RITM

SEC source: 0001591719-25-000008 · wk-form4_1740605136.xml · derivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,313

Underlying: Common Stock · 252,313 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 24, 2025, which will vest in three equal annual installments on February 24 of each of 2026, 2027 and 2028, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-25-000006 · wk-form4_1740519741.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093,220

F1 · shares: Represents shares withheld to cover tax withholding obligations when 185,731 previously reported restricted stock units settled on February 21, 2025.

F2 · balance_after: Includes 185,731 unvested restricted stock units and 192,678 unvested shares of restricted stock.

SEC source: 0001571610-25-000006 · wk-form4_1740519648.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,097

F1 · shares: Represents shares withheld to cover tax withholding obligations when 26,532 previously reported restricted stock units were settled on February 21, 2025.

F2 · balance_after: Includes 26,532 unvested restricted stock units.

F3 · balance_after: Reflects an adjustment of an additional 257 shares to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records.

SEC source: 0001991661-25-000002 · wk-form4_1738722882.xml · derivative · entry 1

Zeiden David · CIK 0001991661 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,407

Underlying: Common Stock · 837 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, 19,703 of which vested on January 1, 2025 and the remainder of which will vest on January 1, 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, 19,703 of which vested on January 1, 2025 and the remainder of which will vest on January 1, 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-25-000004 · wk-form4_1738723621.xml · derivative · entry 9

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905,610

Underlying: Common Stock · 19,251 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on March 15, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-25-000004 · wk-form4_1738723621.xml · derivative · entry 8

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,869

Underlying: Common Stock · 6,417 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-25-000004 · wk-form4_1738723621.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,183,524

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 371,462 unvested restricted stock units and 192,678 unvested shares of restricted stock.

SEC source: 0001571610-25-000004 · wk-form4_1738723255.xml · derivative · entry 3

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,444

Underlying: Common Stock · 796 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F6 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F6 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches, which will vest on February 23, 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-25-000004 · wk-form4_1738723255.xml · derivative · entry 2

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,168

Underlying: Common Stock · 1,194 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the Issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-25-000004 · wk-form4_1738723255.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,949

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 53,064 unvested restricted stock units.

SEC source: 0001591719-25-000002 · wk-form4_1738189895.xml · derivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886,359

Underlying: Common Stock · 886,359 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · shares: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period, as certified by the Compensation Committee on January 27, 2025. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches. The reported amount also includes 57,630 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F3 · derivative.exercise_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F3 · derivative.expiration_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-25-000002 · wk-form4_1738189626.xml · derivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,648

Underlying: Common Stock · 36,648 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · shares: Represents Class B Profits Units in RCM earned based on annual return on equity for the 2024 performance period, as certified by the Compensation Committee on January 27, 2025. As of January 27, 2025, performance-based criteria have been satisfied for 1 of the 3 tranches. The reported amount also includes 2,381 dividend equivalent rights accrued with respect to the earned Class B Profits Units. Dividend equivalent Class B Profits Units vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F3 · derivative.exercise_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F3 · derivative.expiration_date: These Class B Profits Units are exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001628280-25-000780 · wk-form4_1736289617.xml · nonDerivative · entry 1

Addas William Dean · CIK 0001343858 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,827

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.83 on December 31, 2024.

SEC source: 0001991661-24-000007 · wk-form4_1730841857.xml · derivative · entry 1

Zeiden David · CIK 0001991661 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,570

Underlying: Common Stock · 898 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which will vest in two equal installments on January 1 of each of 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which will vest in two equal installments on January 1 of each of 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-24-000012 · wk-form4_1730842403.xml · derivative · entry 2

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,974

Underlying: Common Stock · 1,280 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-24-000012 · wk-form4_1730842403.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,821

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 51,936 unvested restricted stock units.

SEC source: 0001591719-24-000013 · wk-form4_1730842308.xml · derivative · entry 8

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,452

Underlying: Common Stock · 6,883 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-24-000013 · wk-form4_1730842308.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,175,628

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 363,566 unvested restricted stock units and 192,678 unvested shares of restricted stock.

