Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rithm Capital Corp.RITM · Entity 3845 | Director | May 24, 2024 | May 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rithm Capital Corp.
Report date May 24, 2024 · Filed May 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 202,721 |
Reported balance
After 2024-05-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-05-24 · Grant · Acquired 14,066 · Balance 202,721 F1: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024. F2: Reflects 20,000 shares of Common Stock previously reported as indirectly held by a family trust. Given the qualification of this trust as a living revocable trust, the shares held in such trust are being reported as directly held. |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 2,698 |
Reported balance
Holding disclosure · report date 2024-05-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,698 F3: Reflects a readjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records. |
| Common StockSEC Table I · non-derivative | IndirectBy Daughter | 3,738 |
Reported balance
Holding disclosure · report date 2024-05-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,738 F3: Reflects a readjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.
F2: Reflects 20,000 shares of Common Stock previously reported as indirectly held by a family trust. Given the qualification of this trust as a living revocable trust, the shares held in such trust are being reported as directly held.
F3: Reflects a readjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2024 Filed May 30, 2024 00:42 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 14,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001679934-24-000003 · wk-form4_1717029713.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,721 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024. F2 · balance_after: Reflects 20,000 shares of Common Stock previously reported as indirectly held by a family trust. Given the qualification of this trust as a living revocable trust, the shares held in such trust are being reported as directly held. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 21:29 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 12,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000381 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,655 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.675 on December 29, 2023. Read SEC document |
| May 26, 2023 Filed May 30, 2023 20:26 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 18,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032886 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,477 F1 · price: The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $8.17 on May 26, 2023. Read SEC document |
| January 04, 2023 Filed Jan 4, 2023 22:51 UTC | Rithm Capital Corp. RITM · Entity 3845 | GrantCommon Stock | 15,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001274 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,505 F1 · price: The shares were issued to the Reporting Person as compensation for services as a director provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $8.17 on December 30, 2022. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 11:10 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 8,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-039990 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,205 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.32 on June 30, 2022. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:18 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 8,874 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033150 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,157 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.27 on May 27, 2022. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:22 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 9,116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-000749 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,283 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.97 on January 3, 2022. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 9,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036809 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,167 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $10.58 on May 28, 2021. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 13:02 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 10,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000625 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,715 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $9.48 on January 4, 2021. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 20:49 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 13,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038498 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,166 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $7.45 on June 19, 2020. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:50 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 1,200 | $7.29 | $8,746.56 |
DisclosureSEC source: 0001209191-20-033678 · doc4.xml · nonDerivative · entry 3 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Son Disclosed balance after: 2,300 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:50 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 1,200 | $7.28 | $8,732.64 |
DisclosureSEC source: 0001209191-20-033678 · doc4.xml · nonDerivative · entry 2 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 3,100 Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:50 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 1,200 | $7.31 | $8,772.96 |
DisclosureSEC source: 0001209191-20-033678 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 3,700 Read SEC document |
| March 19, 2020 Filed Mar 19, 2020 20:25 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 10,000 | $6.03 | $60,273.00 |
DisclosureSEC source: 0001209191-20-020270 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,743 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $6.025 to $6.03. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 20:20 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 10,000 | $5.83 | $58,300.00 |
DisclosureSEC source: 0001209191-20-019992 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,743 Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 10:38 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseSeries A Preferred Shares | 1,000 | $11.00 | $11,000.00 |
DisclosureSEC source: 0001209191-20-020160 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 12:49 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 6,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001479 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,743 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.11 on December 31, 2019. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 13:19 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 1,000 | $15.93 | $15,929.50 |
DisclosureSEC source: 0001209191-19-055601 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,535 Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:26 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 6,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-032989 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,535 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.52 on May 24, 2019. Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:57 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 400 | $16.65 | $6,660.00 |
DisclosureSEC source: 0001209191-19-030064 · doc4.xml · nonDerivative · entry 5 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Son Disclosed balance after: 1,100 Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:57 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 400 | $16.66 | $6,664.00 |
DisclosureSEC source: 0001209191-19-030064 · doc4.xml · nonDerivative · entry 4 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 1,900 Read SEC document |
| May 14, 2019 Filed May 15, 2019 20:57 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock | 1,000 | $16.65 | $16,650.00 |
DisclosureSEC source: 0001209191-19-030064 · doc4.xml · nonDerivative · entry 3 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 2,500 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 01:14 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 7,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001539 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,481 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $14.21 on December 31, 2018. Read SEC document |
| May 25, 2018 Filed May 30, 2018 20:19 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 5,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034118 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,443 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $18.10 on May 25, 2018. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:50 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-001984 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,918 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $17.44 on January 3, 2018. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:27 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 4,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036445 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,324 F1 · price: The shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $16.55 on May 26, 2017. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 23:28 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 700 | $15.38 | $10,766.00 |
DisclosureSEC source: 0001209191-17-007277 · doc4.xml · nonDerivative · entry 5 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Son Disclosed balance after: 700 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $15.3750 to $15.3775. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 23:28 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 500 | $15.38 | $7,690.00 |
DisclosureSEC source: 0001209191-17-007277 · doc4.xml · nonDerivative · entry 4 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for Daughter Disclosed balance after: 1,500 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 23:28 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 10,000 | $15.34 | $153,400.00 |
DisclosureSEC source: 0001209191-17-007277 · doc4.xml · nonDerivative · entry 2 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Sloves Family Trust Disclosed balance after: 20,000 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:35 UTC | Rithm Capital Corp. NRZ · Entity 3845 | GrantCommon Stock | 5,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000953 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792 F1 · price: Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $15.81 on January 3, 2017. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:19 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock, par value $0.01 per share | 1,000 | $14.17 | $14,170.00 |
DisclosureSEC source: 0001209191-16-149722 · doc4.xml · nonDerivative · entry 4 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for daughter Disclosed balance after: 1,000 F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.16 to $14.17. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:19 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock, par value $0.01 per share | 1,500 | $14.18 | $21,270.00 |
DisclosureSEC source: 0001209191-16-149722 · doc4.xml · nonDerivative · entry 3 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Custodian for daughter Disclosed balance after: 1,500 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:19 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock, par value $0.01 per share | 700 | $14.24 | $9,968.00 |
DisclosureSEC source: 0001209191-16-149722 · doc4.xml · nonDerivative · entry 2 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:19 UTC | Rithm Capital Corp. NRZ · Entity 3845 | PurchaseCommon Stock, par value $0.01 per share | 10,000 | $14.23 | $142,300.00 |
DisclosureSEC source: 0001209191-16-149722 · doc4.xml · nonDerivative · entry 1 Sloves Andrew · CIK 0001679934 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Sloves Family Trust Disclosed balance after: 10,000 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.22 to $14.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.