Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rithm Capital Corp.RITM · Entity 3845 | Director | August 20, 2026 | August 25, 2026 |
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | September 26, 2018 | October 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rithm Capital Corp.
Report date August 20, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,259 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Sale · Disposed 14,520 · Balance 82,259 |
Turning Point Brands, Inc.
Report date September 26, 2018 · Filed October 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy husband | 3,000 |
Reported balance
Holding disclosure · report date 2018-09-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,000 |
| Options (2014)SEC Table II · derivative / convertible security · Conversion / exercise price $3.83 · Expires 2024-08-08 | IndirectBy husband | Not disclosed |
Reported balance
Holding disclosure · report date 2018-09-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F1: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 25, 2026 20:32 UTC | Rithm Capital Corp. RITM · Entity 3845 | SaleCommon Stock | 14,520 | $10.18 | $147,741.00 |
DisclosureSEC source: 0001628280-26-058912 · wk-form4_1787689959.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,259 Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:17 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 17,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001750581-26-000002 · wk-form4_1779916660.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,779 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.26 on May 22, 2026. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:48 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 14,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001750581-25-000002 · wk-form4_1748465294.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,500 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.13 on May 23, 2025. Read SEC document |
| May 24, 2024 Filed May 29, 2024 21:04 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 14,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001750581-24-000002 · wk-form4_1717016683.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,124 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024. Read SEC document |
| May 26, 2023 Filed May 30, 2023 20:24 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 18,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032883 · doc4.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,604 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $8.17 on May 26, 2023. Read SEC document |
| May 10, 2023 Filed May 10, 2023 20:20 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 32,000 | $7.94 | $254,080.00 |
DisclosureSEC source: 0001209191-23-028476 · doc4.xml · nonDerivative · entry 1 Hebard Peggy Hwan · CIK 0001750581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.