SEC source: 0001991661-24-000005 · wk-form4_1722372564.xml · derivative · entry 1

Zeiden David · CIK 0001991661 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,672

Underlying: Common Stock · 804 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F3 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which will vest in two equal installments on January 1 of each of 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F3 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on May 1, 2024, which will vest in two equal installments on January 1 of each of 2025 and 2026, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-24-000010 · wk-form4_1722372463.xml · derivative · entry 2

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,694

Underlying: Common Stock · 1,147 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-24-000010 · wk-form4_1722372463.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,611

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 50,726 unvested restricted stock units.

SEC source: 0001591719-24-000011 · wk-form4_1722372242.xml · derivative · entry 8

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,569

Underlying: Common Stock · 6,166 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-24-000011 · wk-form4_1722372242.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,167,158

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 355,096 unvested restricted stock units and 192,678 unvested shares of restricted stock.

SEC source: 0001591719-24-000009 · wk-form4_1719261233.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,159,571

F1 · shares: Represents shares of Common Stock withheld by the Issuer to satisfy tax withholding in connection with the settlement of restricted stock awards and does not represent a sale by the reporting person.

F2 · balance_after: Includes 347,509 unvested restricted stock units and 192,678 unvested shares of restricted stock.

SEC source: 0001750581-24-000002 · wk-form4_1717016683.xml · nonDerivative · entry 1

Hebard Peggy Hwan · CIK 0001750581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,124

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.

SEC source: 0001335440-24-000002 · wk-form4_1717016563.xml · nonDerivative · entry 1

Finnerty Kevin J · CIK 0001335440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,146

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.

SEC source: 0001679934-24-000003 · wk-form4_1717029713.xml · nonDerivative · entry 1

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,721

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.

F2 · balance_after: Reflects 20,000 shares of Common Stock previously reported as indirectly held by a family trust. Given the qualification of this trust as a living revocable trust, the shares held in such trust are being reported as directly held.

SEC source: 0001894131-24-000002 · wk-form4_1717016904.xml · nonDerivative · entry 1

Le Melle Patrice M · CIK 0001894131 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,846

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.

SEC source: 0001574248-24-000002 · wk-form4_1717016795.xml · nonDerivative · entry 1

Saltzman David · CIK 0001574248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,794

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.

SEC source: 0001299722-24-000009 · wk-form4_1714509340.xml · derivative · entry 2

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,927

Underlying: Common Stock · 325 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F6 · balance_after: The Reporting Person's Form 4 filing on February 26, 2024 inadvertently understated the number of Class B Profit Units granted to the Reporting Person by 2,920 Class B Profit Units. The total amount reported in Column 9 corrects the balance of the Reporting Person's account.

SEC source: 0001299722-24-000009 · wk-form4_1714509340.xml · nonDerivative · entry 1

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,431

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 9,927 unvested restricted stock units.

SEC source: 0001571610-24-000008 · wk-form4_1714509535.xml · derivative · entry 2

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,547

Underlying: Common Stock · 1,146 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-24-000008 · wk-form4_1714509535.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,528

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 49,643 unvested restricted stock units.

SEC source: 0001591719-24-000007 · wk-form4_1714509161.xml · derivative · entry 8

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,403

Underlying: Common Stock · 6,160 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · shares: Represents dividend equivalent rights accrued on existing Class B Profits Units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent Class B Profits Units will vest on the same schedule and are subject to the same terms and conditions as the underlying awards.

F5 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F5 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001591719-24-000007 · wk-form4_1714509161.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,266,117

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 347,509 unvested restricted stock units and 385,356 unvested shares of restricted stock.

SEC source: 0001591719-24-000005 · wk-form4_1711146196.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,258,537

F1 · shares: Represents shares withheld to cover tax withholding obligations when 169,964 previously reported restricted stock units were settled on March 21, 2024.

