13, 2017, as amended on March 7, 2017, under which the reporting person intends to sell up to a total of 75,000 shares. The Rule 10b5-1 Sales Plan is intended to comply with Rule 10b5-1(c) promulgated under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.13, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.