F2 · balance_after: Includes 339,929 unvested restricted stock units and 385,356 unvested shares of restricted stock.

SEC source: 0001591719-24-000003 · wk-form4_1710881918.xml · derivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,243

Underlying: Common Stock · 276,243 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F2 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F2 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on March 15, 2024, which will vest in three equal annual installments on March 15 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001299722-24-000005 · wk-form4_1708999002.xml · derivative · entry 2

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,682

Underlying: Common Stock · 11,682 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001299722-24-000005 · wk-form4_1708999002.xml · nonDerivative · entry 1

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,009

F1 · shares: Represents shares withheld to cover tax withholding obligations when 4,855 previously reported restricted stock units were settled on February 23, 2024.

F2 · balance_after: Includes 9,711 unvested restricted stock units.

SEC source: 0001571610-24-000003 · wk-form4_1708999440.xml · derivative · entry 2

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,401

Underlying: Common Stock · 51,401 shares

Expires not disclosed

F3 · derivative.exercise_price: Class B Profits Units of Rithm Capital Management LLC ("RCM") will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis pursuant to the terms and conditions set forth in the Rithm Capital Management LLC Long Term Incentive Plan and the individual award agreement.

F4 · derivative.exercise_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

F4 · derivative.expiration_date: Reflects a profits interest award in the form of Class B Profits Units in RCM granted to the Reporting Person on February 23, 2024, which will vest in three equal annual installments on February 23 of each of 2025, 2026 and 2027, so long as the Reporting Person remains in continued employment with the Issuer. These Class B Profits Units will be exchangeable into shares of Common Stock of the Issuer on a one-for-one basis after they have become vested and a sufficient amount of profits have been allocated to the holder of the Class B Profits Units.

SEC source: 0001571610-24-000003 · wk-form4_1708999440.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,414

F1 · shares: Represents shares withheld to cover tax withholding obligations when 24,280 previously reported restricted stock units were settled on February 23, 2024.

F2 · balance_after: Includes 48,561 unvested restricted stock units.

SEC source: 0001299722-24-000007 · wk-form4a_1711053861.xml · nonDerivative · entry 1

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,215

F1 · shares: This amendment is being filed to correct the number of shares withheld to cover tax withholding obligations when 4,855 previously reported restricted stock units were settled on February 23, 2024.

F2 · balance_after: Includes 9,711 unvested restricted stock units.

SEC source: 0001571610-24-000005 · wk-form4a_1711053443.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,446

F1 · shares: This amendment is being filed to correct the number of shares withheld to cover tax withholding obligations when 24,280 previously reported restricted stock units were settled on February 23, 2024.

F2 · balance_after: Includes 48,561 unvested restricted stock units.

SEC source: 0001209191-24-002421 · doc4.xml · nonDerivative · entry 1

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,966

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 14,566 unvested restricted stock units.

SEC source: 0001209191-24-002426 · doc4.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,338,410

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 509,893 unvested restricted stock units and 385,356 unvested shares of restricted stock.

SEC source: 0001209191-24-002423 · doc4.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,841

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 72,841 unvested restricted stock units.

SEC source: 0001209191-24-000381 · doc4.xml · nonDerivative · entry 1

Sloves Andrew · CIK 0001679934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,655

F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.675 on December 29, 2023.

SEC source: 0001209191-23-053866 · doc4.xml · nonDerivative · entry 1

Sivin Philip M · CIK 0001299722 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,643

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 14,243 unvested restricted stock units.

SEC source: 0001209191-23-053868 · doc4.xml · nonDerivative · entry 1

Nierenberg Michael · CIK 0001591719 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,327,069

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 498,552 unvested restricted stock units and 385,356 unvested shares of restricted stock.

SEC source: 0001209191-23-053864 · doc4.xml · nonDerivative · entry 1

SANTORO NICOLA JR · CIK 0001571610 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,221

F1 · shares: Represents dividend equivalent rights accrued on existing time-based restricted stock units, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

F2 · balance_after: Includes 71,221 unvested restricted stock units.